WhaleCreep

Soros Fund Management 13F holdings, Q1 2002

Family officeSEC filingsCompare with another fundHoldings as of 2002-03-31, filed 2002-05-15

Soros Fund Management disclosed 236 US equity positions worth $2.2bn in its Q1 2002 13F filing. Its largest position is DIAMONDS TR UNIT at 3.9% of the reported book, followed by SPY and TYCO INTL GROUP SA DBCV 2/1. Versus Q4 2001 it opened 104 new positions, added to 43, reduced 34 and exited 100.

$2.2bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
236
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
3.9%
Largest position
The largest single position as a share of the reported equity book.
26.6%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
76
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
114
Quarters on file since Q1 1998
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2001: 104 new, 43 added, 34 reduced, 100 exited

50 of 236
DIAMONDS TR UNIT no ticker–3.9%$84.5m815,000–new
SPY SPDR S&P 500 ETF Trust–3.6%$76.6m669,100–new
TYCO INTL GROUP SA DBCV 2/1 no ticker–3.0%$65.6m93.50m–new
IART INTEGRA LIFESCIENCES HLDGS CHealthcare2.7%$58.8m2.09m0.0%held
MERRILL LYNCH & CO INC LYON VAR no ticker–2.6%$55.9m54.00m–new
PHELPS DODGE CORP no ticker–2.5%$54.2m1.29m+8487%added
CNC CENTENE CORP DELHealthcare2.1%$45.8m2.00m0.0%held
APEX SILVER MINES no ticker–2.1%$45.7m3.41m0.0%held
IMMUNEX CORP NEW no ticker–2.0%$44.0m1.45m+92%added
SECURITY CAP GROUP INC no ticker–2.0%$43.6m1.71m+108%added
MCG CAPITAL CORPORATION no ticker–1.8%$38.8m1.99m0.0%held
BURLINGTON NORTHN SANTA no ticker–1.8%$37.9m1.26m+945%added
GOODRICH CORP no ticker–1.8%$37.9m1.20m0.0%held
9990302D APACHE CORP–1.5%$31.7m557,410−8.1%reduced
TRIGON HEALTHCARE INC no ticker–1.5%$31.3m424,5000.0%held
TYCO INTL LTD NEW no ticker–1.4%$31.0m46.40m0.0%held
UAL CORP no ticker–1.4%$29.7m1.82m–new
MANDALAY RESORT GROUP no ticker–1.4%$29.4m956,2000.0%held
CENDANT CORP DEB ZERO no ticker–1.3%$27.6m27.50m–new
KERR MCGEE CORP no ticker–1.3%$27.0m430,000–new
RATIONAL SOFTWARE CORP SUB NT no ticker–1.2%$25.5m29.43m+9.3%added
ANALOG DEVICES INC SB NT CV no ticker–1.2%$25.1m26.50m0.0%held
CLEAR CHANNEL SR NT CV no ticker–1.2%$24.9m25.50m–new
AMXN AMERICA MOVIL SAB DE CV–1.1%$24.2m1.22m–new
SANMINA SCI CORP SUB NTCV no ticker–1.1%$24.1m25.50m+24%added
BMY BRISTOL-MYERS SQUIBB COHealthcare1.1%$23.8m589,000–new
MGA MAGNA INTL INCConsumer Cyclical1.1%$23.6m320,900−20%reduced
AMERICAN WTR WKS no ticker–1.0%$22.3m508,200+291%added
GENERAL MTRS CORP no ticker–1.0%$21.2m350,000–new
COOPER INDS INC no ticker–1.0%$21.1m502,200+557%added
COMCAST CORP DEB CONV no ticker–1.0%$20.8m27.00m–new
ROGERS COMMUNICATIONS DB CONV no ticker–0.9%$20.0m25.65m0.0%held
ALCAN INC no ticker–0.9%$19.8m499,100–new
JOHNSON CTLS INC no ticker–0.9%$19.6m221,600−46%reduced
LENNAR CORP SRSB NT no ticker–0.9%$19.5m46.50m–new
MGM MGM RESORTS INTERNATIONALConsumer Cyclical0.9%$18.9m522,500−60%reduced
PURADYN FILTER no ticker–0.9%$18.5m4.57m0.0%held
WORLDCOM INC GA NEW WRLDCOM GP no ticker–0.7%$16.0m2.38m+103%added
JONES APPAREL GROUP INC SR NT CV no ticker–0.7%$15.6m30.00m–new
PRIDE INTL INC DEL no ticker–0.7%$15.6m980,000–new
ASPECT TELECOMMUNICATIONS SB DB CV no ticker–0.7%$14.5m46.00m–new
AVT AVNET INCTechnology0.7%$14.3m529,1000.0%held
WESTWOOD ONE INC no ticker–0.7%$14.3m373,000−8.6%reduced
INTEGRATED DEVICE TECHNOLOGY no ticker–0.7%$14.0m422,3000.0%held
ROCKWELL COLLINS INC no ticker–0.6%$13.9m552,5000.0%held
NEM NEWMONT CORPBasic Materials0.6%$13.8m497,500+895%added
GENERAL MTRS CORP DEB SR no ticker–0.6%$13.6m500,000–new
MASCO CORP SR NT CV no ticker–0.6%$13.6m32.50m+225%added
CYPRESS SEMICONDUCTOR SUB NT no ticker–0.6%$13.6m15.00m+114%added
CORNING INC DEB ZERO no ticker–0.6%$13.6m26.50m–new

Exited since Q4 2001

100 rows
ULTRAMAR DIAMOND no ticker4.6%$72.2m
AGILENT TECHNOLOGIES SR DEB no ticker1.7%$26.9m
RIGHTCHOICE MANAGED no ticker1.5%$23.4m
ORION PWR HLDGS INC no ticker1.4%$22.7m
WIND RIVER SUB NT no ticker1.3%$20.7m
SAGE INC no ticker1.3%$20.2m
ANALOG DEVICES INC SB NT CV no ticker1.3%$19.8m
SYMANTEC CORP SUB NT CV no ticker1.1%$17.5m
DAL-TILE INTL INC no ticker1.0%$16.6m
VERIZON DB CV ZRO no ticker0.9%$13.8m
BEST BUY INC SR DEB CV no ticker0.8%$13.1m
LABORATORY CORP LYONS no ticker0.8%$12.0m
US BANCORP DEL SR NT ZERO no ticker0.7%$11.2m
BJ SVCS CO no ticker0.6%$9.2m
TELECORP PCS INC NEW no ticker0.5%$8.6m
L-3 COMMUNICATIONS SR SB CV no ticker0.5%$8.2m
ENSCO INTL INC no ticker0.5%$8.0m
CEPHALON INC SB NT CV no ticker0.5%$7.6m
NOBLE DRILLING CORP no ticker0.4%$6.6m
CROSSWORLDS SOFTWARE no ticker0.4%$6.2m
GENZYME CORP SB DEB CV no ticker0.3%$5.5m
MCK MCKESSON CORP0.3%$5.4m
INVITROGEN CORP SB NT CV no ticker0.3%$4.8m
TRANSOCEAN SEDCO no ticker0.3%$4.7m
JOS A BANK no ticker0.3%$4.4m
IVAX CORP SR SB CV no ticker0.3%$4.2m
DIME BANCORP INC NEW no ticker0.3%$4.0m
COOPER CAMERON CORP no ticker0.2%$3.7m
COMPANIA ANONIMA SPON no ticker0.2%$3.5m
NABORS INDS INC no ticker0.2%$3.5m
ROWAN COS INC no ticker0.2%$3.3m
WIND RIVER SB NT CV no ticker0.2%$3.1m
NEWPORT NEWS no ticker0.2%$3.0m
PROVINCE HEALTHCARE SB NT CV no ticker0.2%$2.9m
ANCHOR GAMING no ticker0.2%$2.7m
MANUGISTICS GROUP INC no ticker0.2%$2.6m
EFX EQUIFAX INC0.2%$2.5m
ACE LIMITED no ticker0.2%$2.5m
DOEUR DIAMOND OFFSHORE DRILLING IN0.2%$2.5m
SANMINA SCI CORP SB DB CV no ticker0.2%$2.4m
EXC EXELON CORP0.2%$2.4m
WM WASTE MGMT INC DEL0.2%$2.4m
MILLENNIUM no ticker0.2%$2.4m
SMITH INTL INC no ticker0.2%$2.4m
ATMI INC SB NT CV no ticker0.1%$2.3m
EXTREME NETWORKS INC NT CV no ticker0.1%$2.3m
ELAN PLC no ticker0.1%$2.3m
HOTJOBS no ticker0.1%$2.2m
PHOTRONICS INC SB NT CV no ticker0.1%$2.2m
OXY OCCIDENTAL PETE CORP0.1%$2.1m

Sector mix

  • Unclassified85.9%
  • Healthcare6.3%
  • Consumer Cyclical2.3%
  • Technology1.6%
  • Industrials1.5%
  • Basic Materials0.8%
  • Consumer Defensive0.5%
  • Energy0.4%
  • Communication Services0.3%
  • Utilities0.3%
  • Real Estate0.04%
  • Financial Services0.01%

Book over time

Every quarter on file (114)
QuarterPositionsEquity book
Q2 2026251$7.6bn
Q1 2026246$7.3bn
Q4 2025227$7.5bn
Q3 2025173$6.3bn
Q2 2025167$5.8bn
Q1 2025183$5.6bn
Q4 2024169$5.7bn
Q3 2024157$5.0bn
Q2 2024154$4.4bn
Q1 2024157$4.3bn
Q4 2023152$5.3bn
Q3 2023150$4.9bn
Q2 2023118$4.6bn
Q1 2023135$5.3bn
Q4 2022155$5.9bn
Q3 2022244$5.3bn
Q2 2022243$5.0bn
Q1 2022251$5.5bn
Q4 2021263$6.8bn
Q3 2021242$5.1bn
Q2 2021248$5.5bn
Q1 2021221$5.0bn
Q4 2020139$5.0bn
Q3 2020124$4.0bn
Q2 2020133$3.7bn
Q1 2020113$2.0bn
Q4 2019165$3.0bn
Q3 2019171$3.5bn
Q2 2019146$3.9bn
Q1 2019160$3.9bn
Q4 2018157$3.1bn
Q3 2018172$4.1bn
Q2 2018179$4.9bn
Q1 2018199$5.5bn
Q4 2017180$4.1bn
Q3 2017212$3.8bn
Q2 2017187$3.6bn
Q1 2017251$4.1bn
Q4 2016192$3.5bn
Q3 2016211$3.6bn
Q2 2016162$3.5bn
Q1 2016212$3.5bn
Q4 2015227$5.4bn
Q3 2015212$5.9bn
Q2 2015247$8.0bn
Q1 2015214$8.8bn
Q4 2014174$8.5bn
Q3 2014245$10.1bn
Q2 2014347$10.1bn
Q1 2014292$9.4bn
Q4 2013208$9.2bn
Q3 2013208$7.8bn
Q2 2013173$7.1bn
Q1 2013151$6.9bn
Q4 2012136$6.8bn
Q3 2012135$7.7bn
Q2 2012135$5.6bn
Q1 2012159$5.9bn
Q4 2011108$3.6bn
Q3 2011343$4.5bn
Q2 2011431$5.5bn
Q1 2011550$6.3bn
Q4 2010624$6.2bn
Q3 2010607$6.0bn
Q2 2010682$4.5bn
Q1 2010680$7.1bn
Q4 2009551$7.2bn
Q3 2009456$5.6bn
Q2 2009185$4.0bn
Q1 200991$4.3bn
Q4 200886$4.4bn
Q3 200884$3.3bn
Q2 2008103$2.6bn
Q1 2008360$2.0bn
Q4 2007305$1.8bn
Q3 2007519$2.6bn
Q2 2007410$2.4bn
Q1 2007331$2.3bn
Q4 2006171$2.2bn
Q3 2006284$2.4bn
Q2 2006222$1.9bn
Q1 2006239$2.6bn
Q4 2005183$2.2bn
Q3 2005185$2.3bn
Q2 2005148$1.7bn
Q1 2005155$2.1bn
Q4 200491$1.9bn
Q3 200490$1.5bn
Q2 200480$1.2bn
Q1 200488$1.6bn
Q4 200392$1.5bn
Q3 2003105$1.8bn
Q2 2003110$1.4bn
Q1 2003112$1.5bn
Q4 2002128$1.8bn
Q3 2002205$1.9bn
Q2 2002198$2.0bn
Q1 2002236$2.2bn
Q4 2001232$1.6bn
Q3 2001215$1.6bn
Q2 2001215$1.4bn
Q1 2001163$1.4bn
Q4 2000134$1.1bn
Q3 2000310$2.1bn
Q2 2000206$1.5bn
Q1 2000252$5.9bn
Q4 1999216$6.4bn
Q3 1999169$3.5bn
Q2 1999130$4.5bn
Q1 1999127$3.9bn
Q4 19983$152m
Q3 19984$858m
Q2 19988$1.9bn
Q1 199810$1.5bn

Where Soros Fund Management was early

163 rows
AVGO BROADCOM INCQ1 19991 of 3230.06%1.1%29Held at last filing, Q2 2026–
CAT CATERPILLAR INC DELQ1 19991 of 1870.07%2.2%7Exited by Q3 2011+364%
CSCO CISCO SYS INCQ1 19991 of 1700.03%2.6%35Exited by Q2 2017+23%
HAL HALLIBURTON COQ1 19991 of 1820.1%3.2%28Exited by Q1 2022+19%
MU MICRON TECHNOLOGY INCQ1 19991 of 3200.01%2.8%35Held at last filing, Q2 2026+4691%
ORCL ORACLE CORPQ1 19991 of 2560.01%7.5%32Exited by Q4 2024+2484%
SLB SCHLUMBERGER LTDQ1 19991 of 2111.5%2.4%32Exited by Q3 2020−39%
WM WASTE MGMT INC DELQ1 19991 of 14016.4%17.3%17Exited by Q1 2011−17%
INTC INTEL CORPQ1 19992 of 2800.1%1.6%32Held at last filing, Q2 2026+370%
AAPL APPLE INCQ1 19994 of 2750.01%4.0%50Held at last filing, Q2 2026+90080%
AZO AUTOZONE INCQ1 19997 of 1651.2%2.0%14Exited by Q2 2017+2280%
EBAY EBAY INCQ1 19997 of 1860.02%2.5%32Exited by Q4 2019+440%
QCOM QUALCOMM INCQ2 19991 of 2460.7%8.1%44Exited by Q2 2024+844%
NKE NIKE INCQ2 19996 of 2080.07%1.2%35Exited by Q3 2025+797%
COF CAPITAL ONE FINL CORPQ2 19999 of 2270.3%1.1%24Held at last filing, Q2 2026+260%
WFC WELLS FARGO CO NEWQ2 199913 of 2120.1%1.8%29Exited by Q3 2020+20%
GLW CORNING INCQ3 19991 of 1960.1%1.3%24Exited by Q2 2025+100%
LSCC LATTICE SEMICONDUCTOR CORPQ3 19991 of 1460.03%1.1%34Exited by Q4 2016−56%
CVS CVS HEALTH CORPQ3 19995 of 2160.2%3.1%19Exited by Q3 2016+369%
VRSN VERISIGN INCQ4 19991 of 1422.8%4.9%16Exited by Q4 2017−44%
JNJ JOHNSON & JOHNSONQ4 19999 of 1690.1%3.1%28Held at last filing, Q2 2026+445%
LRCX LAM RESEARCH CORPQ4 199912 of 2360.01%1.8%17Exited by Q2 2018+446%
LLY ELI LILLY & COQ1 20001 of 2410.2%1.1%22Held at last filing, Q2 2026+1815%
ROK ROCKWELL AUTOQ1 20001 of 1400.04%1.5%5Exited by Q2 2005+35%
BMY BRISTOL MYERS SQUIBB COQ1 20002 of 1970.3%1.1%15Exited by Q4 2015+8.9%
CRUS CIRRUS LOGIC INCQ1 20002 of 1080.02%1.4%11Exited by Q2 2017+233%
HD HOME DEPOT INCQ1 20002 of 2121.1%3.3%30Exited by Q4 2015+79%
GE GENERAL ELECTRIC COQ1 20008 of 2420.07%3.2%19Exited by Q2 2024−44%
GS GOLDMAN SACHS GROUP INCQ1 20009 of 2290.9%1.5%45Exited by Q4 2025+657%
TMO THERMO FISHER SCIENTIFIC INCQ1 20009 of 2340.2%1.3%16Exited by Q2 2018+913%
AMGN AMGEN INCQ2 20001 of 1661.0%1.0%17Exited by Q2 2017+134%
BBY BEST BUY INCQ2 20001 of 1330.08%6.1%18Exited by Q4 2014+19%
PEP PEPSICO INCQ2 200012 of 1390.07%1.1%25Exited by Q4 2016+145%
MGM MGM RESORTS INTERNATIONALQ3 20001 of 2120.03%2.7%21Held at last filing, Q2 2026+150%
F FORD MTR CO DELQ4 20003 of 1810.1%1.5%11Exited by Q1 2014−34%
DGX QUEST DIAGNOSTICS INCQ1 20011 of 1320.5%1.3%23Exited by Q3 2010+124%
IART HLDGS CPQ1 20011 of 1020.2%7.1%23Exited by Q2 2011+248%
MGA MAGNA INTL INCQ1 20011 of 1011.0%1.6%16Exited by Q4 2011+43%
FDX FEDEX CORPQ1 20012 of 1981.2%2.5%26Exited by Q3 2025+445%
UTXZ UNITED TECHNOLOGIES CORPQ1 20012 of 1140.1%3.3%14Exited by Q2 2015+42%
JPM JPMORGAN CHASE & COQ1 200111 of 2310.2%1.8%39Held at last filing, Q2 2026+629%
9990302D APACHE CORPQ2 20011 of 841.6%2.3%20Exited by Q4 2014+177%
AA ALCOA CORPQ2 20011 of 1850.04%1.3%14Exited by Q2 2026−31%
AMXN AMERICA MOVIL SAB DE CV SPONQ2 20011 of 600.2%1.3%17Exited by Q2 2013+168%
ANF ABERCROMBIE & FITCH COQ2 20013 of 1460.09%1.4%19Exited by Q4 2017−68%
LOW LOWES COS INCQ2 20017 of 2090.05%2.3%22Exited by Q3 2025+1123%
LEN LENNAR CORPQ2 200116 of 1990.2%1.0%28Exited by Q4 2023+447%
ADM ARCHER DANIELS MIDLAND COQ3 20011 of 1360.02%1.6%18Held at last filing, Q2 2026+507%
NEM NEWMONT MINING CORPQ3 20011 of 1701.5%1.5%25Exited by Q3 2012+106%
BAC BK OF AMERICA CORPQ3 20015 of 2320.1%1.8%29Exited by Q3 2020−19%

Concentration and tenure

11.6%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
44.6%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
2
Median completed holding, quarters