Caxton Associates 13F holdings, Q3 2014
Holdings as of September 30, 2014 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 151 US equity positions worth $1.6bn in its Q3 2014 13F filing. The largest position was MS at 13.0% of the reported book, followed by TIME WARNER CABLE INC and PBR. Against the Q2 2014 filing, it opened 22 new positions, added to 20 and reduced 5 among the top 50 holdings.
What did Caxton Associates own in Q3 2014? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2014 |
|---|---|---|---|---|---|---|---|
| 1 | MS MORGAN STANLEY | Financial Services | 13.0% | $202.5m | 5,858,880 | 1% | added |
| 2 | TIME WARNER CABLE INC | 12.6% | $196.9m | 1,372,178 | 174% | added | |
| 3 | PBR PETROLEO BRASILEIRO SA PETRO | Energy | 6.8% | $105.9m | 7,464,200 | – | new |
| 4 | DISH DISH NETWORK CORP | 4.1% | $64.6m | 1,000,000 | 67% | added | |
| 5 | BBY BEST BUY INC | Consumer Cyclical | 3.8% | $59.5m | 1,770,000 | 80% | added |
| 6 | MICHAELS COS INC | 3.1% | $47.5m | 2,719,300 | – | new | |
| 7 | SCHW SCHWAB CHARLES CORP NEW | Financial Services | 3.0% | $46.9m | 1,596,290 | 47% | added |
| 8 | AMT TD AMERITRADE HLDG CORP | Real Estate | 2.7% | $41.9m | 1,254,550 | 34% | added |
| 9 | HD SUPPLY HLDGS INC | 2.6% | $40.9m | 1,500,000 | 14% | added | |
| 10 | XLF SELECT SECTOR SPDR TR | 2.2% | $34.1m | 1,470,926 | 124% | added | |
| 11 | KMI KINDER MORGAN INC DEL | Energy | 1.5% | $24.0m | 625,000 | – | new |
| 12 | FXI ISHARES TR | 1.4% | $21.6m | 563,000 | – | new | |
| 13 | ANADARKO PETE CORP | 1.3% | $20.3m | 200,000 | -15% | reduced | |
| 14 | XLY SELECT SECTOR SPDR TR | 1.0% | $16.0m | 240,000 | – | new | |
| 15 | BAC BANK AMER CORP | Financial Services | 1.0% | $15.1m | 885,000 | 195% | added |
| 16 | PII POLARIS INDS INC | Consumer Cyclical | 0.9% | $14.2m | 95,000 | – | new |
| 17 | PANW PALO ALTO NETWORKS INC | Technology | 0.9% | $13.8m | 140,400 | – | new |
| 18 | RUCKUS WIRELESS INC | 0.9% | $13.4m | 1,000,000 | 67% | added | |
| 19 | HLT HILTON WORLDWIDE HLDGS INC | Consumer Cyclical | 0.8% | $12.9m | 525,000 | -90% | reduced |
| 20 | AK STL HLDG CORP | 0.8% | $12.8m | 1,600,000 | – | new | |
| 21 | RCL ROYAL CARIBBEAN CRUISES LTD | Consumer Cyclical | 0.7% | $10.8m | 160,000 | – | new |
| 22 | NOC NORTHROP GRUMMAN CORP | Industrials | 0.7% | $10.5m | 80,000 | – | new |
| 23 | AIG AMERICAN INTL GROUP INC | Financial Services | 0.7% | $10.4m | 192,700 | -47% | reduced |
| 24 | ICE INTERCONTINENTAL EXCHANGE IN | Financial Services | 0.7% | $10.4m | 53,200 | 0% | held |
| 25 | HSY HERSHEY CO | Consumer Defensive | 0.7% | $10.3m | 108,350 | – | new |
| 26 | DHI D R HORTON INC | Consumer Cyclical | 0.7% | $10.2m | 496,100 | 11% | added |
| 27 | UNP UNION PAC CORP | Industrials | 0.6% | $10.1m | 92,908 | – | new |
| 28 | BABA ALIBABA GROUP HLDG LTD | Consumer Cyclical | 0.6% | $10.0m | 113,000 | – | new |
| 29 | VOYA VOYA FINL INC | Financial Services | 0.6% | $9.8m | 250,200 | 39% | added |
| 30 | KRE SPDR SERIES TRUST | 0.6% | $9.5m | 250,000 | – | new | |
| 31 | ZION ZIONS BANCORPORATION | Financial Services | 0.6% | $9.4m | 325,000 | 225% | added |
| 32 | BARCLAYS BK PLC | 0.6% | $9.4m | 300,000 | 200% | added | |
| 33 | AVAL GRUPO AVAL ACCIONES Y VALORE | 0.6% | $8.8m | 650,000 | – | new | |
| 34 | AERCAP HOLDINGS NV | 0.6% | $8.8m | 214,103 | 30% | added | |
| 35 | DLTR DOLLAR TREE INC | Consumer Defensive | 0.5% | $8.4m | 150,000 | 20% | added |
| 36 | ISHARES | 0.5% | $8.1m | 690,000 | – | new | |
| 37 | STZ CONSTELLATION BRANDS INC | Consumer Defensive | 0.5% | $8.1m | 92,500 | – | new |
| 38 | BUFFALO WILD WINGS INC | 0.5% | $7.7m | 57,500 | – | new | |
| 39 | CMG CHIPOTLE MEXICAN GRILL INC | Consumer Cyclical | 0.5% | $7.7m | 11,500 | – | new |
| 40 | JARDEN CORP | 0.5% | $7.6m | 127,108 | 154% | added | |
| 41 | TSS TOTAL SYS SVCS INC | 0.5% | $7.6m | 244,500 | 0% | held | |
| 42 | JOE ST JOE CO | Real Estate | 0.5% | $7.4m | 372,600 | 0% | held |
| 43 | NCLH NORWEGIAN CRUISE LINE HLDGS | Consumer Cyclical | 0.5% | $7.4m | 205,000 | -15% | reduced |
| 44 | ETRA E TRADE FINANCIAL CORP | 0.5% | $7.3m | 325,000 | 160% | added | |
| 45 | TIME WARNER INC | 0.5% | $7.1m | 95,000 | – | new | |
| 46 | CITRIX SYS INC | 0.5% | $7.1m | 100,000 | – | new | |
| 47 | PROTECTIVE LIFE CORP | 0.4% | $6.9m | 99,505 | 89% | added | |
| 48 | RF REGIONS FINL CORP NEW | Financial Services | 0.4% | $6.8m | 679,800 | -30% | reduced |
| 49 | WHITEWAVE FOODS CO | 0.4% | $6.5m | 180,000 | – | new | |
| 50 | META FACEBOOK INC | Communication Services | 0.4% | $6.5m | 81,800 | 1536% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.