WhaleCreep

First Manhattan 13F holdings, Q4 2006

Long-only investorSEC filingsCompare with another fundHoldings as of 2006-12-31, filed 2007-02-22

First Manhattan disclosed 748 US equity positions worth $7.7bn in its Q4 2006 13F filing. Its largest position is MMM at 3.4% of the reported book, followed by GE and BROOKFIELD ASSET MGMT INC. Versus Q3 2006 it opened 46 new positions, added to 164, reduced 222 and exited 37.

$7.7bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
748
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
3.4%
Largest position
The largest single position as a share of the reported equity book.
26.0%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
81
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
111
Quarters on file since Q1 1999
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2006: 46 new, 164 added, 222 reduced, 37 exited

50 of 748
MMM 3M COIndustrials3.4%$258m3.31m+1.3%added
GE GENERAL ELECTRIC COIndustrials3.3%$254m6.82m+66%added
BROOKFIELD ASSET MGMT INC no ticker–2.9%$220m4.57m+1.2%added
JNJ JOHNSON & JOHNSONHealthcare2.6%$203m3.08m−1.0%reduced
AXP AMERICAN EXPRESS COFinancial Services2.6%$199m3.29m+4.2%added
E W SCRIPPS CO NEW-CL A no ticker–2.5%$194m3.88m−0.2%held
LEUCADIA NATL CORP no ticker–2.5%$189m6.69m+5.1%added
CVS CVS HEALTH CORPHealthcare2.3%$177m5.72m+13%added
UNH UNITEDHEALTH GROUP INCHealthcare2.0%$158m2.94m−0.1%held
ONEX CORP-SUB VTG no ticker–2.0%$153m6.27m+1.0%added
PG PROCTER & GAMBLE COConsumer Defensive2.0%$150m2.34m−0.2%held
BAC BANK OF AMER CORPFinancial Services1.9%$143m2.68m−0.8%reduced
FHN FIRST HORIZON CORPORATIONFinancial Services1.8%$135m3.24m+6.1%added
LIBERTY CAPITAL SER A no ticker–1.7%$130m1.33m−0.4%held
CBS CORP NEW no ticker–1.6%$125m4.01m−3.3%reduced
IBM INTERNATIONAL BUSINESS MACHSTechnology1.6%$122m1.26m−0.2%held
GSK PLC no ticker–1.6%$122m2.32m+1.2%added
ZBH ZIMMER BIOMET HOLDINGS INCHealthcare1.5%$114m1.45m−10%reduced
FIRST DATA CORP no ticker–1.4%$111m4.33m−14%reduced
LIBERTY INTERACTIVE CORP no ticker–1.3%$103m4.79m−0.1%held
MO ALTRIA GROUP INCConsumer Defensive1.2%$89.7m1.05m−3.8%reduced
RRC RANGE RES CORPEnergy1.2%$88.9m3.24m+0.8%added
TYCO INTL LTD no ticker–1.1%$87.4m2.88m−15%reduced
KEL KELLANOVA–1.0%$80.6m1.61m+0.6%added
RHJ INTERNATIONAL SA no ticker–1.0%$80.3m3.68m–new
WU WESTERN UN COFinancial Services1.0%$77.6m3.46m–new
VNO VORNADO RLTY TRReal Estate1.0%$76.1m626,357−8.8%reduced
SRE SEMPRAUtilities1.0%$75.2m1.34m+1.7%added
HILTON HOTELS CORP no ticker–0.9%$67.4m1.93m+1.2%added
NOVARTIS AG CHF .5 no ticker–0.8%$64.7m1.12m0.0%held
CSCO CISCO SYS INCTechnology0.8%$64.6m2.37m−2.6%reduced
OHIO CASUALTY CORPORATION no ticker–0.8%$62.8m2.11m0.0%held
DUKE ENERGY CORP NEW no ticker–0.8%$61.1m1.84m−39%reduced
USB US BANCORPFinancial Services0.8%$59.2m1.64m−0.9%reduced
NBR NABORS INDUSTRIES LTDEnergy0.7%$55.8m1.87m−3.3%reduced
GANNETT INC no ticker–0.7%$55.3m915,345−39%reduced
EXMOC EXXON MOBIL CORP–0.7%$54.7m713,627+0.1%held
KMB KIMBERLY-CLARK CORPConsumer Defensive0.7%$50.9m749,548−34%reduced
OMC OMNICOM GROUP INCCommunication Services0.7%$50.8m486,378−2.1%reduced
DOX AMDOCS LTDTechnology0.7%$50.2m1.30m−5.6%reduced
CAREMARK RX INC no ticker–0.7%$50.2m879,372+335%added
NTRS NORTHERN TR CORPFinancial Services0.7%$50.0m824,656−6.0%reduced
NORBORD INC no ticker–0.6%$48.1m6.29m−1.6%reduced
ADESA INC no ticker–0.6%$46.7m1.68m−8.5%reduced
ABT ABBOTT LABORATORIESHealthcare0.6%$46.6m956,284−7.1%reduced
BAX BAXTER INTL INCHealthcare0.6%$46.2m996,943−1.7%reduced
MCO MOODYS CORPFinancial Services0.6%$45.4m657,808+1.4%added
ALGN ALIGN TECHNOLOGY INCHealthcare0.5%$42.2m3.02m−3.2%reduced
EOG EOG Resources IncEnergy0.5%$38.6m617,576−0.6%reduced
WASHINGTON POST CO no ticker–0.5%$37.4m50,181−0.9%reduced

Exited since Q3 2006

37 rows
NORTH FORK BANCORPORATION INC no ticker3.8%$275m
MCCLATCHY CO no ticker0.1%$10.7m
INCO LTD no ticker0.08%$6.2m
NEWMIL BANCORP INC no ticker0.08%$5.8m
FLAMEL TECHNOLOGIES SA no ticker0.05%$3.5m
PACIFIC ENERGY PARTNERS LP no ticker0.04%$3.2m
ROYAL & SUN ALLIANCE INC GROUP no ticker0.04%$3.1m
IFF INTERNATIONAL FLAVORS&FRAGRA0.04%$2.9m
FIRST OAK BANCSHARES INC no ticker0.02%$1.6m
GEOKINETICS INC no ticker0.01%$999k
THERMO ELECTRON CORP GTD SUB CONV BOND no ticker0.01%$996k
TEXAS REGIONAL BANCSHARES INC no ticker0.01%$750k
VIRBAC CORP no ticker0.01%$746k
SEQUA CORP CL-A no ticker0.01%$563k
UNIONBANCORP INC no ticker0.01%$544k
TBBK BANCORP INC DEL0.01%$542k
FE FIRSTENERGY CORP0.01%$507k
HERITAGE PPTYS INVT TR INC no ticker0.01%$495k
AES AES CORP0.01%$376k
TRANS TECHNOLOGY CORP no ticker0.01%$373k
MERRILL LYNCH no ticker0.0%$344k
SENEA SENECA FOODS CORP NEW0.0%$309k
SALOMON BROS GLOBAL PARTNERS no ticker0.0%$284k
NORTHERN SELECT EQUITY FUND no ticker0.0%$280k
CAT CATERPILLAR INC0.0%$261k
HCA HEALTHCARE CO no ticker0.0%$254k
GLW CORNING INC0.0%$219k
INCOME FUND OF AMERICA INC no ticker0.0%$211k
BF/B BROWN FORMAN CORP0.0%$207k
DUNDEE REAL ESTATE INVT TR no ticker0.0%$200k
FIDELITY SPARTAN 500 INDEX no ticker0.0%$200k
SEQUOIA OIL & GAS TR TR UNIT no ticker0.0%$128k
LUCENT TECHNOLOGIES INC no ticker0.0%$55.0k
INDUS INTERNATIONAL INC no ticker0.0%$25.0k
AUTO DATA NETWORK INC no ticker0.0%$16.0k
ACACIA RESH CORP AR COMBIMATRX no ticker0.0%$11.0k
CSF HOLDINGS INC-ESCROW no ticker0.0%$2.0k

Sector mix

  • Unclassified49.6%
  • Healthcare12.2%
  • Financial Services11.3%
  • Industrials8.5%
  • Consumer Defensive5.0%
  • Technology3.8%
  • Energy3.0%
  • Communication Services1.6%
  • Consumer Cyclical1.6%
  • Real Estate1.4%
  • Utilities1.3%
  • Basic Materials0.7%

Book over time

Every quarter on file (111)
QuarterPositionsEquity book
Q2 2026741$39.2bn
Q1 2026752$36.1bn
Q4 2025728$38.1bn
Q3 2025714$37.9bn
Q2 2025698$35.4bn
Q1 2025678$34.3bn
Q4 2024680$34.1bn
Q3 2024682$33.7bn
Q2 2024669$31.2bn
Q1 20241,410$30.9bn
Q4 20231,436$28.8bn
Q3 20231,487$27.1bn
Q2 20231,423$27.3bn
Q1 20231,516$26.1bn
Q4 20221,678$27.3bn
Q3 20221,499$23.6bn
Q2 20221,533$24.8bn
Q1 20221,574$30.6bn
Q4 20211,558$30.3bn
Q3 20211,575$27.1bn
Q2 20211,546$27.4bn
Q1 20211,458$23.2bn
Q4 20201,320$20.9bn
Q3 20201,309$19.4bn
Q2 20201,367$17.3bn
Q1 20201,355$15.4bn
Q4 20191,286$19.9bn
Q3 20191,309$18.2bn
Q2 20191,353$18.0bn
Q1 20191,372$17.3bn
Q4 20181,352$16.1bn
Q3 20181,384$18.8bn
Q2 20181,341$17.3bn
Q1 20181,365$17.6bn
Q4 20171,435$18.3bn
Q3 20171,416$17.5bn
Q2 20171,378$17.1bn
Q1 20171,378$16.8bn
Q4 20161,361$16.4bn
Q3 20161,382$16.4bn
Q2 20161,448$16.3bn
Q1 20161,380$16.3bn
Q4 20151,405$16.3bn
Q3 20151,419$15.6bn
Q2 20151,436$16.9bn
Q1 20151,431$17.4bn
Q4 20141,464$17.7bn
Q3 20141,428$17.2bn
Q2 20141,403$15.8bn
Q1 20141,394$15.2bn
Q4 20131,359$15.1bn
Q3 20131,355$14.3bn
Q2 20131,351$14.5bn
Q1 2013654$8.8bn
Q4 2012656$8.0bn
Q3 2012675$8.1bn
Q2 2012660$7.7bn
Q1 2012677$7.8bn
Q4 2011677$6.9bn
Q3 2011661$6.5bn
Q2 2011692$7.8bn
Q1 2011691$7.6bn
Q4 2010698$7.2bn
Q3 2010697$6.5bn
Q2 2010674$5.7bn
Q1 2010681$6.3bn
Q4 2009680$5.9bn
Q3 2009666$5.7bn
Q2 2009649$4.7bn
Q1 2009649$3.8bn
Q4 2008666$4.7bn
Q3 2008709$6.6bn
Q2 2008745$7.3bn
Q1 2008726$7.2bn
Q4 2007749$7.8bn
Q3 2007764$8.1bn
Q2 2007768$8.2bn
Q1 2007748$7.8bn
Q4 2006748$7.7bn
Q3 2006739$7.3bn
Q2 2006728$7.1bn
Q1 2006728$7.2bn
Q4 2005712$6.6bn
Q3 2005707$6.6bn
Q2 2005706$7.1bn
Q2 2005696$6.5bn
Q1 2005692$6.4bn
Q4 2004683$6.5bn
Q3 2004668$5.9bn
Q2 2004656$5.7bn
Q1 2004643$5.5bn
Q4 2003640$5.5bn
Q3 2003619$5.0bn
Q2 2003604$4.7bn
Q1 2003602$4.0bn
Q4 2002605$4.1bn
Q3 2002582$3.9bn
Q2 2002587$4.5bn
Q1 2002591$4.7bn
Q4 2001590$4.7bn
Q3 2001572$4.2bn
Q2 2001522$3.7bn
Q1 2001573$4.4bn
Q4 2000576$4.6bn
Q3 2000557$4.5bn
Q2 2000559$4.3bn
Q1 2000596$4.3bn
Q4 1999585$4.5bn
Q3 1999557$4.7bn
Q2 1999568$6.0bn
Q1 1999442$4.6bn

Where First Manhattan was early

41 rows
BAC BANK OF AMER CORPQ2 19991 of 2323.1%3.3%108Held at last filing, Q2 2026+55%
DBD DIEBOLD NIXDORF INCQ2 19991 of 1050.05%3.8%31Exited by Q2 2023–
ESINQ ITT EDUCATIONAL SVCSQ2 19991 of 310.0%1.1%43Exited by Q3 2016−85%
ORCL ORACLE CORPQ2 199916 of 2560.0%3.0%109Held at last filing, Q2 2026+1479%
UNM UNUM GROUPQ3 19992 of 1171.3%1.3%77Exited by Q4 2020−43%
EXMOC EXXON MOBIL CORPQ4 19995 of 1930.5%1.1%107Held at last filing, Q2 2026+240%
F FORD MTR CO DELQ3 20001 of 1811.9%1.9%58Exited by Q2 2024−48%
FMC FMC CORPQ4 20001 of 1570.2%1.8%90Exited by Q2 2024+310%
GILD GILEAD SCIENCES INCQ1 20015 of 1810.07%3.0%102Held at last filing, Q2 2026+6120%
USB US BANCORPQ1 20015 of 1620.2%1.4%102Held at last filing, Q2 2026+160%
ZBH ZIMMER BIOMET HOLDINGS INCQ3 20013 of 1440.3%3.5%99Exited by Q2 2026+236%
MMM 3M COQ2 20023 of 1650.06%3.8%95Held at last filing, Q2 2026+215%
RRC RANGE RES CORPQ3 20022 of 1470.01%2.4%87Held at last filing, Q2 2026+1092%
COP CONOCOPHILLIPSQ3 20025 of 1550.02%1.7%96Held at last filing, Q2 2026+490%
CMCSA COMCAST CORP NEWQ4 20025 of 2190.02%1.4%95Held at last filing, Q2 2026+233%
MO ALTRIA GROUP INCQ1 20033 of 1530.7%1.2%94Held at last filing, Q2 2026+140%
SRE SEMPRAQ1 20042 of 1190.02%1.9%88Held at last filing, Q2 2026+483%
FHN FIRST HORIZON CORPORATIONQ2 20042 of 1650.6%1.8%79Exited by Q1 2024−67%
UNH UNITEDHEALTH GROUP INCQ2 20042 of 2990.09%3.3%89Held at last filing, Q2 2026+1235%
CNQ CANADIAN NAT RES LTD MED TERQ2 20043 of 1420.01%1.3%88Held at last filing, Q2 2026+993%
PXGBX PRAXAIR INCQ4 20042 of 680.0%1.3%52Exited by Q4 2018+264%
AAPL APPLE INCQ1 200524 of 2750.0%6.6%86Held at last filing, Q2 2026+19343%
AEE AMEREN CORPQ2 20051 of 1020.0%2.4%73Held at last filing, Q2 2026+104%
WU WESTERN UN COQ4 20065 of 1331.0%1.0%70Exited by Q2 2024−38%
TEVA TEVA PHARMACEUTICAL INDS LTDQ4 20069 of 1820.3%1.1%79Held at last filing, Q2 2026+9.0%
DHR DANAHER CORP DELQ2 200717 of 2350.01%2.5%73Held at last filing, Q2 2026+651%
S9Q SPIRIT AEROSYSTEMS HLDGS INCQ1 20082 of 1530.2%1.1%69Exited by Q2 2025+55%
PM PHILIP MORRIS INTL INCQ1 20089 of 1690.8%1.1%74Held at last filing, Q2 2026+258%
SNI SCRIPPS NETWORKSQ3 20085 of 800.9%1.3%38Exited by Q1 2018+135%
AZN ASTRAZENECA PLCQ4 20091 of 1531.4%1.4%67Held at last filing, Q2 2026+304%
BUD ANHEUSER BUSCH INBEV SA NVQ4 20112 of 1291.8%2.8%59Held at last filing, Q2 2026+35%
BRK/A BERKSHIRE HATHAWAY INC DELQ2 20134 of 6122.1%38.4%53Held at last filing, Q2 2026+344%
MSFT MICROSOFT CORPQ2 20138 of 3741.8%6.5%53Held at last filing, Q2 2026+980%
BRK/B BERKSHIRE HATHAWAY INC DELQ2 201311 of 1801.9%3.1%53Held at last filing, Q2 2026+347%
PRGO PERRIGO CO PLCQ1 201413 of 1720.01%1.6%25Exited by Q2 2024−79%
ARMK ARAMARKQ2 201412 of 1770.03%1.3%40Exited by Q2 2024+74%
KKR KKR & CO INCQ1 201922 of 2110.8%3.7%30Held at last filing, Q2 2026+291%
TPL TEXAS PACIFIC LAND CORPORATIQ1 20215 of 1001.0%1.4%22Held at last filing, Q2 2026+148%
PPLI IAC INCQ2 202115 of 1561.7%1.8%18Exited by Q4 2025−73%
BN BROOKFIELD CORPQ4 20228 of 1151.9%2.9%15Held at last filing, Q2 2026+103%
LB LANDBRIDGE COMPANY LLCQ2 20247 of 630.1%1.4%9Held at last filing, Q2 2026+242%

Concentration and tenure

6.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
33.0%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
5
Median completed holding, quarters