Caxton Associates 13F holdings, Q4 2012
Holdings as of December 31, 2012 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 171 US equity positions worth $1.4bn in its Q4 2012 13F filing. The largest position was AIG at 25.2% of the reported book, followed by BAC and GM. Against the Q3 2012 filing, it opened 21 new positions, added to 17 and reduced 10 among the top 50 holdings.
What did Caxton Associates own in Q4 2012? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2012 |
|---|---|---|---|---|---|---|---|
| 1 | AIG AMERICAN INTL GROUP INC | Financial Services | 25.2% | $358.6m | 10,158,301 | 17% | added |
| 2 | BAC BANK OF AMERICA CORPORATION | Financial Services | 6.9% | $98.9m | 8,522,191 | 41% | added |
| 3 | GM GENERAL MTRS CO | Consumer Cyclical | 5.0% | $71.5m | 2,480,754 | 73% | added |
| 4 | SPRINT NEXTEL CORP | 4.0% | $57.4m | 10,118,980 | 181% | added | |
| 5 | WFC WELLS FARGO & CO NEW | Financial Services | 3.9% | $55.3m | 1,617,128 | -31% | reduced |
| 6 | WMB WILLIAMS COS INC DEL | Energy | 3.7% | $53.0m | 1,620,113 | – | new |
| 7 | JPM JPMORGAN CHASE & CO | Financial Services | 3.5% | $49.4m | 1,122,742 | 137% | added |
| 8 | SPDR SERIES TRUST S&P BK ETF | 3.1% | $44.8m | 1,880,000 | -0% | held | |
| 9 | F FORD MTR CO DEL | Consumer Cyclical | 3.1% | $44.1m | 3,403,580 | -32% | reduced |
| 10 | SYNOVUS FINL CORP | 2.6% | $36.6m | 14,931,962 | 7% | added | |
| 11 | RF REGIONS FINL CORP NEW | Financial Services | 2.4% | $34.8m | 4,876,301 | – | new |
| 12 | KRE SPDR SERIES TRUST S&P REGL BKG | 2.3% | $33.0m | 1,178,600 | -5% | reduced | |
| 13 | NEWFIELD EXPL CO | 1.9% | $27.3m | 1,018,792 | – | new | |
| 14 | REALOGY HLDGS CORP | 1.4% | $20.2m | 481,000 | – | new | |
| 15 | M MACYS INC | Consumer Cyclical | 1.4% | $19.9m | 510,000 | 761% | added |
| 16 | VYX NCR CORP NEW | Technology | 1.4% | $19.4m | 761,940 | 5867% | added |
| 17 | V VISA INC | Financial Services | 1.2% | $16.8m | 110,983 | 114% | added |
| 18 | SAKS INC | 1.1% | $15.8m | 1,500,000 | 63% | added | |
| 19 | COF CAPITAL ONE FINL CORP | Financial Services | 0.9% | $13.1m | 226,738 | 164% | added |
| 20 | MS MORGAN STANLEY | Financial Services | 0.9% | $12.9m | 674,000 | – | new |
| 21 | EWZ ISHARES INC MSCI BRAZIL | 0.9% | $12.6m | 226,100 | -65% | reduced | |
| 22 | CAT CATERPILLAR INC DEL | Industrials | 0.8% | $11.1m | 124,308 | – | new |
| 23 | SUNTRUST BKS INC | 0.7% | $9.8m | 347,300 | -13% | reduced | |
| 24 | RALCORP HLDGS INC NEW | 0.7% | $9.6m | 107,561 | – | new | |
| 25 | JOE ST JOE CO | Real Estate | 0.7% | $9.4m | 406,500 | 9% | added |
| 26 | GT GOODYEAR TIRE & RUBR CO | Consumer Cyclical | 0.6% | $8.2m | 593,442 | – | new |
| 27 | EEM ISHARES TR MSCI EMERG MKT | 0.5% | $7.7m | 172,800 | -62% | reduced | |
| 28 | LIBERTY INTERACTIVE CORP LBT VENT | 0.5% | $7.5m | 110,000 | – | new | |
| 29 | NAV NAVISTAR INTL CORP NEW | 0.5% | $6.6m | 305,055 | – | new | |
| 30 | COACH INC | 0.5% | $6.6m | 119,627 | – | new | |
| 31 | TOL TOLL BROTHERS INC | Consumer Cyclical | 0.5% | $6.5m | 201,225 | – | new |
| 32 | WALTER INVT MGMT CORP | 0.4% | $6.3m | 147,000 | – | new | |
| 33 | BANCORPSOUTH INC | 0.4% | $5.7m | 394,578 | -9% | reduced | |
| 34 | CMCSA COMCAST CORP NEW | Communication Services | 0.4% | $5.6m | 151,185 | – | new |
| 35 | EWW ISHARES INC MSCI MEX INVEST | 0.4% | $5.5m | 77,600 | 36% | added | |
| 36 | CBS CORP NEW | 0.4% | $5.4m | 141,190 | -13% | reduced | |
| 37 | AERCAP HOLDINGS NV | 0.4% | $5.2m | 381,371 | 0% | held | |
| 38 | FXI ISHARES TR FTSE CHINA25 IDX | 0.4% | $5.2m | 127,900 | – | new | |
| 39 | EL LAUDER ESTEE COS INC | Consumer Defensive | 0.4% | $5.2m | 86,145 | 42% | added |
| 40 | PMT PENNYMAC MTG INVT TR | Real Estate | 0.4% | $5.1m | 202,251 | 102% | added |
| 41 | SPY SPDR S&P 500 ETF TR TR UNIT | 0.3% | $5.0m | 35,000 | -87% | reduced | |
| 42 | OCWEN FINL CORP | 0.3% | $5.0m | 144,000 | 31% | added | |
| 43 | NATIONSTAR MTG HLDGS INC | 0.3% | $5.0m | 160,286 | -60% | reduced | |
| 44 | CX CEMEX SAB DE CV SPON | Basic Materials | 0.3% | $4.9m | 500,900 | 497% | added |
| 45 | EMN EASTMAN CHEM CO | Basic Materials | 0.3% | $4.9m | 72,230 | – | new |
| 46 | FDX FEDEX CORP | Industrials | 0.3% | $4.6m | 50,418 | – | new |
| 47 | ROP ROPER INDS INC NEW | Technology | 0.3% | $4.5m | 40,390 | – | new |
| 48 | PNC PNC FINL SVCS GROUP INC | Financial Services | 0.3% | $4.4m | 75,000 | – | new |
| 49 | SOTHEBYS | 0.3% | $4.1m | 123,210 | – | new | |
| 50 | CELG CELGENE CORP | 0.3% | $4.1m | 52,000 | – | new |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.