Wynnefield Capital 13F holdings, Q3 2007
Holdings as of September 30, 2007 · filings on SEC EDGAR · latest filing →
Wynnefield Capital disclosed 49 US equity positions worth $269.1m in its Q3 2007 13F filing. The largest position was SEQUA CORPORATION at 23.9% of the reported book, followed by MVC CAPITAL INC and NOBEL LEARNING. Against the Q2 2007 filing, it opened 10 new positions, added to 11 and reduced 3 among the top 49 holdings.
What did Wynnefield Capital own in Q3 2007? Top 49 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2007 |
|---|---|---|---|---|---|---|---|
| 1 | SEQUA CORPORATION | 23.9% | $64.4m | 388,408 | 24% | added | |
| 2 | MVC CAPITAL INC | 12.1% | $32.5m | 1,756,400 | 32% | added | |
| 3 | NOBEL LEARNING | 6.4% | $17.1m | 1,144,792 | 5% | added | |
| 4 | BREEZE EASTERN CORP | 5.7% | $15.4m | 1,300,190 | 0% | held | |
| 5 | ROSETTA RESCS INC | 4.8% | $13.0m | 710,000 | 3028% | added | |
| 6 | CALM CAL MAINE FOODS INC | Consumer Defensive | 4.6% | $12.3m | 485,700 | 102% | added |
| 7 | LIFE SCIENCES RESEARCH | 4.4% | $11.9m | 625,586 | 0% | held | |
| 8 | ACME COMMUNICATION INC | 3.9% | $10.5m | 2,709,128 | 3% | added | |
| 9 | THE LAMSON & SESSIONS CO | 3.8% | $10.3m | 380,400 | 659% | added | |
| 10 | LANDEC CORP | 3.3% | $9.0m | 580,000 | -35% | reduced | |
| 11 | HALO HALOZYME THERAP. INC | Healthcare | 3.2% | $8.7m | 1,002,074 | 0% | held |
| 12 | GIII G-III APPAREL GRP. LTD | Consumer Cyclical | 2.2% | $6.0m | 305,000 | 106% | added |
| 13 | CORE CORE MARK HLDNGS CO INC | 2.2% | $6.0m | 170,381 | – | new | |
| 14 | CONSECO INC | 2.1% | $5.6m | 350,000 | – | new | |
| 15 | LAYNE CHRISTENSON CO | 2.1% | $5.6m | 100,680 | -81% | reduced | |
| 16 | TTI TETRA TECHN. INC. DEL | Energy | 2.1% | $5.5m | 261,141 | – | new |
| 17 | SEQUA CORPORATION | 1.8% | $4.7m | 28,500 | 0% | held | |
| 18 | ALLIED DEFENSE GRP INC | 1.5% | $4.1m | 523,205 | 0% | held | |
| 19 | FIRST AVIATION SVCS INC | 1.3% | $3.6m | 2,122,634 | 0% | held | |
| 20 | GFI GOLDCORP INC | Basic Materials | 1.0% | $2.8m | 90,000 | 0% | held |
| 21 | WHITE ELECTRONIC | 1.0% | $2.6m | 503,366 | 6% | added | |
| 22 | PROSPECT MEDICAL | 0.8% | $2.2m | 413,900 | 0% | held | |
| 23 | ROTECH HEALTHCARE INC | 0.8% | $2.1m | 1,750,490 | 0% | held | |
| 24 | EURAND NV | 0.7% | $1.9m | 118,776 | – | new | |
| 25 | NEVADA GOLD & | 0.7% | $1.9m | 1,276,390 | 0% | held | |
| 26 | MIND CTI LTD | 0.4% | $1.2m | 478,300 | 0% | held | |
| 27 | ENTRTNMT DIST. CO. INC | 0.4% | $1.1m | 830,692 | – | new | |
| 28 | UNIFI INC | 0.3% | $935.0k | 340,000 | 143% | added | |
| 29 | HILL INT'L INC | 0.3% | $809.0k | 89,900 | -10% | reduced | |
| 30 | TRIAD GTY. INC | 0.3% | $759.0k | 40,000 | – | new | |
| 31 | ENCORIUM GROUP INC | 0.2% | $531.0k | 188,150 | 26% | added | |
| 32 | ANGELICA CORP | 0.2% | $487.0k | 24,700 | – | new | |
| 33 | SUMMER INFANT, INC *W EXP | 0.2% | $443.0k | 732,020 | 0% | held | |
| 34 | BEXIL CORP | 0.2% | $433.0k | 13,900 | 0% | held | |
| 35 | LUNDIN MINING CORP | 0.2% | $405.0k | 31,659 | – | new | |
| 36 | CANADIAN SUPERIOR | 0.1% | $309.0k | 110,900 | 0% | held | |
| 37 | I-MANY INC | 0.1% | $288.0k | 100,000 | 0% | held | |
| 38 | WINTHROP REALTY TRUST SH BEN | 0.1% | $249.0k | 36,991 | 0% | held | |
| 39 | NSSC NAPCO SECURITY | Industrials | 0.1% | $242.0k | 43,398 | 0% | held |
| 40 | MOVIE STAR INC | 0.1% | $226.0k | 100,000 | 0% | held | |
| 41 | MOUNTAIN PROVINCE | 0.1% | $225.0k | 50,000 | 0% | held | |
| 42 | PHC INC. MASS | 0.1% | $200.0k | 70,000 | – | new | |
| 43 | POLYMET MINING CORP | 0.1% | $156.0k | 40,870 | 0% | held | |
| 44 | NEOMAGIC CORP | 0.0% | $123.0k | 30,000 | 0% | held | |
| 45 | GOLD RESERVE, INC | 0.0% | $110.0k | 25,000 | 0% | held | |
| 46 | AWX AVALON HOLDINGS CORP | 0.0% | $82.0k | 11,700 | 0% | held | |
| 47 | TTI TEAM TELECOM INT'L | 0.0% | $75.0k | 30,000 | – | new | |
| 48 | WILSHIRE | 0.0% | $65.0k | 15,000 | 0% | held | |
| 49 | GOLDEN ENTERPRISES INC | 0.0% | $49.0k | 16,200 | 0% | held |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.