Thomas J. Herzfeld Advisors, Inc. 13F holdings, Q3 2025
Holdings as of September 30, 2025 · filings on SEC EDGAR · latest filing →
Thomas J. Herzfeld Advisors, Inc. disclosed 104 US equity positions worth $291.7m in its Q3 2025 13F filing. The largest position was PIMCO Dynamic Income Strategy Fund at 13.4% of the reported book, followed by Highland Floating Rate Opportunities Fund and Saba Capital Income & Opport II. Against the Q2 2025 filing, it opened 8 new positions, added to 24 and reduced 16 among the top 50 holdings.
What did Thomas J. Herzfeld Advisors, Inc. own in Q3 2025? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2025 |
|---|---|---|---|---|---|---|---|
| 1 | PIMCO Dynamic Income Strategy Fund | 13.4% | $39.1m | 1,569,891 | -1% | reduced | |
| 2 | Highland Floating Rate Opportunities Fund | 6.1% | $17.8m | 2,796,339 | 8% | added | |
| 3 | Saba Capital Income & Opport II | 5.6% | $16.3m | 1,787,446 | 2% | added | |
| 4 | Herzfeld Credit Income Fund, Inc. | 5.0% | $14.5m | 6,100,753 | -6% | reduced | |
| 5 | PAAA PGIM ETF TR | 3.6% | $10.6m | 205,593 | – | new | |
| 6 | Nuveen Floating Rate Income | 3.6% | $10.5m | 1,287,853 | -3% | reduced | |
| 7 | Brookfield Real Assets Incom | 3.3% | $9.7m | 724,706 | 1% | added | |
| 8 | PFIX Simplify Exchange Traded Fun | 3.2% | $9.2m | 191,613 | – | new | |
| 9 | Saba Capital Income & Opport | 3.1% | $9.1m | 1,175,007 | 163% | added | |
| 10 | ASA Gold and Precious Metals Ltd | 2.8% | $8.3m | 180,645 | 1455% | added | |
| 11 | PIMCO Access Income Fund | 2.7% | $7.8m | 481,437 | 11% | added | |
| 12 | SRH Total Return Fund Inc | 2.3% | $6.8m | 375,454 | 15% | added | |
| 13 | FS Credit Opportunities Corp | 2.3% | $6.7m | 963,509 | -70% | reduced | |
| 14 | Flaherty & Crumrine Pfd Secs | 2.2% | $6.5m | 382,783 | -1% | reduced | |
| 15 | Neuberger Brman Next Genera | 2.1% | $6.1m | 394,211 | 25% | added | |
| 16 | TFLO iShares Tr | 1.9% | $5.4m | 107,519 | -1% | reduced | |
| 17 | Duff & Phelps Utility and Infrastructure Fund Inc. | 1.9% | $5.4m | 420,950 | 32% | added | |
| 18 | PGIM Short Dur Hig yld Opp F | 1.8% | $5.4m | 321,346 | 85% | added | |
| 19 | Nuveen Vriabl Rat Pfd & Inm | 1.8% | $5.2m | 261,335 | -15% | reduced | |
| 20 | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | 1.6% | $4.8m | 221,196 | 10% | added | |
| 21 | BlackRock Science and Technology Trust II | 1.6% | $4.6m | 209,711 | 16% | added | |
| 22 | The Taiwan Fund Inc | 1.6% | $4.6m | 84,582 | 34% | added | |
| 23 | Thornburg Incm Builder Opp Tr | 1.6% | $4.5m | 227,958 | 6% | added | |
| 24 | PIMCO Dynamic Income Oprnts | 1.5% | $4.5m | 318,125 | – | new | |
| 25 | KYN Kayne Anderson Energy Infrst | 1.4% | $4.0m | 321,171 | 10% | added | |
| 26 | ProShares UltraShort S&P500 | 1.3% | $3.9m | 271,755 | -34% | reduced | |
| 27 | Rivernorth Flexible Mun Income Fund II, Inc. | 1.3% | $3.9m | 300,513 | -1% | reduced | |
| 28 | Oxford Lane Cap Corp | 1.3% | $3.9m | 227,872 | – | new | |
| 29 | Nuveen Credit Strategies Income Fund | 1.2% | $3.6m | 684,381 | 1% | added | |
| 30 | Ecofin Sustainable and Social Impact Term Fund | 0.9% | $2.8m | 234,542 | 20% | added | |
| 31 | Angel Oak Final Strategies Incm Trm Trst | 0.9% | $2.7m | 207,513 | 2% | added | |
| 32 | Nuveen Dow 30 Dynamic Overwrite Fund | 0.9% | $2.7m | 180,969 | -26% | reduced | |
| 33 | Central Securities Corp | 0.9% | $2.7m | 52,228 | -1% | reduced | |
| 34 | The Gabelli Dividend & Income Trust | 0.9% | $2.6m | 95,140 | 40733% | added | |
| 35 | NYLI CBRE Gbl Infr Megtrnds | 0.9% | $2.5m | 171,242 | 1097% | added | |
| 36 | PIMCO Income Strategy FdII | 0.8% | $2.4m | 319,586 | 4% | added | |
| 37 | Tortoise Energy Infra Corp | 0.8% | $2.3m | 53,109 | -47% | reduced | |
| 38 | Exchange Listed FDS Tr | 0.8% | $2.2m | 98,498 | 12% | added | |
| 39 | BNY Mellon Strategic Mun Bd | 0.7% | $2.0m | 338,579 | -8% | reduced | |
| 40 | Blackstone / GSO Long-Short Credit Income Fund | 0.7% | $1.9m | 159,161 | 5782% | added | |
| 41 | PIMCO Calif Mun Income Fund | 0.7% | $1.9m | 218,743 | – | new | |
| 42 | MFS High Yield Municipal Trust | 0.7% | $1.9m | 546,440 | -1% | reduced | |
| 43 | MFS Investment Grade Municipal Trust | 0.6% | $1.9m | 240,371 | -1% | reduced | |
| 44 | Nuveen Mortgage and Income Fund | 0.6% | $1.8m | 97,359 | -0% | held | |
| 45 | Aberdeen Life Sciences Investor | 0.6% | $1.8m | 116,937 | – | new | |
| 46 | Aberdeen Healthcare Investors | 0.6% | $1.7m | 94,616 | – | new | |
| 47 | GAMCO Nat Res Gold and Income | 0.6% | $1.7m | 235,268 | – | new | |
| 48 | Western Asset Mortgage Opp Fund Inc. | 0.6% | $1.6m | 137,559 | -2% | reduced | |
| 49 | NYLI MacKay Defined Term Muni | 0.5% | $1.5m | 96,504 | -0% | held | |
| 50 | BlackRock Municipal 2030 Target Term Trust | 0.4% | $1.1m | 49,300 | 37% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.