WhaleCreep

Owl Creek Asset Management, L.P. 13F holdings, Q1 2011

Hedge fundSEC filingsCompare with another fundHoldings as of 2011-03-31, filed 2011-05-16

Owl Creek Asset Management, L.P. disclosed 28 US equity positions worth $6.3bn in its Q1 2011 13F filing. Its largest position is POWERSHARES QQQ TRUST at 36.6% of the reported book, followed by TEVA and CIGNA CORPORATION. Versus Q4 2010 it opened 6 new positions, added to 9, reduced 7 and exited 13.

$6.3bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
28
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
36.6%
Largest position
The largest single position as a share of the reported equity book.
82.9%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
6
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
74
Quarters on file since Q4 2004
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q4 2010: 6 new, 9 added, 7 reduced, 13 exited

28 rows
POWERSHARES QQQ TRUST no ticker–36.6%$2.3bn40.40m–new
TEVA TEVA PHARMACEUTICAL INDS LTDHealthcare8.6%$543m10.82m+67%added
CIGNA CORPORATION no ticker–7.3%$461m10.41m−14%reduced
AAPL APPLE INCTechnology5.5%$350m1.00m–new
MET METLIFE INCFinancial Services5.0%$317m7.09m+91%added
YAHOO INC no ticker–4.9%$309m18.55m+3.6%added
NAV NAVISTAR INTL CORP NEW–4.4%$281m4.05m−30%reduced
MCK MCKESSON CORPHealthcare4.1%$257m3.25m+5.1%added
MRO* MARATHON OIL CORP–3.4%$217m4.06m–new
APC3EUR ANADARKO PETE CORP–3.3%$207m2.53m+143%added
VRSN VERISIGN INCTechnology2.6%$166m4.57m0.0%held
HO1 HOLOGIC INC–2.6%$162m7.31m−22%reduced
UAL UNITED AIRLINES HLDGS INCIndustrials2.0%$129m5.61m–new
AMR CORP no ticker–1.7%$107m16.50m–new
PETSMART INC no ticker–1.2%$73.0m1.78m+75%added
BEN FRANKLIN RESOURCES INCFinancial Services1.1%$69.5m555,826−60%reduced
GNW GENWORTH FINL INCFinancial Services1.0%$60.7m4.51m−67%reduced
MI DEVS INC no ticker–0.8%$48.5m1.67m0.0%held
DNREUR DENBURY RES INC–0.7%$43.4m1.78m+39%added
ISTAR FINL INC FRNT 10/0 no ticker–0.6%$39.3m43.00m0.0%held
ROYAL BK SCOTLAND GROUP PLC SP no ticker–0.6%$38.1m1.94m0.0%held
THERAVANCE INC no ticker–0.6%$37.0m1.53m0.0%held
EXPRESS SCRIPTS INC no ticker–0.5%$30.3m544,600–new
EXTERRAN HLDGS INC no ticker–0.5%$29.9m1.26m+19%added
SPY SPDR S&P 500 ETF Trust–0.3%$16.6m125,100−99%reduced
MF GLOBAL HLDGS LTD no ticker–0.2%$15.1m1.83m0.0%held
FXI ISHARES TR–0.2%$11.9m264,700−62%reduced
GIANT INTERACTIVE GROUP INC no ticker–0.1%$9.5m1.28m+25%added

Exited since Q4 2010

13 rows
HEWLETT PACKARD CO no ticker4.5%$229m
MS MORGAN STANLEY3.6%$182m
BAC BANK OF AMER CORP3.1%$159m
CVX CHEVRON CORPORATION2.6%$132m
STT STATE STR CORP2.4%$121m
PENN WEST ENERGY TR TR UNIT no ticker2.2%$111m
CNQ CANADIAN NAT RES LTD MED TER1.4%$72.5m
JCPCHF PENNEY J C INC0.6%$29.5m
S9Q SPIRIT AEROSYSTEMS HLDGS INC0.5%$24.0m
CYD CHINA YUCHAI INTL LTD0.2%$9.1m
E-COMMERCE CHINA DANGDANG IN no ticker0.1%$6.7m
CITUSD CIT GROUP INC0.06%$3.1m
MIRANT CORP NEW *W EXP 01/03/201 no ticker0.0%$2.0k

Sector mix

  • Unclassified70.2%
  • Healthcare12.6%
  • Technology8.1%
  • Financial Services7.0%
  • Industrials2.0%

Book over time

Every quarter on file (74)
QuarterPositionsEquity book
Q2 202631$1.1bn
Q1 202621$518m
Q4 202530$831m
Q3 202533$881m
Q2 202527$758m
Q1 202524$617m
Q4 202422$425m
Q3 202442$685m
Q2 202437$558m
Q1 202454$705m
Q4 202361$703m
Q3 202382$785m
Q2 2023145$1.2bn
Q1 2023188$1.3bn
Q4 2022227$1.4bn
Q3 2022356$1.5bn
Q2 2022399$1.3bn
Q1 2022418$1.6bn
Q4 2021435$1.5bn
Q3 2021416$1.5bn
Q2 2021379$2.1bn
Q1 2021313$2.1bn
Q4 2020130$1.5bn
Q3 2020106$1.0bn
Q2 202093$996m
Q1 202097$897m
Q4 201996$1.2bn
Q3 201981$1.2bn
Q2 201974$2.3bn
Q1 201970$2.1bn
Q4 201877$1.9bn
Q3 201874$2.1bn
Q2 201855$2.0bn
Q1 201854$2.0bn
Q4 201749$2.1bn
Q3 201731$1.8bn
Q2 201721$1.7bn
Q1 201721$1.7bn
Q4 201625$1.5bn
Q3 201618$1.4bn
Q2 201621$1.4bn
Q1 201623$1.7bn
Q4 201520$1.0bn
Q3 201528$1.3bn
Q2 201525$1.9bn
Q1 201524$1.9bn
Q4 201416$1.6bn
Q3 201422$2.0bn
Q2 201422$2.0bn
Q1 201421$1.6bn
Q4 201319$1.4bn
Q3 201317$1.2bn
Q2 201325$1.5bn
Q1 201322$3.2bn
Q4 201229$3.0bn
Q3 201224$2.4bn
Q2 201223$1.1bn
Q1 201222$4.5bn
Q4 201126$2.3bn
Q3 201121$2.7bn
Q2 201128$4.9bn
Q1 201128$6.3bn
Q4 201035$5.1bn
Q3 201027$3.2bn
Q2 201023$2.4bn
Q1 201028$7.0bn
Q4 200920$3.8bn
Q3 200922$4.5bn
Q2 200921$2.9bn
Q1 200921$3.3bn
Q4 200815$2.5bn
Q2 200528$565m
Q1 200519$281m
Q4 200417$305m

Where Owl Creek Asset Management, L.P. was early

74 rows
TFX D TELEFLEX INCQ1 20051 of 1422.9%2.9%2Exited by Q4 2008+16%
HUN D HUNTSMAN CORPQ1 20052 of 1433.7%3.7%2Exited by Q4 2008−13%
MO D ALTRIA GROUP INCQ1 20055 of 1535.6%5.6%2Exited by Q4 2008−1.1%
HIG HARTFORD FINL SVCS GROUP INCQ1 20094 of 1240.9%7.6%8Exited by Q1 2013+186%
BAC BANK AMERICA CORPQ1 20099 of 2321.3%7.6%14Exited by Q4 2025+656%
GIS GENERAL MLS INCQ2 20092 of 1366.6%6.6%2Exited by Q4 2009+15%
FXI ISHARES TRQ2 20093 of 1357.4%20.3%16Exited by Q1 2025−21%
TMO THERMO FISHER SCIENTIFIC INCQ2 20098 of 2342.9%2.9%2Exited by Q4 2009+7.1%
EXC EXELON CORPQ3 20094 of 1303.3%4.7%5Exited by Q1 2022+16%
GNW GENWORTH FINL INCQ3 20094 of 1302.5%4.9%7Exited by Q2 2011+13%
CVX CHEVRON CORP NEWQ3 20096 of 1971.8%4.2%3Exited by Q1 2011+30%
IWM ISHARES TRQ4 20096 of 23342.3%42.3%6Exited by Q3 2025+246%
EXMOC EXXON MOBIL CORPQ4 20097 of 1936.2%6.2%2Exited by Q2 2010−1.8%
CVS CVS HEALTH CORPQ4 20098 of 2161.3%8.9%14Exited by Q4 2025+134%
TM TOYOTA MOTOR CORP SPQ1 20102 of 801.7%3.1%2Exited by Q3 2010−15%
HO1 HOLOGIC INCQ1 20104 of 1671.3%6.1%6Exited by Q3 2011+8.8%
VRSN VERISIGN INCQ1 201010 of 1421.6%7.5%11Exited by Q4 2012+87%
JPM JPMORGAN CHASE & COQ1 201013 of 2314.0%4.0%7Exited by Q1 2017+93%
MET METLIFE INCQ3 20105 of 1264.0%5.7%8Exited by Q2 2014+37%
MCK MCKESSON CORPQ3 20106 of 1702.8%4.3%4Exited by Q3 2011+35%
TEVA TEVA PHARMACEUTICAL INDS LTDQ3 201011 of 1827.3%13.6%11Exited by Q1 2014−24%
S9Q SPIRIT AEROSYSTEMS HLDGS INCQ4 20104 of 1530.5%12.3%14Exited by Q2 2024+160%
BEN FRANKLIN RES INCQ4 20107 of 1173.0%3.0%2Exited by Q2 2011+12%
MRO* MARATHON OIL CORPQ1 20113 of 1223.4%3.4%2Exited by Q3 2011−34%
AAPL APPLE INCQ1 201119 of 2755.5%8.7%4Exited by Q4 2012+91%
DAN DANA HLDG CORPQ2 20112 of 1192.9%3.0%6Exited by Q4 2012−33%
VC VISTEON CORPQ2 20113 of 1130.7%7.9%9Exited by Q3 2013−7.7%
YPF YPF SOCIEDAD ANONIMAQ2 20117 of 1011.0%6.0%9Exited by Q2 2016−60%
AMCX AMC NETWORKS INCQ3 20111 of 1021.8%1.8%2Exited by Q1 2012+18%
LOW LOWES COS INCQ4 201111 of 2090.5%2.6%3Exited by Q1 2013+40%
DECK DECKERS OUTDOOR CORPQ2 20123 of 1856.4%6.4%3Exited by Q1 2013−8.5%
BIDU BAIDU INCQ2 201212 of 2310.6%6.0%8Exited by Q2 2024−8.4%
AIG AMERICAN INTL GROUP INCQ3 201215 of 1551.2%2.6%2Exited by Q1 2013+7.6%
QCOM QUALCOMM INCQ3 201217 of 2464.7%4.7%3Exited by Q1 2024+132%
HCA HCA HOLDINGS INCQ4 20126 of 2040.8%6.4%6Exited by Q1 2017+145%
EQIX EQUINIX INCQ4 20128 of 1871.4%4.8%4Exited by Q4 2013−11%
GNCIQ GNC HLDGS INCQ1 20132 of 710.8%2.8%2Exited by Q3 2013+13%
BA BOEING COQ1 20135 of 2211.3%7.8%7Exited by Q3 2024+112%
HES HESS CORPQ1 20135 of 1551.7%11.9%7Exited by Q4 2014+32%
DISH DISH NETWORK CORPQ2 20137 of 1387.8%10.3%10Exited by Q1 2017+36%
TMUS T-MOBILE US INCQ4 20133 of 2463.2%11.2%20Exited by Q1 2024+377%
F FORD MTR CO DELQ4 20136 of 1812.0%4.2%3Exited by Q3 2014+12%
FNF FIDELITY NATIONAL FINANCIALQ4 20136 of 1562.0%4.2%5Exited by Q2 2021+111%
GM GENERAL MTRS COQ4 201313 of 1694.0%6.6%8Exited by Q2 2022+7.0%
SC SANTANDER CONSUMER USA HDG IQ1 20142 of 1004.0%5.8%3Exited by Q4 2014−26%
HLF HERBALIFE LTDQ1 20148 of 1351.9%7.3%12Exited by Q4 2017+18%
SCI SERVICE CORP INTLQ2 20146 of 1134.5%5.8%7Exited by Q1 2016+26%
HP5A EQUITY COMWLTHQ3 20143 of 1115.6%5.6%6Exited by Q1 2016+7.9%
LPX LOUISIANA PAC CORPQ3 20143 of 1441.9%5.4%18Exited by Q1 2021+174%
NUS NU SKIN ENTERPRISES INCQ3 20149 of 950.5%1.9%4Exited by Q4 2015−8.3%

Concentration and tenure

25.6%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
80.7%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
2
Median completed holding, quarters