WhaleCreep

Farallon Capital Management, L.L.C. 13F holdings, Q4 2001

Hedge fundSEC filingsCompare with another fundHoldings as of 2001-12-31, filed 2002-02-14

Farallon Capital Management, L.L.C. disclosed 117 US equity positions worth $1.9bn in its Q4 2001 13F filing. Its largest position is BCRUSD at 5.1% of the reported book, followed by Orion Power Holdings and UNITED STATIONERS INC. Versus Q3 2001 it opened 36 new positions, added to 27, reduced 20 and exited 31.

$1.9bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
117
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
5.1%
Largest position
The largest single position as a share of the reported equity book.
34.2%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
51
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
113
Quarters on file since Q1 1998
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2001: 36 new, 27 added, 20 reduced, 31 exited

50 of 117
BCRUSD BARD C R INC–5.1%$98.4m1.52m–new
Orion Power Holdings no ticker–4.4%$85.2m3.26m–new
UNITED STATIONERS INC no ticker–4.2%$81.1m2.41m+3.9%added
Niagara Mohawk Power no ticker–3.9%$75.7m4.27m+18%added
American Int'l Group no ticker–3.2%$61.0m768,740−47%reduced
JNJ JOHNSON & JOHNSONHealthcare3.0%$57.1m965,5940.0%held
AT&T Canada no ticker–2.7%$52.9m1.75m+5.2%added
Willamette Industries no ticker–2.6%$51.0m978,500+751%added
CVX CHEVRON CORPORATIONEnergy2.6%$50.3m561,158−89%reduced
I2 Technologies '06 SUB NT CV5.25%06 no ticker–2.4%$47.1m63.00m0.0%held
Golden State Bancorp no ticker–2.4%$46.6m1.78m+26%added
Sealed Air no ticker–2.3%$44.4m1.07m−22%reduced
Dime Savings Bank no ticker–2.2%$41.8m1.16m0.0%held
COR Therapeutics Inc no ticker–1.9%$36.8m1.54m–new
CNA CNA FINL CORPFinancial Services1.8%$34.1m1.17m+11%added
MLM MARTIN MARIETTA MATLS INCBasic Materials1.6%$31.6m678,400−21%reduced
Sanmina SCI Corp no ticker–1.6%$31.0m1.56m–new
Anthem Inc no ticker–1.6%$30.7m620,700–new
WM WASTE MGMT INC DELIndustrials1.4%$27.0m847,300−21%reduced
HEALTH NET INC no ticker–1.4%$26.9m1.24m+15%added
Station Casinos no ticker–1.3%$24.5m2.19m+18%added
USB US BANCORPFinancial Services1.2%$23.6m1.13m−13%reduced
Network Associates Inc no ticker–1.2%$22.7m878,100−48%reduced
L LOEWS CORPFinancial Services1.1%$21.8m394,300+11%added
RightChoice Managed Care no ticker–1.1%$21.8m311,800–new
American Standard Corp no ticker–1.1%$21.7m318,2000.0%held
Security Capital Group no ticker–1.1%$21.3m840,900–new
Immunex Corp no ticker–1.1%$21.0m757,100–new
City Investing UNIT BEN INT no ticker–1.1%$20.9m12.06m+0.3%held
SRE SEMPRAUtilities1.1%$20.5m835,300+23%added
FleetBoston Financial no ticker–1.1%$20.5m560,7770.0%held
Koger Equity Inc no ticker–1.1%$20.5m1.26m−10%reduced
Hotjobs.com Ltd no ticker–1.0%$19.8m1.91m–new
Quebecor World Inc no ticker–1.0%$19.5m865,500+127%added
NORTEL INVERSORA S A no ticker–1.0%$19.5m4.81m–new
Gartner Group--B shares no ticker–0.9%$18.0m1.60m+19%added
Cendant Corp no ticker–0.9%$17.4m885,228–new
Scripps Co no ticker–0.9%$17.2m261,100−34%reduced
Momentum Business Apps no ticker–0.9%$17.2m865,124+5.2%added
Telephone & Data Sys Inc no ticker–0.9%$17.0m189,600−42%reduced
Storage USA no ticker–0.9%$16.6m393,600–new
IT GARTNER INCTechnology0.9%$16.5m1.41m−17%reduced
KFY KORN FERRYIndustrials0.8%$16.3m1.53m−29%reduced
Viacom Inc no ticker–0.8%$16.1m365,2520.0%held
Interlogix Inc no ticker–0.8%$15.7m404,724+3.5%added
G & K SVCS INC no ticker–0.8%$15.6m484,400+150%added
Juniper Networks SB NT CV 4.75%07 no ticker–0.8%$14.9m20.62m0.0%held
Allied Waste Industries no ticker–0.8%$14.9m1.06m+5.3%added
Western Resources Inc no ticker–0.7%$14.3m828,6000.0%held
JPM JPMORGAN CHASE & COFinancial Services0.7%$14.1m387,4900.0%held

Exited since Q3 2001

31 rows
Ralston Purina Co no ticker10.3%$232m
Sensormatic Electronics no ticker2.8%$62.8m
Anderson Exploration no ticker2.7%$60.7m
Galileo International Inc no ticker2.2%$49.0m
Ultramar Diamond Shamrock no ticker1.7%$37.8m
Bancwest Corporation no ticker1.5%$33.6m
Newport News Shipbuilding no ticker0.9%$20.5m
Smith Charles E Residential no ticker0.9%$20.2m
GPU Inc no ticker0.8%$19.1m
Banco Latinoamericano Exp no ticker0.7%$15.0m
SCI Systems, Inc no ticker0.6%$14.1m
Transocean Sedco Forex no ticker0.6%$12.6m
PSS World Medical no ticker0.5%$12.0m
Cheap Tickets Inc no ticker0.5%$11.8m
Wisconsin Central Transportati no ticker0.3%$7.9m
General Semiconductor Inc no ticker0.3%$6.8m
WMT WALMART INC0.3%$6.3m
Devx Energy Inc no ticker0.3%$6.1m
C-Mac Industries no ticker0.3%$5.9m
Duramed Pharmaceuticals no ticker0.2%$5.1m
Adaptec Inc no ticker0.2%$4.4m
SEE1GBP SEALED AIR CORP NEW0.1%$3.4m
Louis Dreyfus Nat Gas no ticker0.1%$3.1m
FMC FMC CORP0.1%$3.1m
Trenwick Group Ltd no ticker0.1%$3.0m
Global Marine Inc no ticker0.1%$2.8m
WP Stewart & Co Ltd no ticker0.04%$969k
Oakley Inc no ticker0.03%$690k
Applied Micro Circuits Corp no ticker0.01%$278k
Pinnacle Holdings Inc no ticker0.0%$74.0k
Maxicare Health Plans Inc no ticker0.0%$5.0k

Sector mix

  • Unclassified81.0%
  • Financial Services5.3%
  • Industrials3.1%
  • Healthcare3.0%
  • Energy2.6%
  • Basic Materials2.0%
  • Technology1.4%
  • Utilities1.1%
  • Consumer Cyclical0.3%
  • Communication Services0.2%

Book over time

Every quarter on file (113)
QuarterPositionsEquity book
Q2 202686$17.1bn
Q1 2026170$16.9bn
Q4 2025148$19.2bn
Q3 2025139$17.7bn
Q2 2025143$21.9bn
Q1 2025144$18.5bn
Q4 2024146$19.0bn
Q3 2024160$18.2bn
Q2 2024162$16.9bn
Q1 2024172$17.0bn
Q4 2023157$16.0bn
Q3 2023163$17.7bn
Q2 2023171$16.7bn
Q1 2023192$16.5bn
Q4 2022242$15.5bn
Q3 2022309$16.3bn
Q2 2022313$17.0bn
Q1 2022319$18.1bn
Q4 2021298$17.7bn
Q3 2021298$18.6bn
Q2 2021295$20.7bn
Q1 2021235$19.2bn
Q4 2020134$16.1bn
Q3 2020120$14.1bn
Q2 2020117$12.4bn
Q1 2020100$10.9bn
Q4 2019112$13.0bn
Q3 201997$12.2bn
Q2 2019103$14.3bn
Q1 201993$12.1bn
Q4 201894$11.4bn
Q3 2018101$14.2bn
Q2 201894$13.6bn
Q1 201884$12.0bn
Q4 201779$10.0bn
Q3 201783$9.6bn
Q2 201779$8.8bn
Q1 201769$8.1bn
Q4 201668$6.6bn
Q3 201666$5.8bn
Q2 201661$5.3bn
Q1 201670$7.5bn
Q4 201562$8.2bn
Q3 201579$6.3bn
Q2 201594$7.4bn
Q1 201592$6.8bn
Q4 201482$6.9bn
Q3 201481$6.0bn
Q2 201493$6.6bn
Q1 201486$5.0bn
Q4 201377$4.7bn
Q3 201376$4.8bn
Q2 201380$5.1bn
Q1 201352$3.5bn
Q4 201258$3.2bn
Q3 201246$2.6bn
Q2 201249$2.9bn
Q1 201250$3.6bn
Q4 201148$3.4bn
Q3 201153$3.0bn
Q2 201149$2.7bn
Q1 201151$2.7bn
Q4 201044$2.0bn
Q3 201044$1.9bn
Q2 201042$1.6bn
Q1 201026$1.1bn
Q4 200936$1.7bn
Q3 200935$1.2bn
Q2 200928$858m
Q1 200917$413m
Q4 200818$805m
Q3 200872$3.2bn
Q2 200873$5.0bn
Q1 2008125$5.7bn
Q4 2007138$7.6bn
Q3 2007136$7.1bn
Q2 2007226$9.9bn
Q1 2007120$9.1bn
Q4 2006108$7.7bn
Q3 2006110$6.6bn
Q2 200693$5.7bn
Q1 200683$5.4bn
Q4 200577$3.5bn
Q3 200570$2.8bn
Q2 200574$2.9bn
Q1 200584$2.8bn
Q4 2004129$4.5bn
Q3 2004114$4.9bn
Q2 2004117$4.3bn
Q1 2004121$4.1bn
Q4 2003129$3.9bn
Q3 2003115$3.0bn
Q2 2003105$2.2bn
Q1 2003105$2.5bn
Q4 2002120$2.4bn
Q3 2002131$2.3bn
Q2 2002140$2.1bn
Q1 2002148$2.2bn
Q4 2001117$1.9bn
Q3 2001112$2.3bn
Q2 2001119$2.3bn
Q1 2001124$2.7bn
Q4 2000117$2.8bn
Q3 2000151$3.8bn
Q2 2000150$3.5bn
Q1 2000146$2.9bn
Q4 1999129$2.7bn
Q3 1999141$2.8bn
Q2 1999125$2.2bn
Q1 1999102$2.0bn
Q3 199815$563m
Q2 199831$842m
Q1 199837$892m

Where Farallon Capital Management, L.L.C. was early

122 rows
KFY Korn/Ferry InternationalQ1 19991 of 890.07%1.4%21Exited by Q2 2004+22%
MCK MCKESSON CORPQ2 19991 of 1701.2%2.0%10Exited by Q2 2026+2589%
NWL Newell Rubbermaid IncQ2 19991 of 1561.1%1.1%3Exited by Q1 2000−37%
L LOEWS CORPQ2 19992 of 930.4%2.7%13Exited by Q3 2007+287%
INTC Intel CorpQ3 19991 of 2801.5%1.5%7Exited by Q2 2001−29%
MSFT MICROSOFT CORPQ3 199912 of 3740.1%5.6%54Held at last filing, Q2 2026+724%
JNJ JOHNSON & JOHNSONQ4 19991 of 1690.5%3.7%10Held at last filing, Q2 2026+445%
WM WASTE MGMT INC DELQ4 19993 of 1400.3%1.7%27Exited by Q3 2006+109%
VRSN VERISIGN INCQ1 20007 of 1420.5%1.1%5Exited by Q4 2008−83%
TEO Telecom Argentina STET-FRAN SPONQ2 20001 of 491.1%1.1%10Exited by Q4 2002−97%
PFE PFIZER INCQ3 20004 of 2080.6%6.8%8Exited by Q3 2014−34%
MLM Martin Marietta MaterialsQ4 20001 of 1840.4%1.6%8Exited by Q4 2002−23%
AVGO BROADCOM INCQ4 200021 of 3230.1%9.2%13Held at last filing, Q2 2026–
FITB Fifth Third BancorpQ1 20011 of 1172.4%2.4%5Exited by Q2 2002+26%
PCG PG&E CORPQ1 20011 of 2090.3%3.3%29Exited by Q3 2024+47%
SRE Sempra EnergyQ1 20011 of 1190.5%1.2%9Exited by Q2 2003+7.2%
USB U S BancorpQ1 20012 of 1623.3%3.3%4Exited by Q1 2002−9.8%
CNA CNA Financial CorpQ2 20011 of 780.4%1.8%6Exited by Q4 2002−37%
CVX CHEVRON CORP NEWQ3 20011 of 19714.4%14.4%11Exited by Q1 2012+151%
JLL JONES LANG LASALLE INCQ1 20022 of 1330.5%6.7%14Exited by Q1 2011+279%
WAT WATERS CORPQ2 20021 of 1371.6%1.8%9Exited by Q4 2006+70%
ORCL ORACLE CORPQ2 20027 of 2560.4%7.9%33Exited by Q3 2014+328%
DRI DARDEN RESTAURANTS INCQ4 20021 of 1410.4%1.2%7Exited by Q3 2007+115%
WMB WILLIAMS COS INC DELQ2 20033 of 2071.0%4.9%24Exited by Q3 2015+791%
AMXN AMERICA MOVIL SAB DE CV SPONQ4 20035 of 600.2%6.6%16Exited by Q4 2009+381%
DIS DISNEY WALT COQ1 20042 of 2531.8%3.7%18Exited by Q2 2026+291%
FCX FREEPORT-MCMORAN COPPER & GOQ1 20042 of 2230.5%1.4%13Exited by Q3 2013+41%
ABR ARBOR RLTY TR INCQ2 20041 of 800.2%1.2%11Exited by Q1 2007+51%
BAC Bank of AmericaQ2 20047 of 2328.7%8.7%3Exited by Q1 2005+11%
SNDK SANDISK CORPQ2 200416 of 2330.3%6.1%3Exited by Q2 2016–
TV GRUPO TELEVISA SA DE CV SPQ3 20041 of 790.5%3.6%17Exited by Q4 2008+66%
AZO AUTOZONE INCQ3 20044 of 1650.1%2.8%5Exited by Q3 2013+448%
EXEL EXELIXIS INCQ4 20042 of 1360.2%4.6%39Held at last filing, Q2 2026+473%
STT STATE STR CORPQ4 20045 of 1390.8%5.2%28Exited by Q4 2015+37%
BBY BEST BUY INCQ1 20056 of 1331.0%1.5%3Exited by Q4 2005+21%
RCI ROGERS COMMUNICATIONS INCQ3 20053 of 851.5%1.7%8Exited by Q1 2008+129%
IWM ISHARES TR RUSSELL 2000Q3 20054 of 23318.4%21.7%14Exited by Q4 2009−9.3%
CRL CHARLES RIV LABS INTL INCQ4 20052 of 1580.3%1.3%9Exited by Q1 2024+458%
IBB ISHARES TR NASDQ BIO INDXQ1 20061 of 1201.4%1.7%9Exited by Q3 2008−6.7%
FIS FIDELITY NATL INFORMATION SVQ1 20062 of 2250.7%12.8%47Exited by Q4 2021+200%
IYR ISHARES TR DJ US REAL ESTQ1 20062 of 980.4%1.8%5Exited by Q2 2007+16%
BSX BOSTON SCIENTIFIC CORPQ1 20063 of 1930.6%4.0%32Held at last filing, Q2 2026+85%
EEM ISHARES TR MSCI EMERG MKTQ2 20062 of 1340.2%3.5%10Exited by Q4 2008+9.2%
TGT TARGET CORPQ2 20065 of 1912.7%6.5%13Exited by Q3 2012+19%
QCOM QUALCOMM INCQ2 20068 of 2460.5%4.6%19Exited by Q2 2018+38%
MA MASTERCARD INCORPORATEDQ3 20062 of 2631.6%23.1%32Exited by Q2 2026+7002%
SHW SHERWIN WILLIAMS COQ3 20062 of 1920.7%7.4%36Exited by Q4 2024+1953%
AMG AFFILIATED MANAGERS GROUPQ3 20063 of 1080.0%1.6%4Exited by Q4 2015+71%
SCHW SCHWAB CHARLES CORPQ1 20072 of 2213.0%6.3%27Exited by Q2 2026+414%
CMCSA COMCAST CORP NEWQ1 20073 of 2191.4%4.8%15Exited by Q4 2017+197%

Concentration and tenure

10.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
47.9%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
2
Median completed holding, quarters