WhaleCreep

Moore Capital Management, LP 13F holdings, Q4 2009

Hedge fundSEC filingsCompare with another fundHoldings as of 2009-12-31, filed 2010-02-16

Moore Capital Management, LP disclosed 102 US equity positions worth $2.3bn in its Q4 2009 13F filing. Its largest position is D Bank of America Corp PRS EQUITY UNITS at 22.9% of the reported book, followed by EEM and XLE. Versus Q3 2009 it opened 65 new positions, added to 15, reduced 16 and exited 82.

$2.3bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
102
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
22.9%
Largest position
The largest single position as a share of the reported equity book.
70.6%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
11
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
72
Quarters on file since Q3 2008
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q3 2009: 65 new, 15 added, 16 reduced, 82 exited

50 of 102
D Bank of America Corp PRS EQUITY UNITS no ticker–22.9%$534m35.80m–new
EEM ISHARES TR–14.2%$332m8.00m+18%added
XLE SELECT SECTOR SPDR TR–10.6%$249m4.36m−58%reduced
MA MASTERCARD INCFinancial Services4.5%$106m415,000+17%added
SPY SPDR S&P 500 ETF Trust–4.4%$103m924,700+130%added
CME CME GROUP INCFinancial Services3.5%$82.6m246,000+1071%added
AGO ASSURED GUARANTY LTDFinancial Services3.2%$74.0m3.40m+15%added
WFC WELLS FARGO & COFinancial Services3.0%$70.2m2.60m+117%added
D MAX RE CAPITAL LTD HAMILTON CO no ticker–2.2%$52.0m2.33m0.0%held
D DIRECTV GROUP INC no ticker–2.0%$46.7m1.40m+18%added
AWK AMERICAN WTR WKS CO INC NEWUtilities1.4%$33.6m1.50m−25%reduced
DISH DISH NETWORK CORPORATION–1.4%$33.0m1.59m+92%added
PM PHILIP MORRIS INTL INCConsumer Defensive1.2%$28.7m596,400−68%reduced
CITUSD CIT GROUP INC–1.2%$27.9m1.01m–new
MRK MERCK & CO. INCHealthcare1.2%$27.6m755,000–new
GS GOLDMAN SACHS GROUP INCFinancial Services1.1%$25.3m150,000–new
MBTGBP MOBILE TELESYSTEMS PJSC–1.1%$25.2m515,000–new
FCX FREEPORT MCMORAN INCBasic Materials1.1%$25.1m312,000−17%reduced
D ALLIANCEBERNSTEIN NATL MUNI no ticker–1.0%$22.8m810,000–new
GIS GENERAL MILLS INCConsumer Defensive1.0%$22.7m320,000+28%added
DR PEPPER SNAPPLE GROUP INC no ticker–0.9%$21.5m760,000–new
XLF SELECT SECTOR SPDR TR–0.9%$19.9m1.38m+10%added
D BURLINGTON NORTHN SANTA FE C no ticker–0.8%$19.7m200,000–new
AMXN AMERICA MOVIL SAB DE CV–0.6%$14.6m310,000−52%reduced
D VIMPEL COMMUNICATION S OJSC M ADRS STOCKS no ticker–0.6%$14.4m775,000−79%reduced
HES HESS CORP–0.6%$14.2m235,000+18%added
UNH UNITEDHEALTH GROUP INCHealthcare0.6%$13.7m450,000–new
CTRPUSD CTRIP COM INTL LTD–0.5%$12.6m175,000–new
LMEUR LEGG MASON INC–0.5%$12.1m400,0000.0%held
AEP AMERICAN ELEC PWR CO INCUtilities0.5%$11.8m340,000+70%added
ROP ROPER TECHNOLOGIES INCTechnology0.5%$11.6m221,960–new
CCJ CAMECO CORPEnergy0.5%$11.3m350,0000.0%held
D FPL GROUP INC no ticker–0.5%$11.1m210,000–new
FE FIRSTENERGY CORPUtilities0.5%$11.0m237,500+980%added
TEVA TEVA PHARMACEUTICAL INDS LTDHealthcare0.4%$10.4m185,000–new
D NEWS CORP no ticker–0.4%$10.3m750,000–new
EXMOC EXXON MOBIL CORP–0.4%$10.2m150,000–new
FOREST LABS INC no ticker–0.4%$9.6m300,000–new
CCL CARNIVAL CORPConsumer Cyclical0.4%$9.5m301,070–new
AETNA INC NEW no ticker–0.4%$9.0m285,000–new
MCK MCKESSON CORPHealthcare0.4%$8.8m140,000–new
CSIQ CANADIAN SOLAR INCTechnology0.4%$8.6m300,000–new
XEROX CORP no ticker–0.4%$8.5m1.00m–new
D BPW ACQUISITION CORP no ticker–0.3%$6.3m600,000–new
ABX BARRICK GOLD CORPFinancial Services0.3%$6.3m160,000−95%reduced
SFD SMITHFIELD FOODS INCConsumer Defensive0.3%$6.1m400,000−68%reduced
D YINGLI GREEN ENERGY HOLD no ticker–0.3%$5.9m375,000–new
D TERRA INDS INC no ticker–0.2%$5.6m175,000–new
D JA SOLAR HLD no ticker–0.2%$5.4m950,000–new
D STANLEY WKS no ticker–0.2%$5.2m100,000–new

Exited since Q3 2009

82 rows
BAC BANK OF AMER CORP10.1%$288m
XLK SELECT SECTOR SPDR TR4.4%$125m
GE GENERAL ELECTRIC CO3.7%$105m
KBE SPDR SERIES TRUST3.4%$96.8m
D WYETH no ticker1.4%$38.9m
D INTERNET HOLD TRUST no ticker1.2%$35.5m
NTRS NORTHERN TR CORP1.1%$32.0m
CX CEMEX SAB DE CV0.9%$25.8m
AB ALLIANCEBERNSTEIN HOLDING LP0.8%$22.1m
KGC KINROSS GOLD CORP0.8%$21.7m
D SCHERING PLOUGH no ticker0.7%$19.1m
TV GRUPO TELEVISA S A B0.6%$17.7m
OMC OMNICOM GROUP INC0.6%$17.5m
SYNOVUS FINL CORP no ticker0.6%$16.5m
D MERCK & CO INC no ticker0.6%$16.3m
D AFFILIATED COMPUTER SERVICES no ticker0.6%$16.3m
EMR Emerson Electric Inc.0.5%$12.9m
KR KROGER CO0.4%$12.4m
GSK PLC no ticker0.4%$11.9m
DELL INC no ticker0.4%$11.1m
D MARVEL ENTERTAINMENT no ticker0.3%$9.9m
D ODYSSEY HOLDINGS no ticker0.3%$9.7m
D US NATURAL GAS FUND LP no ticker0.3%$9.5m
D CIT GROUP INC no ticker0.3%$9.5m
D WELLS FARGO & CO 7.5% SER L PFRD STK no ticker0.3%$8.9m
AUXILIUM PHARMACEUTICALS INC no ticker0.3%$8.6m
D AMD SER B SR UNS CONV 5.75% CONVRT BONDS no ticker0.3%$8.5m
HEWLETT PACKARD CO no ticker0.3%$7.3m
E M C CORP MASS no ticker0.3%$7.2m
SYMCEUR SYMANTEC CORP0.2%$7.1m
GILD GILEAD SCIENCES INC0.2%$7.0m
AVGO BROADCOM CORP0.2%$6.9m
SAP SAP SE0.2%$6.6m
IBM INTERNATIONAL BUSINESS MACHS0.2%$6.6m
NVS NOVARTIS AG0.2%$6.3m
ORCL ORACLE CORP0.2%$6.3m
SNY SANOFI SA0.2%$5.5m
LIBERTY INTERACTIVE CORP no ticker0.2%$5.4m
D WINDSTREAM CORP no ticker0.2%$5.3m
PMT PENNYMAC MTG INVT TR0.2%$5.0m
CTLEUR CENTURYLINK INC0.2%$4.8m
DOEUR DIAMOND OFFSHORE DRILLING IN0.2%$4.8m
LNT ALLIANT ENERGY CORP0.2%$4.8m
T AT&T INC0.2%$4.8m
BMY BRISTOL-MYERS SQUIBB CO0.2%$4.6m
EXC EXELON CORP0.2%$4.6m
PNW PINNACLE WEST CAP CORP0.2%$4.6m
SO SOUTHERN CO0.2%$4.5m
LLY ELI LILLY & CO0.2%$4.5m
VZ VERIZON COMMUNICATIONS INC0.2%$4.5m

Sector mix

  • Unclassified73.1%
  • Financial Services15.6%
  • Healthcare2.8%
  • Consumer Defensive2.5%
  • Utilities2.4%
  • Basic Materials1.2%
  • Technology1.1%
  • Energy1.0%
  • Consumer Cyclical0.4%

Book over time

Every quarter on file (72)
QuarterPositionsEquity book
Q2 2026713$4.4bn
Q1 2026606$2.7bn
Q4 2025623$4.9bn
Q3 2025556$5.0bn
Q2 2025494$5.0bn
Q1 2025417$3.0bn
Q4 2024411$5.3bn
Q3 2024393$3.5bn
Q2 2024405$4.6bn
Q1 2024382$4.9bn
Q4 2023388$4.2bn
Q3 2023416$3.7bn
Q2 2023462$4.1bn
Q1 2023457$3.2bn
Q4 2022527$3.5bn
Q3 2022667$3.6bn
Q2 2022670$3.3bn
Q1 2022724$3.0bn
Q4 2021714$4.0bn
Q3 2021765$5.0bn
Q2 2021781$5.4bn
Q1 2021648$5.1bn
Q4 2020493$5.9bn
Q3 2020347$3.7bn
Q2 2020236$3.1bn
Q1 2020146$2.1bn
Q4 2019220$2.7bn
Q3 2019280$2.1bn
Q2 2019288$2.9bn
Q1 2019277$2.8bn
Q4 2018219$1.9bn
Q3 2018248$2.6bn
Q2 2018224$3.0bn
Q1 2018215$3.9bn
Q4 2017226$4.2bn
Q3 2017199$4.1bn
Q2 2017175$2.9bn
Q1 2017169$2.7bn
Q4 2016156$1.5bn
Q3 2016224$1.8bn
Q2 2016246$2.0bn
Q1 2016213$2.0bn
Q4 2015257$2.9bn
Q3 2015239$1.7bn
Q2 2015346$2.7bn
Q1 2015341$2.8bn
Q4 2014253$2.3bn
Q3 2014322$3.0bn
Q2 2014391$2.8bn
Q1 2014393$3.8bn
Q4 2013299$4.2bn
Q3 2013281$2.5bn
Q2 2013194$2.1bn
Q1 2013226$4.7bn
Q4 2012211$2.7bn
Q3 2012160$1.6bn
Q2 2012190$1.4bn
Q1 2012261$5.1bn
Q4 2011279$2.3bn
Q3 2011244$2.5bn
Q2 2011297$2.8bn
Q1 2011278$4.7bn
Q4 2010253$3.4bn
Q3 2010249$3.3bn
Q2 2010179$1.8bn
Q1 2010109$2.3bn
Q4 2009102$2.3bn
Q3 2009119$2.9bn
Q2 200967$1.4bn
Q1 200940$657m
Q4 200862$751m
Q3 200872$1.2bn

Where Moore Capital Management, LP was early

125 rows
EXMOC EXXON MOBIL CORPQ4 20084 of 1932.4%2.4%22Exited by Q4 2025+41%
HIG HARTFORD FINL SVCS GROUP INCQ4 20087 of 1240.7%11.3%9Exited by Q2 2021+307%
PM PHILIP MORRIS INTL INCQ4 20088 of 1691.7%4.1%18Exited by Q3 2025+319%
HD HOME DEPOT INCQ4 20089 of 2123.8%3.8%21Exited by Q1 2026+1395%
PG PROCTER AND GAMBLE COQ4 20089 of 1640.8%1.8%14Exited by Q4 2023+136%
STT STATE STR CORPQ4 200811 of 1393.6%3.6%9Exited by Q1 2025+150%
MO ALTRIA GROUP INCQ4 200812 of 1531.2%1.2%11Exited by Q4 2017+321%
CCL CARNIVAL CORPQ4 200813 of 2110.7%1.3%12Exited by Q3 2018+136%
CMS CMS ENERGY CORPQ1 20091 of 911.8%1.8%7Exited by Q4 2016+255%
EMR EMERSON ELEC COQ1 20093 of 1491.5%1.5%15Exited by Q4 2024+283%
BAC BANK OF AMER CORPQ1 200910 of 2320.5%26.2%42Held at last filing, Q2 2026+735%
NWL NEWELL BRANDS INCQ1 200912 of 1560.01%1.3%7Exited by Q4 2016+725%
AGO ASSURED GUARANTY LTDQ2 20092 of 1001.8%6.6%25Exited by Q3 2024+523%
CF CF INDS HLDGS INCQ2 20092 of 1851.1%1.1%20Exited by Q3 2024+400%
FXI ISHARES TRQ2 20094 of 13519.7%19.7%33Exited by Q4 2024−17%
NTRS D NORTHERN TRUST CORPQ2 20094 of 1171.2%1.2%4Exited by Q3 2011−14%
GILD GILEAD SCIENCES INCQ2 20098 of 1811.1%4.1%25Exited by Q1 2023+267%
GLD SPDR GOLD TRQ2 20098 of 1910.2%4.9%14Exited by Q4 2024+167%
IWM ISHARES TRQ2 20099 of 2330.2%10.4%29Held at last filing, Q2 2026+488%
KBE SPDR SER TRQ3 20091 of 793.4%4.2%7Exited by Q2 2022+124%
PPL PPL CORPQ3 20091 of 1150.06%1.6%9Exited by Q1 2023+3.4%
SO SOUTHERN CO/THEQ3 20091 of 1080.2%1.3%10Exited by Q4 2016+62%
AWK D AMERICAN WATER WKS CO INCQ3 20094 of 1231.4%1.4%3Exited by Q2 2010+9.1%
DISH DISH NETWORK CORPQ3 20094 of 1380.6%1.4%16Exited by Q4 2017+41%
T AT&T INCQ3 20094 of 2170.2%1.5%21Exited by Q3 2025+42%
IBM INTERNATIONAL BUSINESS MACHSQ3 20095 of 1680.2%1.6%14Exited by Q4 2025+147%
MLCO MELCO RESORTS AND ENTMNT LTDQ3 20095 of 1080.1%2.2%23Exited by Q1 2021+167%
VZ VERIZON COMMUNICATIONS INCQ3 20095 of 1800.2%2.5%20Exited by Q1 2026+43%
XLK SELECT SECTOR SPDR TRQ3 20095 of 964.4%4.4%13Exited by Q2 2022+662%
DVN DEVON ENERGY CORP NEWQ3 20097 of 2000.02%1.6%21Held at last filing, Q2 2026−39%
XLF SELECT SECTOR SPDR TRQ3 20099 of 1520.7%6.2%24Held at last filing, Q2 2026+342%
MA MASTERCARD INCORPORATEDQ3 200917 of 2632.5%4.5%46Exited by Q1 2026+2724%
MRK MERCK & CO INCQ4 20092 of 1951.2%1.2%15Exited by Q3 2025+127%
KRE SPDR SERIES TRUSTQ4 20094 of 1590.02%2.6%23Exited by Q1 2026+191%
MRO* MARATHON OIL CORPQ4 20096 of 1220.09%1.7%22Exited by Q4 2019−83%
VALE VALE S AQ1 20102 of 1312.3%2.3%23Exited by Q1 2026−60%
AA ALCOA CORPQ1 20105 of 1850.06%1.2%12Exited by Q2 2026+94%
DLTR DOLLAR TREE INCQ2 20105 of 1860.02%1.7%22Exited by Q2 2025+261%
LVS LAS VEGAS SANDS CORPQ2 20107 of 1880.03%2.0%30Exited by Q1 2026+194%
FIS FIDELITY NATL INFORMATION SVQ2 201020 of 2250.09%3.2%21Held at last filing, Q2 2026+45%
AAPL APPLE INCQ2 201022 of 2750.6%4.8%38Exited by Q3 2025+2184%
EWZ ISHARES INCQ3 20101 of 1193.5%8.2%14Exited by Q3 2025−63%
XLY SELECT SECTOR SPDR TRQ3 20104 of 920.3%2.1%20Exited by Q4 2024+500%
CAR AVIS BUDGET GROUP INCQ3 20107 of 1570.02%1.1%6Exited by Q3 2015+278%
USB U.S. BANCORPQ3 20109 of 1620.08%6.4%8Exited by Q3 2014+100%
PEP PEPSICO INCQ3 201011 of 1390.04%1.1%24Exited by Q4 2023+155%
DG DOLLAR GEN CORPQ4 20102 of 1870.02%1.6%27Held at last filing, Q2 2026+275%
MS MORGAN STANLEYQ4 20106 of 1780.02%2.6%18Exited by Q2 2024+246%
F FORD MTR CO DELQ4 20109 of 1810.1%1.3%15Exited by Q3 2024−25%
TGT TARGET CORPQ4 201011 of 1910.3%1.2%21Held at last filing, Q2 2026+117%

Concentration and tenure

7.2%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
32.8%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
2
Median completed holding, quarters