Caxton Associates 13F holdings, Q3 2021
Holdings as of September 30, 2021 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 409 US equity positions worth $710.4m in its Q3 2021 13F filing. The largest position was TSLA at 19.4% of the reported book, followed by APTV and PFE. Against the Q2 2021 filing, it opened 16 new positions, added to 22 and reduced 10 among the top 50 holdings.
What did Caxton Associates own in Q3 2021? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2021 |
|---|---|---|---|---|---|---|---|
| 1 | TSLA TESLA INC | Consumer Cyclical | 19.4% | $138.0m | 177,990 | 116% | added |
| 2 | APTV APTIV PLC | Consumer Cyclical | 12.6% | $89.5m | 600,468 | 47% | added |
| 3 | PFE PFIZER INC | Healthcare | 9.0% | $63.7m | 1,480,000 | – | new |
| 4 | MRNA MODERNA INC | Healthcare | 3.5% | $24.9m | 64,741 | 1792% | added |
| 5 | CRM SALESFORCE COM INC | Technology | 2.9% | $20.9m | 77,218 | – | new |
| 6 | MSFT MICROSOFT CORP | Technology | 2.2% | $15.6m | 55,315 | -66% | reduced |
| 7 | ZBRA ZEBRA TECHNOLOGIES CORPORATI | Technology | 1.9% | $13.7m | 26,571 | 84% | added |
| 8 | ISRG INTUITIVE SURGICAL INC | Healthcare | 1.7% | $11.9m | 11,992 | 100% | added |
| 9 | CME CME GROUP INC | Financial Services | 1.6% | $11.6m | 60,000 | -12% | reduced |
| 10 | GOOGL ALPHABET INC | Communication Services | 1.5% | $10.9m | 4,062 | -70% | reduced |
| 11 | XLV SELECT SECTOR SPDR TR | 1.5% | $10.7m | 84,000 | 42% | added | |
| 12 | META FACEBOOK INC | Communication Services | 1.3% | $9.3m | 27,500 | 62% | added |
| 13 | XLF SELECT SECTOR SPDR TR | 1.2% | $8.6m | 229,500 | – | new | |
| 14 | IWM ISHARES TR | 1.2% | $8.6m | 39,100 | -28% | reduced | |
| 15 | AMZN AMAZON COM INC | Consumer Cyclical | 1.2% | $8.5m | 2,580 | -77% | reduced |
| 16 | SLV ISHARES SILVER TR | 1.0% | $6.8m | 332,700 | 1780% | added | |
| 17 | ADI ANALOG DEVICES INC | Technology | 0.8% | $5.8m | 34,500 | 83% | added |
| 18 | MU MICRON TECHNOLOGY INC | Technology | 0.6% | $4.5m | 62,705 | -74% | reduced |
| 19 | EXE CHESAPEAKE ENERGY CORP | Energy | 0.5% | $3.8m | 62,405 | 346% | added |
| 20 | AR ANTERO RESOURCES CORP | Energy | 0.5% | $3.6m | 190,314 | 355% | added |
| 21 | HP5A EQUITY COMWLTH | 0.5% | $3.5m | 134,676 | 25% | added | |
| 22 | RUN SUNRUN INC | Technology | 0.5% | $3.3m | 74,925 | -95% | reduced |
| 23 | HRL HORMEL FOODS CORP | Consumer Defensive | 0.5% | $3.2m | 78,057 | – | new |
| 24 | NFLX NETFLIX INC | Communication Services | 0.4% | $3.2m | 5,231 | – | new |
| 25 | DT DYNATRACE INC | Technology | 0.4% | $3.1m | 43,065 | 69% | added |
| 26 | INTU INTUIT | Technology | 0.4% | $2.9m | 5,405 | 1209% | added |
| 27 | COP CONOCOPHILLIPS | Energy | 0.4% | $2.7m | 40,100 | – | new |
| 28 | PTC PTC INC | Technology | 0.4% | $2.6m | 21,512 | 77% | added |
| 29 | LIBERTY GLOBAL PLC | 0.4% | $2.5m | 84,500 | – | new | |
| 30 | CIMAREX ENERGY CO | 0.3% | $2.5m | 28,127 | – | new | |
| 31 | DVN DEVON ENERGY CORP NEW | Energy | 0.3% | $2.4m | 66,506 | 97% | added |
| 32 | BRK/B BERKSHIRE HATHAWAY INC DEL | 0.3% | $2.3m | 8,468 | -24% | reduced | |
| 33 | V VISA INC | Financial Services | 0.3% | $2.2m | 10,000 | – | new |
| 34 | MNST MONSTER BEVERAGE CORP NEW | Consumer Defensive | 0.3% | $2.2m | 24,643 | 77% | added |
| 35 | UNH UNITEDHEALTH GROUP INC | Healthcare | 0.3% | $2.0m | 5,126 | – | new |
| 36 | OVV OVINTIV INC | Energy | 0.3% | $1.9m | 59,031 | – | new |
| 37 | DECK DECKERS OUTDOOR CORP | Consumer Cyclical | 0.3% | $1.8m | 5,000 | – | new |
| 38 | PTON PELOTON INTERACTIVE INC | Consumer Cyclical | 0.2% | $1.7m | 20,000 | 300% | added |
| 39 | AFL AFLAC INC | Financial Services | 0.2% | $1.7m | 31,667 | – | new |
| 40 | TR TOOTSIE ROLL INDS INC | Consumer Defensive | 0.2% | $1.6m | 52,370 | – | new |
| 41 | NEE NEXTERA ENERGY INC | Utilities | 0.2% | $1.6m | 20,180 | 0% | held |
| 42 | FSLR FIRST SOLAR INC | Technology | 0.2% | $1.5m | 15,987 | 0% | held |
| 43 | ORLY OREILLY AUTOMOTIVE INC | Consumer Cyclical | 0.2% | $1.5m | 2,436 | -20% | reduced |
| 44 | ADP AUTOMATIC DATA PROCESSING IN | Technology | 0.2% | $1.5m | 7,264 | 347% | added |
| 45 | FLAGSTAR BANCORP INC | 0.2% | $1.4m | 28,517 | – | new | |
| 46 | ADBE ADOBE SYSTEMS INCORPORATED | Technology | 0.2% | $1.4m | 2,514 | – | new |
| 47 | DLB DOLBY LABORATORIES INC | Industrials | 0.2% | $1.4m | 16,359 | -25% | reduced |
| 48 | HEADHUNTER GROUP PLC | 0.2% | $1.4m | 29,475 | 27% | added | |
| 49 | PBF PBF ENERGY INC | Energy | 0.2% | $1.4m | 110,623 | 42% | added |
| 50 | CDW CDW CORP | Technology | 0.2% | $1.4m | 7,572 | 56% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.