Caxton Associates 13F holdings, Q3 2010
Holdings as of September 30, 2010 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 772 US equity positions worth $2.1bn in its Q3 2010 13F filing. The largest position was SPY at 5.5% of the reported book, followed by PBR/A and AMERICAN TOWER CORP. Against the Q2 2010 filing, it opened 4 new positions, added to 20 and reduced 24 among the top 50 holdings.
What did Caxton Associates own in Q3 2010? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2010 |
|---|---|---|---|---|---|---|---|
| 1 | SPY SPDR S&P 500 ETF TR TR UNIT | 5.5% | $116.1m | 1,016,900 | -0% | held | |
| 2 | PBR/A PETROLEO BRASILEIRO SA PETRO SP | 4.0% | $83.9m | 2,555,116 | 1856% | added | |
| 3 | AMERICAN TOWER CORP | 1.9% | $40.9m | 797,492 | 22% | added | |
| 4 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 1.8% | $37.6m | 671,213 | 86% | added |
| 5 | EEM ISHARES TR MSCI EMERG MKT | 1.8% | $37.1m | 828,300 | – | new | |
| 6 | DIRECTV | 1.7% | $36.1m | 867,885 | -12% | reduced | |
| 7 | AAPL APPLE INC | Technology | 1.7% | $35.3m | 124,265 | -47% | reduced |
| 8 | VIVUS INC | 1.7% | $35.1m | 5,252,834 | 0% | held | |
| 9 | UNP UNION PAC CORP | Industrials | 1.6% | $34.0m | 415,937 | -3% | reduced |
| 10 | KO COCA COLA CO | Consumer Defensive | 1.6% | $32.6m | 556,628 | 14% | added |
| 11 | LVS LAS VEGAS SANDS CORP | Consumer Cyclical | 1.4% | $30.3m | 868,088 | -25% | reduced |
| 12 | OXY OCCIDENTAL PETE CORP DEL | Energy | 1.4% | $29.7m | 379,217 | 155% | added |
| 13 | COST COSTCO WHSL CORP NEW | Consumer Defensive | 1.4% | $28.8m | 446,057 | 148% | added |
| 14 | QCOM QUALCOMM INC | Technology | 1.2% | $26.0m | 577,121 | 48% | added |
| 15 | KSS KOHLS CORP | Consumer Cyclical | 1.2% | $24.3m | 460,893 | -19% | reduced |
| 16 | TROW PRICE T ROWE GROUP INC | Financial Services | 1.1% | $22.9m | 456,486 | -2% | reduced |
| 17 | CROWN CASTLE INTL CORP | 1.1% | $22.3m | 505,997 | 1455% | added | |
| 18 | PEP PEPSICO INC | Consumer Defensive | 1.0% | $20.4m | 306,958 | – | new |
| 19 | TKR TIMKEN CO | Industrials | 1.0% | $20.0m | 521,887 | 10% | added |
| 20 | ABT ABBOTT LABS | Healthcare | 0.9% | $19.7m | 376,520 | -13% | reduced |
| 21 | LOW LOWES COS INC | Consumer Cyclical | 0.9% | $19.2m | 860,230 | -12% | reduced |
| 22 | ROCKWOOD HLDGS INC | 0.9% | $19.0m | 604,679 | 123% | added | |
| 23 | DIS DISNEY WALT CO | Communication Services | 0.9% | $18.0m | 544,066 | -4% | reduced |
| 24 | DU PONT E I DE NEMOURS & CO | 0.8% | $16.5m | 370,219 | 362% | added | |
| 25 | EQIX EQUINIX INC | 0.8% | $16.5m | 161,335 | 37% | added | |
| 26 | MGA MAGNA INTL INC | Consumer Cyclical | 0.8% | $16.5m | 200,692 | 22% | added |
| 27 | JPM JPMORGAN CHASE & CO | Financial Services | 0.8% | $16.4m | 431,233 | -6% | reduced |
| 28 | KRAFT FOODS INC | 0.8% | $16.3m | 527,510 | 4% | added | |
| 29 | MRK MERCK & CO INC NEW | Healthcare | 0.8% | $16.2m | 439,104 | -6% | reduced |
| 30 | TGT TARGET CORP | Consumer Defensive | 0.7% | $14.9m | 278,284 | -17% | reduced |
| 31 | KRATON PERFORMANCE POLYMERS | 0.7% | $14.4m | 532,101 | -7% | reduced | |
| 32 | JNJ JOHNSON & JOHNSON | Healthcare | 0.7% | $14.1m | 226,871 | 1% | added |
| 33 | IBM INTERNATIONAL BUSINESS MACHS | Technology | 0.6% | $12.9m | 96,242 | -49% | reduced |
| 34 | AFL AFLAC INC | Financial Services | 0.6% | $12.4m | 239,983 | 27% | added |
| 35 | AXP AMERICAN EXPRESS CO | Financial Services | 0.6% | $12.3m | 292,970 | -31% | reduced |
| 36 | QWEST COMMUNICATIONS INTL IN | 0.6% | $12.3m | 1,962,384 | -14% | reduced | |
| 37 | FCX FREEPORT-MCMORAN COPPER & GO | Basic Materials | 0.6% | $12.2m | 143,376 | 461% | added |
| 38 | V VISA INC | Financial Services | 0.6% | $11.9m | 160,737 | -73% | reduced |
| 39 | GIS GENERAL MLS INC | Consumer Defensive | 0.6% | $11.5m | 315,960 | -49% | reduced |
| 40 | GS GOLDMAN SACHS GROUP INC | Financial Services | 0.5% | $11.0m | 76,272 | 25% | added |
| 41 | XLI SELECT SECTOR SPDR TR SBI INT-INDS | 0.5% | $11.0m | 351,000 | – | new | |
| 42 | CON-WAY INC | 0.5% | $10.7m | 344,957 | 1037% | added | |
| 43 | POTASH CORP SASK INC | 0.5% | $9.7m | 67,100 | -50% | reduced | |
| 44 | EXPRESS SCRIPTS INC | 0.4% | $9.2m | 189,360 | -34% | reduced | |
| 45 | WFC WELLS FARGO & CO NEW | Financial Services | 0.4% | $9.1m | 360,994 | -32% | reduced |
| 46 | HD HOME DEPOT INC | Consumer Cyclical | 0.4% | $9.0m | 284,328 | -22% | reduced |
| 47 | EXMOC EXXON MOBIL CORP | 0.4% | $8.9m | 144,741 | – | new | |
| 48 | YAHOO INC | 0.4% | $8.8m | 623,499 | 50% | added | |
| 49 | BIDU BAIDU INC SPON | Communication Services | 0.4% | $8.8m | 85,478 | -31% | reduced |
| 50 | MET METLIFE INC | Financial Services | 0.4% | $8.5m | 220,559 | -20% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.