Wynnefield Capital 13F holdings, Q4 2001
Holdings as of December 31, 2001 · filings on SEC EDGAR · latest filing →
Wynnefield Capital disclosed 90 US equity positions worth $150.3m in its Q4 2001 13F filing. The largest position was Sylvan Inc at 7.9% of the reported book, followed by PSMT and First Aviation. Against the Q2 2001 filing, it opened 10 new positions, added to 19 and reduced 9 among the top 50 holdings.
What did Wynnefield Capital own in Q4 2001? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2001 |
|---|---|---|---|---|---|---|---|
| 1 | Sylvan Inc | 7.9% | $11.9m | 1,068,886 | 0% | held | |
| 2 | PSMT Pricesmart Inc | Consumer Defensive | 7.5% | $11.2m | 325,700 | 5% | added |
| 3 | First Aviation | 5.9% | $8.8m | 2,075,892 | 0% | held | |
| 4 | CTB Intl. Corp | 5.1% | $7.6m | 723,500 | 0% | held | |
| 5 | Layne Christensen | 4.0% | $6.0m | 760,000 | 0% | held | |
| 6 | MTR Gaming Group, | 3.8% | $5.7m | 356,800 | 235% | added | |
| 7 | MNRO Monro Muffler Brake | Consumer Cyclical | 3.5% | $5.2m | 375,200 | 0% | held |
| 8 | Tasty Baking Co | 3.1% | $4.6m | 260,700 | 4% | added | |
| 9 | VTR Ventas Inc | Real Estate | 3.0% | $4.6m | 398,000 | 0% | held |
| 10 | LabOne, Inc | 3.0% | $4.5m | 295,000 | 281% | added | |
| 11 | Cherokee Inc. DEL | 2.9% | $4.4m | 400,000 | – | new | |
| 12 | World Wrestling | 2.9% | $4.3m | 330,000 | – | new | |
| 13 | Westmoreland Coal | 2.0% | $3.0m | 98,600 | 0% | held | |
| 14 | Cadiz Inc | 1.8% | $2.7m | 340,000 | 55% | added | |
| 15 | Sequa Corporation | 1.7% | $2.6m | 54,000 | -32% | reduced | |
| 16 | Ladish Inc | 1.6% | $2.5m | 224,550 | -9% | reduced | |
| 17 | Supervalu Inc | 1.6% | $2.4m | 110,000 | 0% | held | |
| 18 | Nuance | 1.6% | $2.4m | 266,000 | – | new | |
| 19 | FLO Flowers Foods Inc | Consumer Defensive | 1.6% | $2.4m | 60,000 | 0% | held |
| 20 | NSC Norfolk Southern | Industrials | 1.5% | $2.3m | 125,000 | 14% | added |
| 21 | GIII G-III Apparel | Consumer Cyclical | 1.5% | $2.3m | 308,432 | 30% | added |
| 22 | Ambassadors | 1.5% | $2.2m | 107,100 | -20% | reduced | |
| 23 | Pinnacle | 1.4% | $2.1m | 350,000 | 141% | added | |
| 24 | RRC Range Res Corp | Energy | 1.3% | $2.0m | 431,000 | – | new |
| 25 | BBSI Barrett Business | Industrials | 1.2% | $1.9m | 506,400 | -25% | reduced |
| 26 | CMCO Columbus McKinnon | Industrials | 1.1% | $1.7m | 170,200 | 650% | added |
| 27 | FSTR Foster L B Co | Industrials | 1.1% | $1.6m | 365,500 | 22% | added |
| 28 | Titan Corp | 1.0% | $1.5m | 60,255 | – | new | |
| 29 | GFF Griffon Corp | Industrials | 0.9% | $1.4m | 94,980 | 151% | added |
| 30 | Tropical Sportswear | 0.9% | $1.4m | 72,300 | -28% | reduced | |
| 31 | Wellsford Real | 0.9% | $1.3m | 70,000 | 0% | held | |
| 32 | Herbalife Intl Inc | 0.9% | $1.3m | 100,000 | – | new | |
| 33 | ICO Holdings Inc | 0.8% | $1.3m | 1,062,843 | 117% | added | |
| 34 | Keystone Automotive | 0.8% | $1.2m | 73,300 | -77% | reduced | |
| 35 | Stamps.com, Inc | 0.8% | $1.2m | 356,000 | 612% | added | |
| 36 | Frozen Food | 0.8% | $1.2m | 546,980 | 6% | added | |
| 37 | TSN Tyson Foods, Inc | Consumer Defensive | 0.8% | $1.2m | 100,168 | -17% | reduced |
| 38 | Ampal American | 0.8% | $1.1m | 200,054 | 220% | added | |
| 39 | Syntellect Inc | 0.7% | $1.1m | 600,800 | 0% | held | |
| 40 | Chronimed Inc | 0.7% | $1.1m | 172,600 | 97% | added | |
| 41 | PEW PC-Tel Inc | 0.7% | $1.1m | 110,000 | – | new | |
| 42 | Eldertrust | 0.7% | $1.0m | 125,000 | – | new | |
| 43 | PTtek Holdings, | 0.7% | $1.0m | 302,000 | – | new | |
| 44 | U.S. Liquids Inc | 0.7% | $996.0k | 175,400 | -63% | reduced | |
| 45 | Key3Media Group Inc | 0.6% | $973.0k | 182,600 | 80% | added | |
| 46 | Water Pik | 0.6% | $885.0k | 101,850 | 0% | held | |
| 47 | Royal Olympic | 0.6% | $851.0k | 370,000 | -21% | reduced | |
| 48 | Prima Energy Corp | 0.6% | $850.0k | 39,000 | – | new | |
| 49 | ADE Corp. Mass | 0.5% | $787.0k | 78,650 | 20% | added | |
| 50 | Niagara Corp | 0.5% | $761.0k | 507,019 | 7% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.