WhaleCreep

First Manhattan 13F holdings, Q1 2004

Long-only investorSEC filingsCompare with another fundHoldings as of 2004-03-31, filed 2004-05-14

First Manhattan disclosed 643 US equity positions worth $5.5bn in its Q1 2004 13F filing. Its largest position is ABT at 4.1% of the reported book, followed by NORTH FORK BANCORPORATION INC and FIRST DATA CORP. Versus Q4 2003 it opened 41 new positions, added to 174, reduced 177 and exited 38.

$5.5bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
643
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
4.1%
Largest position
The largest single position as a share of the reported equity book.
29.9%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
68
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
111
Quarters on file since Q1 1999
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2003: 41 new, 174 added, 177 reduced, 38 exited

50 of 643
ABT ABBOTT LABORATORIESHealthcare4.1%$222m5.41m+11%added
NORTH FORK BANCORPORATION INC no ticker–3.7%$202m4.77m+0.6%added
FIRST DATA CORP no ticker–3.6%$200m4.74m+3.8%added
KMB KIMBERLY-CLARK CORPConsumer Defensive3.1%$171m2.71m−2.0%reduced
DBD DIEBOLD NIXDORF INCTechnology3.0%$166m3.45m−2.7%reduced
GANNETT INC no ticker–2.9%$161m1.83m−2.7%reduced
AXP AMERICAN EXPRESS COFinancial Services2.9%$156m3.02m−0.7%reduced
OXFORD HEALTH PLANS INC no ticker–2.3%$128m2.61m−1.9%reduced
HCA HEALTHCARE CO no ticker–2.2%$122m2.99m−42%reduced
CVS CVS HEALTH CORPHealthcare2.1%$113m3.21m−1.8%reduced
LEUCADIA NATL CORP no ticker–2.1%$113m2.13m−0.1%held
IBM INTERNATIONAL BUSINESS MACHSTechnology2.0%$110m1.20m−0.2%held
BAC BANK OF AMER CORPFinancial Services2.0%$110m1.36m+6.8%added
LIBERTY MEDIA CORP NEW no ticker–1.9%$103m9.37m+0.1%held
MRSH MARSH & MCLENNAN COS INCFinancial Services1.9%$102m2.20m+14%added
JNJ JOHNSON & JOHNSONHealthcare1.7%$92.6m1.83m−1.6%reduced
BCRUSD BARD C R INC–1.5%$83.6m856,068−1.9%reduced
GE GENERAL ELECTRIC COIndustrials1.4%$79.3m2.60m+2.8%added
***BRASCAN CORP LTG VTG no ticker–1.4%$79.0m1.96m+14%added
PG PROCTER & GAMBLE COConsumer Defensive1.4%$76.0m724,835−0.9%reduced
DUKE ENERGY CORP no ticker–1.4%$75.8m3.35m+49%added
SNA SNAP ON INCIndustrials1.3%$70.9m2.19m−5.2%reduced
ONEX CORP-SUB VTG no ticker–1.2%$66.9m5.42m+1.4%added
DOLLAR GENERAL CORP no ticker–1.1%$62.6m3.26m−1.7%reduced
MO ALTRIA GROUP INCConsumer Defensive1.0%$56.8m1.04m+0.8%added
OHIO CASUALTY CORPORATION no ticker–1.0%$53.4m2.67m−0.5%held
VNO VORNADO RLTY TRReal Estate1.0%$52.9m874,595−2.2%reduced
DOX AMDOCS LTDTechnology0.8%$45.7m1.64m−2.7%reduced
BAX BAXTER INTL INCHealthcare0.7%$40.3m1.31m+156%added
WASHINGTON POST CO no ticker–0.7%$38.1m43,042+0.6%added
MAF BANCORP no ticker–0.7%$37.3m858,636−2.8%reduced
GILLETTE CO no ticker–0.6%$35.4m904,293+0.8%added
FICO FAIR ISAAC CORPTechnology0.6%$34.5m957,058+54%added
AD ARRAY DIGITAL INFRASTRUCTURECommunication Services0.6%$32.0m827,430−5.9%reduced
WENDYS INTERNATIONAL INC no ticker–0.6%$31.3m768,302+0.2%held
CPT CAMDEN PPTY TRReal Estate0.6%$30.8m685,215−2.1%reduced
SARA LEE CORP no ticker–0.5%$29.8m1.36m−11%reduced
EXMOC EXXON MOBIL CORP–0.5%$29.8m715,520+0.3%held
ZBH ZIMMER BIOMET HOLDINGS INCHealthcare0.5%$29.0m392,7910.0%held
RRC RANGE RES CORPEnergy0.5%$29.0m2.39m−0.2%held
KO COCA COLA COConsumer Defensive0.5%$28.9m575,554−2.7%reduced
NTRS NORTHERN TR CORPFinancial Services0.5%$27.5m589,621−0.8%reduced
UNILEVER N V no ticker–0.5%$26.7m383,923−7.8%reduced
FREDDIE MAC VOTING no ticker–0.5%$26.0m440,176−4.8%reduced
MCO MOODYS CORPFinancial Services0.5%$25.9m365,408+4.2%added
CORN PRODUCTS INTERNATIONAL no ticker–0.5%$25.8m645,475−3.2%reduced
MTX MINERALS TECHNOLOGIES INCBasic Materials0.5%$25.6m447,890−1.1%reduced
ARBITRON INC no ticker–0.5%$25.3m629,210−25%reduced
B F GOODRICH CO no ticker–0.5%$25.3m900,700−32%reduced
AMERICAN INTL GROUP no ticker–0.5%$24.9m349,124−0.3%held

Exited since Q4 2003

38 rows
***DENISON INTERNATIONAL PLC no ticker0.4%$22.0m
MOORE WALLACE INC no ticker0.3%$14.9m
ACXIOM HOLDINGS INC no ticker0.2%$9.8m
CONNECTICUT BANCSHARES INC no ticker0.1%$6.4m
WAT WATERS CORP0.07%$4.0m
NEWHALL LAND & FARMING CO-CAL no ticker0.06%$3.6m
SYNERGY FINL GROUP INC no ticker0.04%$2.1m
THOMAS INDUSTRIES INC no ticker0.03%$1.9m
CELLEGY PHARMACEUTICALS INC no ticker0.02%$975k
PRICE LEGACY CORP no ticker0.02%$858k
BPFH BOSTON PRIVATE FINL HLDGS IN0.01%$783k
FLR FLUOR CORP0.01%$695k
EFUNDS CORP no ticker0.01%$683k
BECKMAN COULTER INC no ticker0.01%$569k
HANCOCK JOHN FINL SVCS INC no ticker0.01%$514k
AMCOL INTL CORP no ticker0.01%$467k
AMERICAN FINL RLTY TR no ticker0.01%$426k
BPO PPTYS LTD no ticker0.01%$373k
INDEPENDENCE FEDERAL SAVINGS no ticker0.01%$359k
CPAC INC no ticker0.0%$260k
PC6A PETROCHINA CO LTD0.0%$256k
SINO FOREST CORP A (CDA) no ticker0.0%$238k
LECROY CORP no ticker0.0%$236k
GAP GAP INC0.0%$235k
SAP AG SYSTEME ANWENDUNGEN no ticker0.0%$225k
ABER DIAMOND CORP no ticker0.0%$219k
MOLEX INC no ticker0.0%$216k
PELICAN FINL INC no ticker0.0%$205k
ITW ILLINOIS TOOL WKS INC0.0%$205k
ANTHONY & SYLVAN POOLS CORP C no ticker0.0%$197k
CONCORD EFS INC no ticker0.0%$195k
ARKR ARK RESTAURANTS CORP0.0%$146k
ADAMS EXPRESS CO no ticker0.0%$142k
HARDINGE INC no ticker0.0%$119k
VIVUS INC no ticker0.0%$81.0k
SCUDDER INTER GOVT TR no ticker0.0%$74.0k
PINNACOR no ticker0.0%$56.0k
NEXTWAVE TELECOM INC no ticker0.0%$32.0k

Sector mix

  • Unclassified52.7%
  • Financial Services10.3%
  • Healthcare10.2%
  • Consumer Defensive7.6%
  • Technology6.9%
  • Industrials5.0%
  • Communication Services1.8%
  • Real Estate1.7%
  • Energy1.6%
  • Basic Materials1.0%
  • Consumer Cyclical0.8%
  • Utilities0.6%

Book over time

Every quarter on file (111)
QuarterPositionsEquity book
Q2 2026741$39.2bn
Q1 2026752$36.1bn
Q4 2025728$38.1bn
Q3 2025714$37.9bn
Q2 2025698$35.4bn
Q1 2025678$34.3bn
Q4 2024680$34.1bn
Q3 2024682$33.7bn
Q2 2024669$31.2bn
Q1 20241,410$30.9bn
Q4 20231,436$28.8bn
Q3 20231,487$27.1bn
Q2 20231,423$27.3bn
Q1 20231,516$26.1bn
Q4 20221,678$27.3bn
Q3 20221,499$23.6bn
Q2 20221,533$24.8bn
Q1 20221,574$30.6bn
Q4 20211,558$30.3bn
Q3 20211,575$27.1bn
Q2 20211,546$27.4bn
Q1 20211,458$23.2bn
Q4 20201,320$20.9bn
Q3 20201,309$19.4bn
Q2 20201,367$17.3bn
Q1 20201,355$15.4bn
Q4 20191,286$19.9bn
Q3 20191,309$18.2bn
Q2 20191,353$18.0bn
Q1 20191,372$17.3bn
Q4 20181,352$16.1bn
Q3 20181,384$18.8bn
Q2 20181,341$17.3bn
Q1 20181,365$17.6bn
Q4 20171,435$18.3bn
Q3 20171,416$17.5bn
Q2 20171,378$17.1bn
Q1 20171,378$16.8bn
Q4 20161,361$16.4bn
Q3 20161,382$16.4bn
Q2 20161,448$16.3bn
Q1 20161,380$16.3bn
Q4 20151,405$16.3bn
Q3 20151,419$15.6bn
Q2 20151,436$16.9bn
Q1 20151,431$17.4bn
Q4 20141,464$17.7bn
Q3 20141,428$17.2bn
Q2 20141,403$15.8bn
Q1 20141,394$15.2bn
Q4 20131,359$15.1bn
Q3 20131,355$14.3bn
Q2 20131,351$14.5bn
Q1 2013654$8.8bn
Q4 2012656$8.0bn
Q3 2012675$8.1bn
Q2 2012660$7.7bn
Q1 2012677$7.8bn
Q4 2011677$6.9bn
Q3 2011661$6.5bn
Q2 2011692$7.8bn
Q1 2011691$7.6bn
Q4 2010698$7.2bn
Q3 2010697$6.5bn
Q2 2010674$5.7bn
Q1 2010681$6.3bn
Q4 2009680$5.9bn
Q3 2009666$5.7bn
Q2 2009649$4.7bn
Q1 2009649$3.8bn
Q4 2008666$4.7bn
Q3 2008709$6.6bn
Q2 2008745$7.3bn
Q1 2008726$7.2bn
Q4 2007749$7.8bn
Q3 2007764$8.1bn
Q2 2007768$8.2bn
Q1 2007748$7.8bn
Q4 2006748$7.7bn
Q3 2006739$7.3bn
Q2 2006728$7.1bn
Q1 2006728$7.2bn
Q4 2005712$6.6bn
Q3 2005707$6.6bn
Q2 2005706$7.1bn
Q2 2005696$6.5bn
Q1 2005692$6.4bn
Q4 2004683$6.5bn
Q3 2004668$5.9bn
Q2 2004656$5.7bn
Q1 2004643$5.5bn
Q4 2003640$5.5bn
Q3 2003619$5.0bn
Q2 2003604$4.7bn
Q1 2003602$4.0bn
Q4 2002605$4.1bn
Q3 2002582$3.9bn
Q2 2002587$4.5bn
Q1 2002591$4.7bn
Q4 2001590$4.7bn
Q3 2001572$4.2bn
Q2 2001522$3.7bn
Q1 2001573$4.4bn
Q4 2000576$4.6bn
Q3 2000557$4.5bn
Q2 2000559$4.3bn
Q1 2000596$4.3bn
Q4 1999585$4.5bn
Q3 1999557$4.7bn
Q2 1999568$6.0bn
Q1 1999442$4.6bn

Where First Manhattan was early

41 rows
BAC BANK OF AMER CORPQ2 19991 of 2323.1%3.3%108Held at last filing, Q2 2026+55%
DBD DIEBOLD NIXDORF INCQ2 19991 of 1050.05%3.8%31Exited by Q2 2023–
ESINQ ITT EDUCATIONAL SVCSQ2 19991 of 310.0%1.1%43Exited by Q3 2016−85%
ORCL ORACLE CORPQ2 199916 of 2560.0%3.0%109Held at last filing, Q2 2026+1479%
UNM UNUM GROUPQ3 19992 of 1171.3%1.3%77Exited by Q4 2020−43%
EXMOC EXXON MOBIL CORPQ4 19995 of 1930.5%1.1%107Held at last filing, Q2 2026+240%
F FORD MTR CO DELQ3 20001 of 1811.9%1.9%58Exited by Q2 2024−48%
FMC FMC CORPQ4 20001 of 1570.2%1.8%90Exited by Q2 2024+310%
GILD GILEAD SCIENCES INCQ1 20015 of 1810.07%3.0%102Held at last filing, Q2 2026+6120%
USB US BANCORPQ1 20015 of 1620.2%1.4%102Held at last filing, Q2 2026+160%
ZBH ZIMMER BIOMET HOLDINGS INCQ3 20013 of 1440.3%3.5%99Exited by Q2 2026+236%
MMM 3M COQ2 20023 of 1650.06%3.8%95Held at last filing, Q2 2026+215%
RRC RANGE RES CORPQ3 20022 of 1470.01%2.4%87Held at last filing, Q2 2026+1092%
COP CONOCOPHILLIPSQ3 20025 of 1550.02%1.7%96Held at last filing, Q2 2026+490%
CMCSA COMCAST CORP NEWQ4 20025 of 2190.02%1.4%95Held at last filing, Q2 2026+233%
MO ALTRIA GROUP INCQ1 20033 of 1530.7%1.2%94Held at last filing, Q2 2026+140%
SRE SEMPRAQ1 20042 of 1190.02%1.9%88Held at last filing, Q2 2026+483%
FHN FIRST HORIZON CORPORATIONQ2 20042 of 1650.6%1.8%79Exited by Q1 2024−67%
UNH UNITEDHEALTH GROUP INCQ2 20042 of 2990.09%3.3%89Held at last filing, Q2 2026+1235%
CNQ CANADIAN NAT RES LTD MED TERQ2 20043 of 1420.01%1.3%88Held at last filing, Q2 2026+993%
PXGBX PRAXAIR INCQ4 20042 of 680.0%1.3%52Exited by Q4 2018+264%
AAPL APPLE INCQ1 200524 of 2750.0%6.6%86Held at last filing, Q2 2026+19343%
AEE AMEREN CORPQ2 20051 of 1020.0%2.4%73Held at last filing, Q2 2026+104%
WU WESTERN UN COQ4 20065 of 1331.0%1.0%70Exited by Q2 2024−38%
TEVA TEVA PHARMACEUTICAL INDS LTDQ4 20069 of 1820.3%1.1%79Held at last filing, Q2 2026+9.0%
DHR DANAHER CORP DELQ2 200717 of 2350.01%2.5%73Held at last filing, Q2 2026+651%
S9Q SPIRIT AEROSYSTEMS HLDGS INCQ1 20082 of 1530.2%1.1%69Exited by Q2 2025+55%
PM PHILIP MORRIS INTL INCQ1 20089 of 1690.8%1.1%74Held at last filing, Q2 2026+258%
SNI SCRIPPS NETWORKSQ3 20085 of 800.9%1.3%38Exited by Q1 2018+135%
AZN ASTRAZENECA PLCQ4 20091 of 1531.4%1.4%67Held at last filing, Q2 2026+304%
BUD ANHEUSER BUSCH INBEV SA NVQ4 20112 of 1291.8%2.8%59Held at last filing, Q2 2026+35%
BRK/A BERKSHIRE HATHAWAY INC DELQ2 20134 of 6122.1%38.4%53Held at last filing, Q2 2026+344%
MSFT MICROSOFT CORPQ2 20138 of 3741.8%6.5%53Held at last filing, Q2 2026+980%
BRK/B BERKSHIRE HATHAWAY INC DELQ2 201311 of 1801.9%3.1%53Held at last filing, Q2 2026+347%
PRGO PERRIGO CO PLCQ1 201413 of 1720.01%1.6%25Exited by Q2 2024−79%
ARMK ARAMARKQ2 201412 of 1770.03%1.3%40Exited by Q2 2024+74%
KKR KKR & CO INCQ1 201922 of 2110.8%3.7%30Held at last filing, Q2 2026+291%
TPL TEXAS PACIFIC LAND CORPORATIQ1 20215 of 1001.0%1.4%22Held at last filing, Q2 2026+148%
PPLI IAC INCQ2 202115 of 1561.7%1.8%18Exited by Q4 2025−73%
BN BROOKFIELD CORPQ4 20228 of 1151.9%2.9%15Held at last filing, Q2 2026+103%
LB LANDBRIDGE COMPANY LLCQ2 20247 of 630.1%1.4%9Held at last filing, Q2 2026+242%

Concentration and tenure

6.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
33.0%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
5
Median completed holding, quarters