WhaleCreep

Soros Fund Management 13F holdings, Q4 2001

Family officeSEC filingsCompare with another fundHoldings as of 2001-12-31, filed 2002-02-14

Soros Fund Management disclosed 232 US equity positions worth $1.6bn in its Q4 2001 13F filing. Its largest position is ULTRAMAR DIAMOND at 4.6% of the reported book, followed by IART and CNC. Versus Q3 2001 it opened 107 new positions, added to 31, reduced 33 and exited 90.

$1.6bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
232
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
4.6%
Largest position
The largest single position as a share of the reported equity book.
25.9%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
74
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
114
Quarters on file since Q1 1998
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2001: 107 new, 31 added, 33 reduced, 90 exited

50 of 232
ULTRAMAR DIAMOND no ticker–4.6%$72.2m1.46m+438%added
IART INTEGRA LIFESCIENCES HLDGS CHealthcare3.5%$55.0m2.09m+9.5%added
CNC CENTENE CORP DELHealthcare2.8%$43.9m2.00m–new
MGM MGM RESORTS INTERNATIONALConsumer Cyclical2.4%$37.6m1.30m−9.2%reduced
TYCO INTL LTD NEW LYON ZERO no ticker–2.3%$35.9m46.40m+183%added
MCG CAPITAL no ticker–2.2%$35.4m1.99m–new
APEX SILVER no ticker–2.2%$34.1m3.41m0.0%held
JOHNSON CTLS INC no ticker–2.1%$33.1m410,0000.0%held
GOODRICH CORP no ticker–2.0%$31.8m1.20m−1.6%reduced
9990302D APACHE CORP–1.9%$30.3m606,760+28%added
TRIGON HEALTHCARE INC no ticker–1.9%$29.5m424,500+3.6%added
AGILENT TECHNOLOGIES SR DEB no ticker–1.7%$26.9m24.00m–new
BCRUSD BARD C R INC–1.7%$26.5m410,900+82%added
MGA MAGNA INTL INCConsumer Cyclical1.6%$25.3m398,800+30%added
ANALOG DEVICES INC SB NT CV no ticker–1.6%$25.2m26.50m0.0%held
LENNAR CORP SR DB CV no ticker–1.6%$25.0m38.13m+190%added
RATIONAL SOFTWARE SUB NT no ticker–1.6%$24.5m26.93m+39%added
RIGHTCHOICE MANAGED no ticker–1.5%$23.4m333,700–new
ORION PWR HLDGS INC no ticker–1.4%$22.7m871,600+207%added
SANMINA SCI CORP SUB NTCV no ticker–1.4%$22.5m20.50m+105%added
PURADYN FILTER no ticker–1.4%$21.5m4.57m–new
IMMUNEX CORP NEW no ticker–1.3%$20.9m755,000–new
SECURITY CAP no ticker–1.3%$20.8m821,200–new
ROGERS COMMUNICATIONS DB CONV no ticker–1.3%$20.8m25.65m+6.9%added
WIND RIVER SUB NT no ticker–1.3%$20.7m21.01m+15%added
MANDALAY RESORT GROUP no ticker–1.3%$20.5m956,200+4.4%added
SAGE INC no ticker–1.3%$20.2m546,200–new
ANALOG DEVICES INC SB NT CV no ticker–1.3%$19.8m20.82m0.0%held
AGERE SYS INC no ticker–1.1%$18.0m3.17m−1.6%reduced
SYMANTEC CORP SUB NT CV no ticker–1.1%$17.5m14.50m–new
DAL-TILE INTL INC no ticker–1.0%$16.6m713,500–new
WORLDCOM INC GA NEW WRLDCOM no ticker–1.0%$16.4m1.17m–new
SPRINT CORP EQUITY no ticker–1.0%$16.4m650,000+35%added
VIROPHARMA INC no ticker–1.0%$15.4m673,146−43%reduced
VERIZON DB CV ZRO no ticker–0.9%$13.8m25.50m+143%added
AVT AVNET INCTechnology0.9%$13.5m529,1000.0%held
BEST BUY INC SR DEB CV no ticker–0.8%$13.1m17.00m–new
ARW ARROW ELECTRS INCTechnology0.8%$12.7m426,2000.0%held
WESTWOOD ONE INC no ticker–0.8%$12.3m408,000−11%reduced
LABORATORY CORP LYONS no ticker–0.8%$12.0m17.00m–new
CYEUR CYPRESS SEMICONDUCTOR CORP–0.8%$11.9m596,000+14%added
FDX FEDEX CORPIndustrials0.7%$11.6m224,300−45%reduced
APACHE CORP no ticker–0.7%$11.5m250,850+25%added
INTEGRATED DEVICE TECHNOLOGY no ticker–0.7%$11.2m422,300−2.3%reduced
US BANCORP DEL SR NT ZERO no ticker–0.7%$11.2m15.00m−50%reduced
ROCKWELL COLLINS INC no ticker–0.7%$10.8m552,5000.0%held
APC3EUR ANADARKO PETE CORP–0.7%$10.7m187,600+1.6%added
HILTON HOTELS CORP no ticker–0.6%$9.8m896,100−5.3%reduced
PITTSTON CO no ticker–0.6%$9.3m421,535–new
BJ SVCS CO no ticker–0.6%$9.2m284,9640.0%held

Exited since Q3 2001

90 rows
INC no ticker12.6%$198m
CORP no ticker4.0%$63.2m
INC no ticker3.7%$57.9m
LTD no ticker2.3%$35.9m
CO INC LYON ZERO 31 no ticker2.0%$31.6m
PHARMA no ticker1.7%$26.8m
PURINA CO no ticker1.3%$20.3m
TSN TYSON FOODS INC1.2%$19.0m
BORNE INC no ticker0.9%$14.5m
DEV CORP no ticker0.8%$12.6m
IBP INC no ticker0.8%$11.9m
CORP GTD SB DB CV 19 no ticker0.7%$11.1m
CORP SR LYON ZERO 20 no ticker0.7%$11.1m
INC no ticker0.7%$11.0m
NEW no ticker0.7%$10.5m
INTL INC SB DB CV ZRO 18 no ticker0.6%$9.7m
NEW no ticker0.6%$9.2m
ROK ROCKWELL AUTOMATION INC0.5%$8.1m
TR I no ticker0.5%$7.9m
MSFT MICROSOFT CORP0.5%$7.9m
INDS INC no ticker0.5%$7.9m
INC SUB DB CONV 7%05 no ticker0.5%$7.4m
GPU INC no ticker0.4%$6.9m
CORP no ticker0.3%$5.1m
INC no ticker0.3%$4.5m
INC no ticker0.2%$3.3m
INC no ticker0.2%$3.0m
NKE NIKE INC0.2%$2.9m
HAL HALLIBURTON CO0.2%$2.8m
INC DEL no ticker0.2%$2.7m
INTL CORP no ticker0.2%$2.5m
MAT MATTEL INC0.1%$2.3m
LTD no ticker0.1%$2.3m
SUTRO no ticker0.1%$2.3m
CBT CABOT CORP0.1%$2.2m
INC no ticker0.1%$2.2m
CORP NT CV 2.25%09 no ticker0.1%$2.1m
CORP no ticker0.1%$2.1m
CORP no ticker0.1%$2.0m
INC no ticker0.1%$2.0m
DONNELLEY R R & SONS CO no ticker0.1%$1.8m
INC SUB NT CV 144A06 no ticker0.1%$1.7m
BAC BANK OF AMER CORP0.1%$1.7m
VRTX VERTEX PHARMACEUTICALS INC0.1%$1.7m
MNG CO no ticker0.1%$1.7m
SYS INC SUB NT CV 6%05 no ticker0.1%$1.6m
INC no ticker0.1%$1.6m
ORCL ORACLE CORP0.1%$1.6m
BKR BAKER HUGHES INC0.10%$1.5m
LTD no ticker0.09%$1.4m

Sector mix

  • Unclassified83.6%
  • Healthcare6.9%
  • Consumer Cyclical4.5%
  • Industrials1.7%
  • Technology1.7%
  • Basic Materials0.4%
  • Energy0.4%
  • Consumer Defensive0.3%
  • Communication Services0.2%
  • Utilities0.2%
  • Real Estate0.07%
  • Financial Services0.06%

Book over time

Every quarter on file (114)
QuarterPositionsEquity book
Q2 2026251$7.6bn
Q1 2026246$7.3bn
Q4 2025227$7.5bn
Q3 2025173$6.3bn
Q2 2025167$5.8bn
Q1 2025183$5.6bn
Q4 2024169$5.7bn
Q3 2024157$5.0bn
Q2 2024154$4.4bn
Q1 2024157$4.3bn
Q4 2023152$5.3bn
Q3 2023150$4.9bn
Q2 2023118$4.6bn
Q1 2023135$5.3bn
Q4 2022155$5.9bn
Q3 2022244$5.3bn
Q2 2022243$5.0bn
Q1 2022251$5.5bn
Q4 2021263$6.8bn
Q3 2021242$5.1bn
Q2 2021248$5.5bn
Q1 2021221$5.0bn
Q4 2020139$5.0bn
Q3 2020124$4.0bn
Q2 2020133$3.7bn
Q1 2020113$2.0bn
Q4 2019165$3.0bn
Q3 2019171$3.5bn
Q2 2019146$3.9bn
Q1 2019160$3.9bn
Q4 2018157$3.1bn
Q3 2018172$4.1bn
Q2 2018179$4.9bn
Q1 2018199$5.5bn
Q4 2017180$4.1bn
Q3 2017212$3.8bn
Q2 2017187$3.6bn
Q1 2017251$4.1bn
Q4 2016192$3.5bn
Q3 2016211$3.6bn
Q2 2016162$3.5bn
Q1 2016212$3.5bn
Q4 2015227$5.4bn
Q3 2015212$5.9bn
Q2 2015247$8.0bn
Q1 2015214$8.8bn
Q4 2014174$8.5bn
Q3 2014245$10.1bn
Q2 2014347$10.1bn
Q1 2014292$9.4bn
Q4 2013208$9.2bn
Q3 2013208$7.8bn
Q2 2013173$7.1bn
Q1 2013151$6.9bn
Q4 2012136$6.8bn
Q3 2012135$7.7bn
Q2 2012135$5.6bn
Q1 2012159$5.9bn
Q4 2011108$3.6bn
Q3 2011343$4.5bn
Q2 2011431$5.5bn
Q1 2011550$6.3bn
Q4 2010624$6.2bn
Q3 2010607$6.0bn
Q2 2010682$4.5bn
Q1 2010680$7.1bn
Q4 2009551$7.2bn
Q3 2009456$5.6bn
Q2 2009185$4.0bn
Q1 200991$4.3bn
Q4 200886$4.4bn
Q3 200884$3.3bn
Q2 2008103$2.6bn
Q1 2008360$2.0bn
Q4 2007305$1.8bn
Q3 2007519$2.6bn
Q2 2007410$2.4bn
Q1 2007331$2.3bn
Q4 2006171$2.2bn
Q3 2006284$2.4bn
Q2 2006222$1.9bn
Q1 2006239$2.6bn
Q4 2005183$2.2bn
Q3 2005185$2.3bn
Q2 2005148$1.7bn
Q1 2005155$2.1bn
Q4 200491$1.9bn
Q3 200490$1.5bn
Q2 200480$1.2bn
Q1 200488$1.6bn
Q4 200392$1.5bn
Q3 2003105$1.8bn
Q2 2003110$1.4bn
Q1 2003112$1.5bn
Q4 2002128$1.8bn
Q3 2002205$1.9bn
Q2 2002198$2.0bn
Q1 2002236$2.2bn
Q4 2001232$1.6bn
Q3 2001215$1.6bn
Q2 2001215$1.4bn
Q1 2001163$1.4bn
Q4 2000134$1.1bn
Q3 2000310$2.1bn
Q2 2000206$1.5bn
Q1 2000252$5.9bn
Q4 1999216$6.4bn
Q3 1999169$3.5bn
Q2 1999130$4.5bn
Q1 1999127$3.9bn
Q4 19983$152m
Q3 19984$858m
Q2 19988$1.9bn
Q1 199810$1.5bn

Where Soros Fund Management was early

163 rows
AVGO BROADCOM INCQ1 19991 of 3230.06%1.1%29Held at last filing, Q2 2026–
CAT CATERPILLAR INC DELQ1 19991 of 1870.07%2.2%7Exited by Q3 2011+364%
CSCO CISCO SYS INCQ1 19991 of 1700.03%2.6%35Exited by Q2 2017+23%
HAL HALLIBURTON COQ1 19991 of 1820.1%3.2%28Exited by Q1 2022+19%
MU MICRON TECHNOLOGY INCQ1 19991 of 3200.01%2.8%35Held at last filing, Q2 2026+4691%
ORCL ORACLE CORPQ1 19991 of 2560.01%7.5%32Exited by Q4 2024+2484%
SLB SCHLUMBERGER LTDQ1 19991 of 2111.5%2.4%32Exited by Q3 2020−39%
WM WASTE MGMT INC DELQ1 19991 of 14016.4%17.3%17Exited by Q1 2011−17%
INTC INTEL CORPQ1 19992 of 2800.1%1.6%32Held at last filing, Q2 2026+370%
AAPL APPLE INCQ1 19994 of 2750.01%4.0%50Held at last filing, Q2 2026+90080%
AZO AUTOZONE INCQ1 19997 of 1651.2%2.0%14Exited by Q2 2017+2280%
EBAY EBAY INCQ1 19997 of 1860.02%2.5%32Exited by Q4 2019+440%
QCOM QUALCOMM INCQ2 19991 of 2460.7%8.1%44Exited by Q2 2024+844%
NKE NIKE INCQ2 19996 of 2080.07%1.2%35Exited by Q3 2025+797%
COF CAPITAL ONE FINL CORPQ2 19999 of 2270.3%1.1%24Held at last filing, Q2 2026+260%
WFC WELLS FARGO CO NEWQ2 199913 of 2120.1%1.8%29Exited by Q3 2020+20%
GLW CORNING INCQ3 19991 of 1960.1%1.3%24Exited by Q2 2025+100%
LSCC LATTICE SEMICONDUCTOR CORPQ3 19991 of 1460.03%1.1%34Exited by Q4 2016−56%
CVS CVS HEALTH CORPQ3 19995 of 2160.2%3.1%19Exited by Q3 2016+369%
VRSN VERISIGN INCQ4 19991 of 1422.8%4.9%16Exited by Q4 2017−44%
JNJ JOHNSON & JOHNSONQ4 19999 of 1690.1%3.1%28Held at last filing, Q2 2026+445%
LRCX LAM RESEARCH CORPQ4 199912 of 2360.01%1.8%17Exited by Q2 2018+446%
LLY ELI LILLY & COQ1 20001 of 2410.2%1.1%22Held at last filing, Q2 2026+1815%
ROK ROCKWELL AUTOQ1 20001 of 1400.04%1.5%5Exited by Q2 2005+35%
BMY BRISTOL MYERS SQUIBB COQ1 20002 of 1970.3%1.1%15Exited by Q4 2015+8.9%
CRUS CIRRUS LOGIC INCQ1 20002 of 1080.02%1.4%11Exited by Q2 2017+233%
HD HOME DEPOT INCQ1 20002 of 2121.1%3.3%30Exited by Q4 2015+79%
GE GENERAL ELECTRIC COQ1 20008 of 2420.07%3.2%19Exited by Q2 2024−44%
GS GOLDMAN SACHS GROUP INCQ1 20009 of 2290.9%1.5%45Exited by Q4 2025+657%
TMO THERMO FISHER SCIENTIFIC INCQ1 20009 of 2340.2%1.3%16Exited by Q2 2018+913%
AMGN AMGEN INCQ2 20001 of 1661.0%1.0%17Exited by Q2 2017+134%
BBY BEST BUY INCQ2 20001 of 1330.08%6.1%18Exited by Q4 2014+19%
PEP PEPSICO INCQ2 200012 of 1390.07%1.1%25Exited by Q4 2016+145%
MGM MGM RESORTS INTERNATIONALQ3 20001 of 2120.03%2.7%21Held at last filing, Q2 2026+150%
F FORD MTR CO DELQ4 20003 of 1810.1%1.5%11Exited by Q1 2014−34%
DGX QUEST DIAGNOSTICS INCQ1 20011 of 1320.5%1.3%23Exited by Q3 2010+124%
IART HLDGS CPQ1 20011 of 1020.2%7.1%23Exited by Q2 2011+248%
MGA MAGNA INTL INCQ1 20011 of 1011.0%1.6%16Exited by Q4 2011+43%
FDX FEDEX CORPQ1 20012 of 1981.2%2.5%26Exited by Q3 2025+445%
UTXZ UNITED TECHNOLOGIES CORPQ1 20012 of 1140.1%3.3%14Exited by Q2 2015+42%
JPM JPMORGAN CHASE & COQ1 200111 of 2310.2%1.8%39Held at last filing, Q2 2026+629%
9990302D APACHE CORPQ2 20011 of 841.6%2.3%20Exited by Q4 2014+177%
AA ALCOA CORPQ2 20011 of 1850.04%1.3%14Exited by Q2 2026−31%
AMXN AMERICA MOVIL SAB DE CV SPONQ2 20011 of 600.2%1.3%17Exited by Q2 2013+168%
ANF ABERCROMBIE & FITCH COQ2 20013 of 1460.09%1.4%19Exited by Q4 2017−68%
LOW LOWES COS INCQ2 20017 of 2090.05%2.3%22Exited by Q3 2025+1123%
LEN LENNAR CORPQ2 200116 of 1990.2%1.0%28Exited by Q4 2023+447%
ADM ARCHER DANIELS MIDLAND COQ3 20011 of 1360.02%1.6%18Held at last filing, Q2 2026+507%
NEM NEWMONT MINING CORPQ3 20011 of 1701.5%1.5%25Exited by Q3 2012+106%
BAC BK OF AMERICA CORPQ3 20015 of 2320.1%1.8%29Exited by Q3 2020−19%

Concentration and tenure

11.6%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
44.6%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
2
Median completed holding, quarters