Pentwater Capital Management 13F holdings, Q3 2011
Holdings as of September 30, 2011 · filings on SEC EDGAR · latest filing →
Pentwater Capital Management disclosed 56 US equity positions worth $1.4bn in its Q3 2011 13F filing. The largest position was KINETIC CONCEPTS INC at 13.0% of the reported book, followed by GOODRICH CORP and DOLLAR THRIFTY AUTOMOTIVE GP. Against the Q2 2011 filing, it opened 18 new positions, added to 16 and reduced 13 among the top 50 holdings.
What did Pentwater Capital Management own in Q3 2011? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2011 |
|---|---|---|---|---|---|---|---|
| 1 | KINETIC CONCEPTS INC | 13.0% | $184.6m | 2,802,000 | – | new | |
| 2 | GOODRICH CORP | 12.8% | $182.0m | 1,508,300 | – | new | |
| 3 | DOLLAR THRIFTY AUTOMOTIVE GP | 11.3% | $160.1m | 2,843,448 | 44% | added | |
| 4 | SOUTHERN UN CO | 7.6% | $107.4m | 2,647,941 | 185% | added | |
| 5 | SIX FLAGS ENTMT CORP | 7.2% | $102.6m | 3,702,000 | 0% | held | |
| 6 | CEPHALON INC | 7.0% | $99.3m | 1,230,000 | 219% | added | |
| 7 | JPM JPMORGAN CHASE & CO | Financial Services | 6.3% | $89.1m | 2,957,488 | 1% | added |
| 8 | BLACKBOARD INC | 5.4% | $76.8m | 1,720,000 | 74% | added | |
| 9 | VARIAN SEMICONDUCTOR EQUIPMN | 4.9% | $69.1m | 1,130,000 | 11% | added | |
| 10 | AMERICAN TOWER CORP | 4.2% | $59.4m | 1,104,000 | -14% | reduced | |
| 11 | MOTOROLA MOBILITY HLDGS INC | 2.4% | $34.4m | 910,000 | – | new | |
| 12 | LEAP WIRELESS INTL INC | 2.4% | $34.2m | 4,950,011 | 106% | added | |
| 13 | DIAMOND FOODS INC | 2.2% | $31.0m | 388,740 | 57% | added | |
| 14 | SPY SPDR S&P 500 ETF TR TR UNIT | 1.4% | $19.3m | 170,500 | – | new | |
| 15 | VERIFONE SYS INC | 1.0% | $14.7m | 419,000 | – | new | |
| 16 | CHINA FIRE & SEC GROUP INC | 0.9% | $12.1m | 1,380,020 | 112% | added | |
| 17 | GM GENERAL MTRS CO *W EXP 07/10/201 | 0.8% | $11.5m | 989,454 | -3% | reduced | |
| 18 | S1 CORPORATION | 0.8% | $11.0m | 1,200,000 | – | new | |
| 19 | GRACE W R & CO | 0.6% | $8.3m | 250,000 | 22% | added | |
| 20 | GM GENERAL MTRS CO *W EXP 07/10/201 | 0.6% | $7.9m | 999,454 | -2% | reduced | |
| 21 | IVANHOE MINES LTD | 0.5% | $7.7m | 565,000 | -13% | reduced | |
| 22 | MCMORAN EXPLORATION CO | 0.5% | $7.2m | 725,000 | 45% | added | |
| 23 | FUSHI COPPERWELD INC | 0.5% | $7.2m | 1,446,122 | – | new | |
| 24 | ADVANCED ANALOGIC TECHNOLOGIES | 0.5% | $6.5m | 1,500,000 | 588% | added | |
| 25 | 99 CENTS ONLY STORES | 0.5% | $6.4m | 350,000 | 66% | added | |
| 26 | TRANSATLANTIC HLDGS INC | 0.4% | $6.1m | 125,000 | – | new | |
| 27 | WMB WILLIAMS COS INC | Energy | 0.4% | $5.8m | 237,500 | -42% | reduced |
| 28 | KEMET CORP | 0.4% | $5.5m | 768,196 | -17% | reduced | |
| 29 | LYONDELLBASELL INDUSTRIES N | 0.4% | $5.0m | 205,000 | 720% | added | |
| 30 | PHARMERICA CORP | 0.4% | $5.0m | 350,000 | – | new | |
| 31 | SANOFI RIGHT 12/31/2020 | 0.3% | $4.2m | 3,960,000 | -24% | reduced | |
| 32 | LORAL SPACE & COMMUNICATNS I | 0.3% | $3.8m | 74,900 | – | new | |
| 33 | SCI SERVICE CORP INTL | Consumer Cyclical | 0.3% | $3.7m | 400,000 | 10% | added |
| 34 | AIG AMERICAN INTL GROUP INC | Financial Services | 0.2% | $3.4m | 154,000 | 208% | added |
| 35 | AMERICAN INTL GROUP INC *W EXP 01/19/202 | 0.2% | $2.8m | 462,000 | 0% | held | |
| 36 | GS GOLDMAN SACHS GROUP INC | Financial Services | 0.2% | $2.3m | 24,631 | -86% | reduced |
| 37 | GLOBAL EAGLE ACQUISITION COR UNIT 99/99/9999 | 0.1% | $2.0m | 200,000 | 0% | held | |
| 38 | INN SUMMIT HOTEL PPTYS INC | Real Estate | 0.1% | $1.8m | 256,377 | -33% | reduced |
| 39 | IDCC INTERDIGITAL INC | Technology | 0.1% | $1.8m | 38,000 | – | new |
| 40 | NALCO HOLDING COMPANY | 0.1% | $1.7m | 50,000 | – | new | |
| 41 | SUNPOWER CORP | 0.1% | $1.3m | 175,000 | – | new | |
| 42 | PHARMACEUTICAL PROD DEV INC | 0.1% | $1.3m | 50,000 | – | new | |
| 43 | MEDQUIST HLDGS INC | 0.1% | $1.2m | 160,733 | -25% | reduced | |
| 44 | PALL CORP | 0.1% | $1.1m | 26,000 | -81% | reduced | |
| 45 | GM GENERAL MTRS CO | Consumer Cyclical | 0.1% | $1.0m | 50,000 | – | new |
| 46 | TWO HBRS INVT CORP | 0.1% | $883.0k | 100,000 | – | new | |
| 47 | EXEL EXELIXIS INC | Healthcare | 0.1% | $874.0k | 160,000 | -16% | reduced |
| 48 | VC VISTEON CORP | Consumer Cyclical | 0.1% | $860.0k | 20,000 | – | new |
| 49 | LOOPNET INC | 0.1% | $797.0k | 46,500 | -87% | reduced | |
| 50 | SPRINT NEXTEL CORP | 0.1% | $745.0k | 245,000 | – | new |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.