Wynnefield Capital 13F holdings, Q3 2010
Holdings as of September 30, 2010 · filings on SEC EDGAR · latest filing →
Wynnefield Capital disclosed 37 US equity positions worth $325.9m in its Q3 2010 13F filing. The largest position was IWM at 57.5% of the reported book, followed by CORE and MVC CAPITAL INC COMM. Against the Q2 2010 filing, it opened 7 new positions, added to 4 and reduced 3 among the top 37 holdings.
What did Wynnefield Capital own in Q3 2010? Top 37 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2010 |
|---|---|---|---|---|---|---|---|
| 1 | IWM ISHARES RUSSELL 2000 COMM | 57.5% | $187.3m | 2,775,000 | 11% | added | |
| 2 | CORE CORE-MARK HOLDING CO INC COMM | 6.8% | $22.0m | 711,352 | 0% | held | |
| 3 | MVC CAPITAL INC COMM | 6.2% | $20.2m | 1,560,686 | 0% | held | |
| 4 | BREEZE-EASTERN CORP COMM | 4.3% | $14.1m | 2,015,633 | 0% | held | |
| 5 | PROSPECT MEDICAL HLDGS COMM | 4.2% | $13.5m | 1,591,002 | -15% | reduced | |
| 6 | NATR NATURES SUNSHINE PRODS INC COMM | Consumer Defensive | 3.1% | $10.2m | 1,144,792 | 0% | held |
| 7 | EURAND NV COMM | 2.5% | $8.1m | 826,468 | 0% | held | |
| 8 | LANDEC CORP COMM | 2.2% | $7.3m | 1,175,557 | 17% | added | |
| 9 | EASYLINK SERVICES INTL-CL A COMM | 2.0% | $6.5m | 2,513,726 | -2% | reduced | |
| 10 | NOBEL LEARNING COMMUNITIES COMM | 2.0% | $6.5m | 934,519 | 1% | added | |
| 11 | INTEGRAL SYSTEMS INC/MD COMM | 1.4% | $4.4m | 600,000 | – | new | |
| 12 | MOTORCAR PARTS OF AMERICA IN COMM | 1.1% | $3.7m | 423,077 | 0% | held | |
| 13 | TRANSWORLD CORPORATION COMM | 1.1% | $3.6m | 1,483,548 | – | new | |
| 14 | WHX CORP COMM | 1.0% | $3.2m | 383,219 | 0% | held | |
| 15 | UNIGENE LABORATORIES INC COMM | 1.0% | $3.2m | 4,939,713 | – | new | |
| 16 | VITACOST.COM INC COMM | 0.9% | $2.9m | 477,793 | – | new | |
| 17 | OMEGA PROTEIN CORP COMM | 0.5% | $1.5m | 270,000 | 0% | held | |
| 18 | HECKMANN CORP COMM | 0.4% | $1.4m | 367,000 | 17% | added | |
| 19 | PHYSICIANS FORMULA HOLDINGS COMM | 0.4% | $1.2m | 400,700 | 0% | held | |
| 20 | WESTMORELAND COAL CO COMM | 0.3% | $936.7k | 95,000 | 0% | held | |
| 21 | NEVADA GOLD & CASINOS INC COMM | 0.3% | $833.5k | 825,205 | -16% | reduced | |
| 22 | MAM SOFTWARE GROUP INC COMM | 0.2% | $725.2k | 8,522,053 | – | new | |
| 23 | MAG SILVER CORP COMM | 0.1% | $310.3k | 40,400 | 0% | held | |
| 24 | ORCHIDS PAPER PRODUCTS CO COMM | 0.1% | $289.2k | 20,000 | 0% | held | |
| 25 | OVERHILL FARMS INC COMM | 0.1% | $246.5k | 53,701 | 0% | held | |
| 26 | AMERICA SERVICE GROUP INC COMM | 0.1% | $207.9k | 13,975 | 0% | held | |
| 27 | VIRGINIA MINES INC COMM | 0.1% | $183.0k | 25,000 | – | new | |
| 28 | ROTECH HEALTHCARE INC COMM | 0.1% | $176.0k | 100,010 | – | new | |
| 29 | PHC INC-CL A (MASS) COMM | 0.0% | $143.0k | 110,000 | 0% | held | |
| 30 | PPC PILGRIM'S PRIDE CORP COMM | Consumer Defensive | 0.0% | $140.5k | 25,000 | 0% | held |
| 31 | WINTHROP REALTY TRUST REIT | 0.0% | $137.1k | 11,091 | 0% | held | |
| 32 | U S ENERGY CORP - WYOMING COMM | 0.0% | $113.5k | 25,000 | 0% | held | |
| 33 | ALEXCO RESOURCE CORP COMM | 0.0% | $96.9k | 20,875 | 0% | held | |
| 34 | BANRO CORPORATION COMM | 0.0% | $90.4k | 40,000 | 0% | held | |
| 35 | TTI TEAM TELECOM INTL LTD COMM | 0.0% | $87.6k | 30,000 | 0% | held | |
| 36 | AMERICAN INDEPENDENCE CORP COMM | 0.0% | $58.7k | 12,600 | 0% | held | |
| 37 | NSSC NAPCO SECURITY SYSTEMS INC COMM | Industrials | 0.0% | $45.7k | 23,440 | 0% | held |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.