Caxton Associates 13F holdings, Q3 2011
Holdings as of September 30, 2011 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 729 US equity positions worth $1.5bn in its Q3 2011 13F filing. The largest position was VIVUS INC at 2.1% of the reported book, followed by BAC and XLK. Against the Q2 2011 filing, it opened 8 new positions, added to 29 and reduced 12 among the top 50 holdings.
What did Caxton Associates own in Q3 2011? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2011 |
|---|---|---|---|---|---|---|---|
| 1 | VIVUS INC | 2.1% | $31.8m | 3,939,626 | 0% | held | |
| 2 | BAC BANK OF AMERICA CORPORATION | Financial Services | 1.8% | $27.5m | 4,500,000 | – | new |
| 3 | XLK SELECT SECTOR SPDR TR TECHNOLOGY | 1.7% | $26.7m | 1,132,300 | – | new | |
| 4 | MA MASTERCARD INC | Financial Services | 1.3% | $20.8m | 65,718 | 782% | added |
| 5 | CONSTELLATION ENERGY GROUP I | 1.3% | $20.3m | 533,106 | 1% | added | |
| 6 | AON CORP | 1.2% | $18.9m | 450,752 | 4310% | added | |
| 7 | BIIB BIOGEN IDEC INC | Healthcare | 1.1% | $17.7m | 189,750 | 57% | added |
| 8 | MRO* MARATHON OIL CORP | 1.1% | $16.5m | 763,079 | 135% | added | |
| 9 | XL GROUP PLC | 1.0% | $15.2m | 808,129 | – | new | |
| 10 | HD HOME DEPOT INC | Consumer Cyclical | 1.0% | $15.1m | 460,632 | 176% | added |
| 11 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 0.9% | $14.6m | 233,763 | 113% | added |
| 12 | CBS CORP NEW | 0.9% | $13.5m | 662,815 | 401% | added | |
| 13 | SPG SIMON PPTY GROUP INC NEW | Real Estate | 0.9% | $13.3m | 120,857 | 53% | added |
| 14 | ALLERGAN INC | 0.8% | $13.1m | 158,821 | 24% | added | |
| 15 | VLO VALERO ENERGY CORP NEW | Energy | 0.8% | $13.0m | 733,585 | 9% | added |
| 16 | AA ALCOA INC | Basic Materials | 0.8% | $12.8m | 1,341,812 | 40% | added |
| 17 | COCA COLA ENTERPRISES INC NE | 0.8% | $12.2m | 492,089 | -2% | reduced | |
| 18 | MOS MOSAIC CO NEW | Basic Materials | 0.7% | $11.4m | 233,024 | 130% | added |
| 19 | COF CAPITAL ONE FINL CORP | Financial Services | 0.7% | $11.3m | 285,483 | 249% | added |
| 20 | FE FIRSTENERGY CORP | Utilities | 0.7% | $10.9m | 242,486 | -11% | reduced |
| 21 | DISCOVER FINL SVCS | 0.7% | $10.5m | 458,854 | 321% | added | |
| 22 | TIME WARNER CABLE INC | 0.7% | $10.3m | 165,010 | -5% | reduced | |
| 23 | CENTURYLINK INC | 0.7% | $10.3m | 309,509 | 660% | added | |
| 24 | DELL INC | 0.6% | $9.8m | 695,527 | 67% | added | |
| 25 | ANADARKO PETE CORP | 0.6% | $9.8m | 155,867 | -28% | reduced | |
| 26 | V VISA INC | Financial Services | 0.6% | $9.5m | 111,354 | 69% | added |
| 27 | ISHARES TR RUSSELL1000GRW | 0.6% | $9.5m | 181,000 | – | new | |
| 28 | WHOLE FOODS MKT INC | 0.6% | $9.4m | 143,358 | 296% | added | |
| 29 | WFC WELLS FARGO & CO NEW | Financial Services | 0.6% | $9.1m | 379,300 | – | new |
| 30 | NEM NEWMONT MINING CORP | Basic Materials | 0.6% | $8.9m | 140,642 | -54% | reduced |
| 31 | SILVER WHEATON CORP | 0.6% | $8.5m | 289,954 | -8% | reduced | |
| 32 | NALCO HOLDING COMPANY | 0.5% | $8.3m | 236,468 | 362% | added | |
| 33 | HES HESS CORP | 0.5% | $8.2m | 157,142 | -14% | reduced | |
| 34 | CSX CSX CORP | Industrials | 0.5% | $8.2m | 437,895 | -13% | reduced |
| 35 | ALTERA CORP | 0.5% | $8.1m | 255,458 | 1647% | added | |
| 36 | BFH ALLIANCE DATA SYSTEMS CORP | Financial Services | 0.5% | $8.0m | 85,795 | -45% | reduced |
| 37 | CF CF INDS HLDGS INC | Basic Materials | 0.5% | $7.9m | 64,091 | 47% | added |
| 38 | CMI CUMMINS INC | Industrials | 0.5% | $7.9m | 96,346 | 2% | added |
| 39 | NKE NIKE INC | Consumer Cyclical | 0.5% | $7.8m | 90,709 | 160% | added |
| 40 | EEM ISHARES TR MSCI EMERG MKT | 0.5% | $7.7m | 219,900 | – | new | |
| 41 | BIDU BAIDU INC SPON | Communication Services | 0.5% | $7.6m | 71,512 | -46% | reduced |
| 42 | EA ELECTRONIC ARTS INC | Communication Services | 0.5% | $7.6m | 370,140 | 40% | added |
| 43 | WMB WILLIAMS COS INC DEL | Energy | 0.5% | $7.6m | 310,841 | 27% | added |
| 44 | AMERICAN TOWER CORP | 0.5% | $7.2m | 133,023 | -41% | reduced | |
| 45 | DIRECTV | 0.5% | $7.1m | 166,807 | -45% | reduced | |
| 46 | CNO CNO FINL GROUP INC | Financial Services | 0.4% | $6.9m | 1,282,014 | 541% | added |
| 47 | VFC V F CORP | Consumer Cyclical | 0.4% | $6.9m | 56,462 | – | new |
| 48 | COP CONOCOPHILLIPS | Energy | 0.4% | $6.8m | 106,992 | – | new |
| 49 | DOLLAR THRIFTY AUTOMOTIVE GP | 0.4% | $6.7m | 118,395 | 1157% | added | |
| 50 | CABLEVISION SYS CORP | 0.4% | $6.5m | 414,452 | 2412% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.