WhaleCreep

Farallon Capital Management, L.L.C. 13F holdings, Q3 2004

Hedge fundSEC filingsCompare with another fundHoldings as of 2004-09-30, filed 2004-11-12

Farallon Capital Management, L.L.C. disclosed 114 US equity positions worth $4.9bn in its Q3 2004 13F filing. Its largest position is AT&T Wireless Grp at 15.3% of the reported book, followed by CAPITALSOURCE INC and BAC. Versus Q2 2004 it opened 24 new positions, added to 39, reduced 16 and exited 27.

$4.9bn
Reported equity book
Sum of the long US equity positions in the filing, at the values filed. Options are excluded.
114
Positions
Distinct securities in the equity book with a reported value above zero. Options are excluded.
15.3%
Largest position
The largest single position as a share of the reported equity book.
55.4%
Top 10 weight
The ten largest positions together, as a share of the reported equity book.
19
Effective positions
1 / HHI of portfolio weights: the number of equal-weight positions the book behaves like.
113
Quarters on file since Q1 1998
Quarters for which this manager's 13F holdings are on record.

Holdings

Against Q2 2004: 24 new, 39 added, 16 reduced, 27 exited

50 of 114
AT&T Wireless Grp no ticker–15.3%$754m51.04m+46%added
CAPITALSOURCE INC no ticker–10.4%$514m23.00m0.0%held
BAC BANK OF AMER CORPFinancial Services7.5%$372m8.58m+93%added
Mandalay Resort Group no ticker–4.3%$212m3.09m+24%added
Rouse Co no ticker–3.9%$195m2.91m–new
Caesars Entertainment Inc no ticker–3.3%$165m9.86m+1565%added
DPL Inc no ticker–2.9%$145m7.04m+19%added
PCG PG&E CORPUtilities2.8%$140m4.59m0.0%held
Anthem Inc no ticker–2.8%$136m1.56m+50%added
Boise Cascade no ticker–2.1%$102m3.08m+70%added
Amylin Pharmaceuticals Inc no ticker–2.1%$102m4.99m+11%added
Nat'l Commerce Financial Co no ticker–1.9%$94.4m2.71m+30%added
Southtrust Corp no ticker–1.9%$93.7m2.25m+782%added
UNITED STATIONERS INC no ticker–1.8%$89.5m2.06m0.0%held
99803EUR LABORATORY CORP AMER HLDGS–1.7%$85.9m1.97m−5.6%reduced
Atherogenics Inc no ticker–1.7%$82.4m2.50m+75%added
NPS Pharmaceuticals no ticker–1.2%$60.2m62.70m–new
PLATINUM UNDERWRITER HLDGS L no ticker–1.2%$58.3m1.99m+43%added
SEE1GBP SEALED AIR CORP NEW–1.1%$55.6m1.20m0.0%held
Peoplesoft Inc no ticker–1.1%$53.6m2.70m+8745%added
Medtronic Inc. DBCV 1.25% 9/1 no ticker–1.0%$50.6m49.32m−9.2%reduced
POT1EUR POTASH CORP SASK INC–1.0%$49.3m769,000+81%added
Banco Latinoamericano Exp no ticker–1.0%$48.1m3.14m+2.1%added
Allied Waste no ticker–1.0%$47.9m947,900+5.6%added
CORRECTIONS CORP AMER NEW no ticker–0.9%$46.0m1.30m+135%added
Federal Home Loan MTG Corp no ticker–0.9%$44.9m687,500–new
Phelps Dodge Corp no ticker–0.9%$43.8m476,200−3.1%reduced
ARCH CAP GROUP LTD no ticker–0.9%$43.4m1.12m+42%added
Liberty Media no ticker–0.9%$42.6m4.89m0.0%held
CX CEMEX SAB DE CVBasic Materials0.8%$40.3m1.43m+78%added
Province Healthcare Co no ticker–0.8%$38.6m1.84m–new
Countrywide Financial Corp no ticker–0.8%$37.2m945,000+25%added
Corgentech Inc no ticker–0.7%$37.0m2.17m+7.5%added
MI Developments Inc no ticker–0.7%$35.3m1.39m+35%added
Ligand Pharmaceuticals no ticker–0.7%$33.0m18.80m–new
FCX FREEPORT MCMORAN INCBasic Materials0.6%$31.0m766,500+30%added
Sina Corp no ticker–0.6%$30.4m23.30m–new
DST SYS INC DEL no ticker–0.6%$30.1m677,9000.0%held
Telik Inc no ticker–0.6%$29.8m1.34m+22%added
MONTPELIER RE HOLDINGS LTD no ticker–0.6%$29.4m800,700−13%reduced
Charter Communications '05 no ticker–0.6%$28.8m31.52m0.0%held
WMB WILLIAMS COS INCEnergy0.5%$26.4m2.18m+13%added
TV Azteca S.A. DE CV SPONS no ticker–0.5%$26.0m2.57m−16%reduced
City Investing Co Liq. Tr UNIT BEN INT no ticker–0.5%$24.3m12.38m+0.1%held
MEOH METHANEX CORPBasic Materials0.5%$24.1m1.60m−5.4%reduced
TV GRUPO TELEVISA S A BCommunication Services0.5%$24.0m455,200–new
Sappi Ltd. SP0NS no ticker–0.5%$23.1m1.61m0.0%held
Citizens Communications no ticker–0.4%$21.2m1.58m−57%reduced
WST WEST PHARMACEUTICAL SVSC INCHealthcare0.4%$18.2m870,600+135%added
Jackson Hewitt Tax Svc no ticker–0.3%$16.6m819,900–new

Exited since Q2 2004

27 rows
Charter One Financial Inc no ticker7.0%$301m
DIS DISNEY WALT CO1.9%$80.3m
Advanced Fibre Communication no ticker1.4%$60.9m
WebMD Corp no ticker0.6%$25.3m
Apogent Technologies Inc no ticker0.5%$19.5m
Maxwell Shoe Co no ticker0.4%$16.7m
Blyth Inc no ticker0.3%$15.0m
Invitrogen no ticker0.3%$13.6m
SNDK SANDISK CORP0.3%$11.4m
Telefonos De Mexico SPONS no ticker0.3%$11.1m
US Oncology Inc no ticker0.2%$9.8m
Yankee Candle no ticker0.2%$9.3m
Invision Tenchnologies Inc no ticker0.2%$8.9m
AMC Entertainment Inc no ticker0.1%$5.0m
NewAlliance BancShares no ticker0.1%$4.6m
Trimeris Inc no ticker0.08%$3.6m
Aventis no ticker0.07%$2.9m
RAE Systems Inc no ticker0.06%$2.7m
Univision Communications no ticker0.06%$2.6m
RGCGBP REGAL ENTMT GROUP0.06%$2.5m
Bay View Capital Corporation no ticker0.06%$2.5m
Oxford Health Plans Inc no ticker0.05%$2.2m
US Airways Group no ticker0.05%$2.0m
CTLEUR CENTURYLINK INC0.04%$1.8m
QLT INC no ticker0.02%$1.0m
Monolithic System Tech no ticker0.02%$753k
Agilent Tech Inc DBCV 3% 12/0 no ticker0.01%$528k

Sector mix

  • Unclassified84.8%
  • Financial Services7.5%
  • Utilities2.8%
  • Basic Materials1.9%
  • Healthcare0.6%
  • Energy0.5%
  • Communication Services0.5%
  • Technology0.4%
  • Consumer Cyclical0.4%
  • Industrials0.3%
  • Real Estate0.2%

Book over time

Every quarter on file (113)
QuarterPositionsEquity book
Q2 202686$17.1bn
Q1 2026170$16.9bn
Q4 2025148$19.2bn
Q3 2025139$17.7bn
Q2 2025143$21.9bn
Q1 2025144$18.5bn
Q4 2024146$19.0bn
Q3 2024160$18.2bn
Q2 2024162$16.9bn
Q1 2024172$17.0bn
Q4 2023157$16.0bn
Q3 2023163$17.7bn
Q2 2023171$16.7bn
Q1 2023192$16.5bn
Q4 2022242$15.5bn
Q3 2022309$16.3bn
Q2 2022313$17.0bn
Q1 2022319$18.1bn
Q4 2021298$17.7bn
Q3 2021298$18.6bn
Q2 2021295$20.7bn
Q1 2021235$19.2bn
Q4 2020134$16.1bn
Q3 2020120$14.1bn
Q2 2020117$12.4bn
Q1 2020100$10.9bn
Q4 2019112$13.0bn
Q3 201997$12.2bn
Q2 2019103$14.3bn
Q1 201993$12.1bn
Q4 201894$11.4bn
Q3 2018101$14.2bn
Q2 201894$13.6bn
Q1 201884$12.0bn
Q4 201779$10.0bn
Q3 201783$9.6bn
Q2 201779$8.8bn
Q1 201769$8.1bn
Q4 201668$6.6bn
Q3 201666$5.8bn
Q2 201661$5.3bn
Q1 201670$7.5bn
Q4 201562$8.2bn
Q3 201579$6.3bn
Q2 201594$7.4bn
Q1 201592$6.8bn
Q4 201482$6.9bn
Q3 201481$6.0bn
Q2 201493$6.6bn
Q1 201486$5.0bn
Q4 201377$4.7bn
Q3 201376$4.8bn
Q2 201380$5.1bn
Q1 201352$3.5bn
Q4 201258$3.2bn
Q3 201246$2.6bn
Q2 201249$2.9bn
Q1 201250$3.6bn
Q4 201148$3.4bn
Q3 201153$3.0bn
Q2 201149$2.7bn
Q1 201151$2.7bn
Q4 201044$2.0bn
Q3 201044$1.9bn
Q2 201042$1.6bn
Q1 201026$1.1bn
Q4 200936$1.7bn
Q3 200935$1.2bn
Q2 200928$858m
Q1 200917$413m
Q4 200818$805m
Q3 200872$3.2bn
Q2 200873$5.0bn
Q1 2008125$5.7bn
Q4 2007138$7.6bn
Q3 2007136$7.1bn
Q2 2007226$9.9bn
Q1 2007120$9.1bn
Q4 2006108$7.7bn
Q3 2006110$6.6bn
Q2 200693$5.7bn
Q1 200683$5.4bn
Q4 200577$3.5bn
Q3 200570$2.8bn
Q2 200574$2.9bn
Q1 200584$2.8bn
Q4 2004129$4.5bn
Q3 2004114$4.9bn
Q2 2004117$4.3bn
Q1 2004121$4.1bn
Q4 2003129$3.9bn
Q3 2003115$3.0bn
Q2 2003105$2.2bn
Q1 2003105$2.5bn
Q4 2002120$2.4bn
Q3 2002131$2.3bn
Q2 2002140$2.1bn
Q1 2002148$2.2bn
Q4 2001117$1.9bn
Q3 2001112$2.3bn
Q2 2001119$2.3bn
Q1 2001124$2.7bn
Q4 2000117$2.8bn
Q3 2000151$3.8bn
Q2 2000150$3.5bn
Q1 2000146$2.9bn
Q4 1999129$2.7bn
Q3 1999141$2.8bn
Q2 1999125$2.2bn
Q1 1999102$2.0bn
Q3 199815$563m
Q2 199831$842m
Q1 199837$892m

Where Farallon Capital Management, L.L.C. was early

122 rows
KFY Korn/Ferry InternationalQ1 19991 of 890.07%1.4%21Exited by Q2 2004+22%
MCK MCKESSON CORPQ2 19991 of 1701.2%2.0%10Exited by Q2 2026+2589%
NWL Newell Rubbermaid IncQ2 19991 of 1561.1%1.1%3Exited by Q1 2000−37%
L LOEWS CORPQ2 19992 of 930.4%2.7%13Exited by Q3 2007+287%
INTC Intel CorpQ3 19991 of 2801.5%1.5%7Exited by Q2 2001−29%
MSFT MICROSOFT CORPQ3 199912 of 3740.1%5.6%54Held at last filing, Q2 2026+724%
JNJ JOHNSON & JOHNSONQ4 19991 of 1690.5%3.7%10Held at last filing, Q2 2026+445%
WM WASTE MGMT INC DELQ4 19993 of 1400.3%1.7%27Exited by Q3 2006+109%
VRSN VERISIGN INCQ1 20007 of 1420.5%1.1%5Exited by Q4 2008−83%
TEO Telecom Argentina STET-FRAN SPONQ2 20001 of 491.1%1.1%10Exited by Q4 2002−97%
PFE PFIZER INCQ3 20004 of 2080.6%6.8%8Exited by Q3 2014−34%
MLM Martin Marietta MaterialsQ4 20001 of 1840.4%1.6%8Exited by Q4 2002−23%
AVGO BROADCOM INCQ4 200021 of 3230.1%9.2%13Held at last filing, Q2 2026–
FITB Fifth Third BancorpQ1 20011 of 1172.4%2.4%5Exited by Q2 2002+26%
PCG PG&E CORPQ1 20011 of 2090.3%3.3%29Exited by Q3 2024+47%
SRE Sempra EnergyQ1 20011 of 1190.5%1.2%9Exited by Q2 2003+7.2%
USB U S BancorpQ1 20012 of 1623.3%3.3%4Exited by Q1 2002−9.8%
CNA CNA Financial CorpQ2 20011 of 780.4%1.8%6Exited by Q4 2002−37%
CVX CHEVRON CORP NEWQ3 20011 of 19714.4%14.4%11Exited by Q1 2012+151%
JLL JONES LANG LASALLE INCQ1 20022 of 1330.5%6.7%14Exited by Q1 2011+279%
WAT WATERS CORPQ2 20021 of 1371.6%1.8%9Exited by Q4 2006+70%
ORCL ORACLE CORPQ2 20027 of 2560.4%7.9%33Exited by Q3 2014+328%
DRI DARDEN RESTAURANTS INCQ4 20021 of 1410.4%1.2%7Exited by Q3 2007+115%
WMB WILLIAMS COS INC DELQ2 20033 of 2071.0%4.9%24Exited by Q3 2015+791%
AMXN AMERICA MOVIL SAB DE CV SPONQ4 20035 of 600.2%6.6%16Exited by Q4 2009+381%
DIS DISNEY WALT COQ1 20042 of 2531.8%3.7%18Exited by Q2 2026+291%
FCX FREEPORT-MCMORAN COPPER & GOQ1 20042 of 2230.5%1.4%13Exited by Q3 2013+41%
ABR ARBOR RLTY TR INCQ2 20041 of 800.2%1.2%11Exited by Q1 2007+51%
BAC Bank of AmericaQ2 20047 of 2328.7%8.7%3Exited by Q1 2005+11%
SNDK SANDISK CORPQ2 200416 of 2330.3%6.1%3Exited by Q2 2016–
TV GRUPO TELEVISA SA DE CV SPQ3 20041 of 790.5%3.6%17Exited by Q4 2008+66%
AZO AUTOZONE INCQ3 20044 of 1650.1%2.8%5Exited by Q3 2013+448%
EXEL EXELIXIS INCQ4 20042 of 1360.2%4.6%39Held at last filing, Q2 2026+473%
STT STATE STR CORPQ4 20045 of 1390.8%5.2%28Exited by Q4 2015+37%
BBY BEST BUY INCQ1 20056 of 1331.0%1.5%3Exited by Q4 2005+21%
RCI ROGERS COMMUNICATIONS INCQ3 20053 of 851.5%1.7%8Exited by Q1 2008+129%
IWM ISHARES TR RUSSELL 2000Q3 20054 of 23318.4%21.7%14Exited by Q4 2009−9.3%
CRL CHARLES RIV LABS INTL INCQ4 20052 of 1580.3%1.3%9Exited by Q1 2024+458%
IBB ISHARES TR NASDQ BIO INDXQ1 20061 of 1201.4%1.7%9Exited by Q3 2008−6.7%
FIS FIDELITY NATL INFORMATION SVQ1 20062 of 2250.7%12.8%47Exited by Q4 2021+200%
IYR ISHARES TR DJ US REAL ESTQ1 20062 of 980.4%1.8%5Exited by Q2 2007+16%
BSX BOSTON SCIENTIFIC CORPQ1 20063 of 1930.6%4.0%32Held at last filing, Q2 2026+85%
EEM ISHARES TR MSCI EMERG MKTQ2 20062 of 1340.2%3.5%10Exited by Q4 2008+9.2%
TGT TARGET CORPQ2 20065 of 1912.7%6.5%13Exited by Q3 2012+19%
QCOM QUALCOMM INCQ2 20068 of 2460.5%4.6%19Exited by Q2 2018+38%
MA MASTERCARD INCORPORATEDQ3 20062 of 2631.6%23.1%32Exited by Q2 2026+7002%
SHW SHERWIN WILLIAMS COQ3 20062 of 1920.7%7.4%36Exited by Q4 2024+1953%
AMG AFFILIATED MANAGERS GROUPQ3 20063 of 1080.0%1.6%4Exited by Q4 2015+71%
SCHW SCHWAB CHARLES CORPQ1 20072 of 2213.0%6.3%27Exited by Q2 2026+414%
CMCSA COMCAST CORP NEWQ1 20073 of 2191.4%4.8%15Exited by Q4 2017+197%

Concentration and tenure

10.3%
Median largest position, all quarters
The largest single position as a share of the reported equity book.
47.9%
Median top 10 weight, all quarters
The ten largest positions together, as a share of the reported equity book.
Concentrated
Style, by median largest position
2
Median completed holding, quarters