Farallon Capital Management 13F holdings, Q3 2001
Holdings as of September 30, 2001 · filings on SEC EDGAR · latest filing →
Farallon Capital Management disclosed 112 US equity positions worth $2.3bn in its Q3 2001 13F filing. The largest position was CVX at 14.4% of the reported book, followed by Ralston Purina Co and American International Group. Against the Q2 2001 filing, it opened 12 new positions, added to 16 and reduced 15 among the top 50 holdings.
What did Farallon Capital Management own in Q3 2001? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2001 |
|---|---|---|---|---|---|---|---|
| 1 | CVX Chevrontexaco Corp | Energy | 14.4% | $325.5m | 5,008,400 | – | new |
| 2 | Ralston Purina Co | 10.3% | $232.1m | 7,075,400 | 915% | added | |
| 3 | American International Group | 5.0% | $112.6m | 1,442,996 | – | new | |
| 4 | United Stationers Inc | 3.1% | $69.3m | 2,319,900 | -7% | reduced | |
| 5 | Sensormatic Electronics | 2.8% | $62.8m | 2,661,500 | – | new | |
| 6 | Niagara Mohawk Power | 2.7% | $61.4m | 3,617,800 | -1% | reduced | |
| 7 | Anderson Exploration | 2.7% | $60.7m | 2,419,600 | – | new | |
| 8 | Sealed Air | 2.4% | $54.4m | 1,378,101 | -20% | reduced | |
| 9 | JNJ Johnson & Johnson | Healthcare | 2.4% | $53.5m | 965,594 | -44% | reduced |
| 10 | Galileo International Inc | 2.2% | $49.0m | 2,360,300 | – | new | |
| 11 | AT&T Canada DEPS RCPT | 2.1% | $48.3m | 1,666,000 | -6% | reduced | |
| 12 | Dime Savings Bank | 2.0% | $45.6m | 1,159,500 | 75% | added | |
| 13 | Golden State Bancorp | 1.9% | $42.9m | 1,411,400 | 0% | held | |
| 14 | I2 Technologies SUB NT CV 5.25% 06 | 1.8% | $40.3m | 63,000,000 | 72% | added | |
| 15 | Ultramar Diamond Shamrock | 1.7% | $37.8m | 789,300 | -5% | reduced | |
| 16 | MLM Martin Marietta Materials | Basic Materials | 1.5% | $33.8m | 863,700 | 83% | added |
| 17 | Bancwest Corporation | 1.5% | $33.6m | 960,900 | – | new | |
| 18 | Telephone & Data Sys Inc | 1.4% | $30.9m | 327,700 | 0% | held | |
| 19 | WM Waste Management Inc | Industrials | 1.3% | $28.7m | 1,072,500 | -18% | reduced |
| 20 | USB U S Bancorp | Financial Services | 1.3% | $28.6m | 1,289,277 | -32% | reduced |
| 21 | CNA CNA Financial Corp | Financial Services | 1.3% | $28.4m | 1,050,700 | 345% | added |
| 22 | Koger Equity Inc | 1.1% | $24.2m | 1,397,727 | 0% | held | |
| 23 | Scripps Co | 1.1% | $24.1m | 395,600 | -21% | reduced | |
| 24 | Network Associates Inc | 1.0% | $21.6m | 1,673,400 | 15% | added | |
| 25 | City Investing Co Liq. Tr UNIT BEN INT | 0.9% | $20.7m | 12,023,729 | 0% | held | |
| 26 | FleetBoston Financial | 0.9% | $20.6m | 560,777 | 0% | held | |
| 27 | Health Net, Inc | 0.9% | $20.6m | 1,071,100 | – | new | |
| 28 | Newport News Shipbuilding | 0.9% | $20.5m | 305,000 | – | new | |
| 29 | Smith Charles E Residential | 0.9% | $20.2m | 391,700 | 23% | added | |
| 30 | Starwood Lodging Trust | 0.9% | $19.5m | 885,000 | – | new | |
| 31 | GPU Inc | 0.8% | $19.1m | 472,700 | – | new | |
| 32 | KFY Korn/Ferry International | Industrials | 0.8% | $17.7m | 2,151,000 | -1% | reduced |
| 33 | American Standard Corp | 0.8% | $17.5m | 318,200 | 0% | held | |
| 34 | Profit Recovery Grp | 0.7% | $16.9m | 1,725,000 | 6% | added | |
| 35 | SRE Sempra Energy | Utilities | 0.7% | $16.8m | 677,800 | 28% | added |
| 36 | L Loews Corp | Financial Services | 0.7% | $16.4m | 354,300 | 76% | added |
| 37 | Station Casinos | 0.7% | $15.6m | 1,859,700 | 40% | added | |
| 38 | IT Gartner Group | Technology | 0.7% | $15.5m | 1,708,700 | 681% | added |
| 39 | Momentum Business Apps | 0.7% | $15.0m | 822,024 | 10% | added | |
| 40 | Banco Latinoamericano Exp | 0.7% | $15.0m | 516,400 | 16% | added | |
| 41 | SCI Systems, Inc | 0.6% | $14.1m | 785,500 | – | new | |
| 42 | Cypress Semiconductor SB NT CV 3.75% 05 | 0.6% | $13.8m | 17,710,000 | -22% | reduced | |
| 43 | Western Resources Inc | 0.6% | $13.7m | 828,600 | -5% | reduced | |
| 44 | Brookfield Properties Corp | 0.6% | $13.7m | 744,203 | 0% | held | |
| 45 | JPM JP Morgan | Financial Services | 0.6% | $13.2m | 387,490 | -25% | reduced |
| 46 | Juniper Networks SB NT CV 4.75% 07 | 0.6% | $13.0m | 20,616,000 | 57% | added | |
| 47 | Anchor Gaming | 0.6% | $12.8m | 308,600 | – | new | |
| 48 | Allied Waste Industries | 0.6% | $12.8m | 1,003,300 | 27% | added | |
| 49 | Viacom | 0.6% | $12.6m | 365,253 | -78% | reduced | |
| 50 | Transocean Sedco Forex | 0.6% | $12.6m | 476,850 | -5% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.