Greenhaven Associates 13F holdings, Q3 2001
Holdings as of September 28, 2001 · filings on SEC EDGAR · latest filing →
Greenhaven Associates disclosed 50 US equity positions worth $1.2bn in its Q3 2001 13F filing. The largest position was DE at 11.4% of the reported book, followed by Centex Corp (CTX) and Alberta Energy (AOG). Against the Q2 2001 filing, it opened 5 new positions, added to 11 and reduced 8 among the top 50 holdings.
What did Greenhaven Associates own in Q3 2001? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2001 |
|---|---|---|---|---|---|---|---|
| 1 | DE Deere & Company (DE) | Industrials | 11.4% | $141.4m | 3,758,600 | 4% | added |
| 2 | Centex Corp (CTX) | 10.8% | $134.4m | 3,983,400 | 1% | added | |
| 3 | Alberta Energy (AOG) | 9.1% | $113.1m | 3,332,400 | – | new | |
| 4 | PHM Pulte Homes Inc. (PHM) | Consumer Cyclical | 6.8% | $84.4m | 2,753,400 | 10% | added |
| 5 | R Ryder Systems Inc. (R) | Industrials | 6.7% | $83.1m | 4,158,900 | 1% | added |
| 6 | UNM UnumProvident Corp (UNM) | Financial Services | 5.8% | $72.5m | 2,869,900 | 0% | held |
| 7 | Dow Chemical Co (DOW) | 5.2% | $65.0m | 1,984,700 | 57% | added | |
| 8 | StanCorp Financial Group (SFG) | 5.2% | $64.2m | 1,325,600 | -1% | reduced | |
| 9 | AA Alcoa Inc (AA) | Basic Materials | 4.5% | $55.5m | 1,791,278 | 0% | held |
| 10 | Alcan Aluminum (AL) | 4.2% | $51.8m | 1,727,200 | 4% | added | |
| 11 | Gentiva Health Services (GTIV) | 3.2% | $40.1m | 2,224,246 | 0% | held | |
| 12 | MAN Manpower (MAN) | Industrials | 3.0% | $37.0m | 1,405,000 | 0% | held |
| 13 | Burlington Northern Santa Fe (BNI) | 2.5% | $31.0m | 1,159,300 | 0% | held | |
| 14 | DHI D R Horton Inc (DHI) | Consumer Cyclical | 2.5% | $30.9m | 1,479,236 | 4% | added |
| 15 | SNA Snap-On (SNA) | Industrials | 2.4% | $30.0m | 1,344,800 | 5% | added |
| 16 | Ryland Group (RYL) | 1.9% | $23.6m | 493,900 | -1% | reduced | |
| 17 | MEOH Methanex Corp (MEOH) | Basic Materials | 1.8% | $22.2m | 4,589,700 | 0% | held |
| 18 | TOL Toll Brothers, Inc. (TOL) | Consumer Cyclical | 1.6% | $19.5m | 656,600 | 21% | added |
| 19 | Abitibi-Consolidated (ABY) | 1.5% | $18.9m | 2,966,500 | 0% | held | |
| 20 | Nova Chemicals Corp (NCX) | 1.4% | $17.8m | 1,091,300 | -0% | held | |
| 21 | Mack-Cali Realty Corp (CLI) | 0.9% | $11.7m | 377,100 | -54% | reduced | |
| 22 | Kellwood Company (KWD) | 0.9% | $11.5m | 619,800 | -0% | held | |
| 23 | FRO Frontline Limited (FRO) | 0.9% | $11.4m | 1,254,150 | – | new | |
| 24 | LEN Lennar Corporation (LEN) | Consumer Cyclical | 0.7% | $8.6m | 238,200 | -1% | reduced |
| 25 | TK Teekay Shipping Corp (TK) | Energy | 0.7% | $8.4m | 268,100 | – | new |
| 26 | Modis Professional Services (MPS) | 0.6% | $8.0m | 1,991,100 | -8% | reduced | |
| 27 | CENX Century Aluminum (CENX) | Basic Materials | 0.6% | $7.9m | 980,500 | 0% | held |
| 28 | Hovnanian Enterprises (HOV) | 0.6% | $6.8m | 593,200 | 0% | held | |
| 29 | KBH KB HOME (KBH) | Consumer Cyclical | 0.4% | $5.5m | 194,500 | 94% | added |
| 30 | Cleveland Cliffs (CLF) | 0.4% | $4.7m | 323,000 | 0% | held | |
| 31 | CAT Caterpillar Inc. (CAT) | Industrials | 0.3% | $4.3m | 96,600 | -46% | reduced |
| 32 | Kerr-McGee Corp (KMG) | 0.3% | $4.2m | 80,000 | 0% | held | |
| 33 | Genesis Energy LP (GEL) | 0.2% | $2.4m | 414,100 | 0% | held | |
| 34 | Morgan Stanley Asia Pac (APF) | 0.1% | $1.6m | 255,115 | 0% | held | |
| 35 | Del Laboratories, Inc (DLI) | 0.1% | $1.6m | 109,500 | 16% | added | |
| 36 | Finlay Enterprises (FNLY) | 0.1% | $1.5m | 210,500 | 0% | held | |
| 37 | Equity Office Properties (EOP) | 0.1% | $1.2m | 35,980 | 0% | held | |
| 38 | OMI Corp (OMM) | 0.1% | $1.0m | 246,500 | – | new | |
| 39 | Omega Protein (OME) | 0.1% | $700.0k | 350,000 | 0% | held | |
| 40 | Pechiney SA (PY) | 0.1% | $694.0k | 36,700 | 0% | held | |
| 41 | Moore Corp (MCL) | 0.0% | $573.0k | 74,000 | -97% | reduced | |
| 42 | General Cable Corp (BGC) | 0.0% | $566.0k | 57,500 | 0% | held | |
| 43 | Chiquita Brands $2.875 | 0.0% | $474.0k | 101,900 | 0% | held | |
| 44 | GT Goodyear Tire Rubber (GT) | Consumer Cyclical | 0.0% | $323.0k | 17,500 | -75% | reduced |
| 45 | Stolt-Nielsen S.A. (SNSA) | 0.0% | $288.0k | 22,500 | – | new | |
| 46 | Pope & Talbot (POP) | 0.0% | $275.0k | 21,500 | 0% | held | |
| 47 | Commonwealth Industries (CMIN) | 0.0% | $170.0k | 40,000 | 0% | held | |
| 48 | Chiquita $3.75 | 0.0% | $93.0k | 108,300 | 0% | held | |
| 49 | U S Industries (USI) | 0.0% | $92.0k | 40,000 | 0% | held | |
| 50 | NAB Asset Corp (NABC) | 0.0% | $39.0k | 405,300 | 0% | held |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.