Caxton Associates 13F holdings, Q1 2011
Holdings as of March 31, 2011 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 979 US equity positions worth $3.6bn in its Q1 2011 13F filing. The largest position was KSS at 1.7% of the reported book, followed by PBR/A and AMERICAN TOWER CORP. Against the Q4 2010 filing, it opened 5 new positions, added to 36 and reduced 8 among the top 50 holdings.
What did Caxton Associates own in Q1 2011? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q4 2010 |
|---|---|---|---|---|---|---|---|
| 1 | KSS KOHLS CORP | Consumer Cyclical | 1.7% | $59.7m | 1,125,816 | 168% | added |
| 2 | PBR/A PETROLEO BRASILEIRO SA PETRO SP | 1.6% | $58.4m | 1,643,500 | 2091% | added | |
| 3 | AMERICAN TOWER CORP | 1.4% | $50.7m | 978,569 | 44% | added | |
| 4 | POTASH CORP SASK INC | 1.3% | $45.0m | 763,961 | 7% | added | |
| 5 | ROCKWOOD HLDGS INC | 1.2% | $43.8m | 889,735 | 8% | added | |
| 6 | MA MASTERCARD INC | Financial Services | 1.2% | $42.6m | 169,126 | 11% | added |
| 7 | V VISA INC | Financial Services | 1.1% | $40.7m | 553,421 | 236% | added |
| 8 | JPM JPMORGAN CHASE & CO | Financial Services | 1.1% | $39.3m | 853,089 | 29% | added |
| 9 | CBS CORP NEW | 1.1% | $39.2m | 1,564,168 | 396% | added | |
| 10 | CMCSA COMCAST CORP NEW | Communication Services | 1.1% | $37.9m | 1,531,386 | 30% | added |
| 11 | KO COCA COLA CO | Consumer Defensive | 1.0% | $36.9m | 556,393 | 139% | added |
| 12 | AAPL APPLE INC | Technology | 0.9% | $33.8m | 96,918 | -27% | reduced |
| 13 | EXMOC EXXON MOBIL CORP | 0.9% | $33.0m | 391,845 | 31% | added | |
| 14 | UNP UNION PAC CORP | Industrials | 0.9% | $32.6m | 332,021 | -19% | reduced |
| 15 | VIVUS INC | 0.9% | $32.5m | 5,252,834 | 0% | held | |
| 16 | MONSANTO CO NEW | 0.9% | $32.1m | 443,602 | 36% | added | |
| 17 | PM PHILIP MORRIS INTL INC | Consumer Defensive | 0.9% | $30.8m | 469,261 | 69% | added |
| 18 | UTXZ UNITED TECHNOLOGIES CORP | 0.8% | $29.2m | 345,170 | 59% | added | |
| 19 | LOW LOWES COS INC | Consumer Cyclical | 0.8% | $28.0m | 1,058,039 | -3% | reduced |
| 20 | AXP AMERICAN EXPRESS CO | Financial Services | 0.8% | $27.9m | 617,870 | 734% | added |
| 21 | MOSAIC CO | 0.7% | $25.9m | 329,500 | 697% | added | |
| 22 | FCX FREEPORT-MCMORAN COPPER & GO | Basic Materials | 0.7% | $25.5m | 459,305 | 51% | added |
| 23 | MET METLIFE INC | Financial Services | 0.7% | $25.2m | 563,091 | 75% | added |
| 24 | OSK OSHKOSH CORP | Industrials | 0.7% | $25.0m | 707,748 | 29% | added |
| 25 | XLV SELECT SECTOR SPDR TR SBI HEALTHCARE | 0.7% | $25.0m | 754,191 | – | new | |
| 26 | OXY OCCIDENTAL PETE CORP DEL | Energy | 0.7% | $24.2m | 231,333 | 9% | added |
| 27 | AVGO BROADCOM CORP | Technology | 0.7% | $23.6m | 600,222 | 6879% | added |
| 28 | NXPI NXP SEMICONDUCTORS N V | Technology | 0.7% | $23.6m | 787,066 | 1291% | added |
| 29 | HEWLETT PACKARD CO | 0.6% | $23.2m | 567,229 | 189% | added | |
| 30 | FDX FEDEX CORP | Industrials | 0.6% | $23.0m | 246,196 | 11% | added |
| 31 | WFC WELLS FARGO & CO NEW | Financial Services | 0.6% | $22.6m | 714,226 | -43% | reduced |
| 32 | IBM INTERNATIONAL BUSINESS MACHS | Technology | 0.6% | $22.0m | 134,665 | -2% | reduced |
| 33 | IFF INTERNATIONAL FLAVORS&FRAGRA | Basic Materials | 0.6% | $21.9m | 351,053 | – | new |
| 34 | ARCH COAL INC | 0.6% | $21.1m | 586,020 | 87% | added | |
| 35 | NII HLDGS INC | 0.6% | $21.1m | 505,319 | 1394% | added | |
| 36 | DIRECTV | 0.6% | $20.8m | 445,173 | -45% | reduced | |
| 37 | CVX CHEVRON CORP NEW | Energy | 0.6% | $20.1m | 186,818 | – | new |
| 38 | TGT TARGET CORP | Consumer Defensive | 0.6% | $20.1m | 401,355 | -28% | reduced |
| 39 | BIDU BAIDU INC SPON | Communication Services | 0.5% | $19.7m | 142,923 | 3051% | added |
| 40 | GILD GILEAD SCIENCES INC | Healthcare | 0.5% | $19.5m | 460,190 | 289% | added |
| 41 | SLB SCHLUMBERGER LTD | Energy | 0.5% | $19.5m | 209,522 | -15% | reduced |
| 42 | DIS DISNEY WALT CO | Communication Services | 0.5% | $19.4m | 450,250 | 7% | added |
| 43 | TEX TEREX CORP NEW | Industrials | 0.5% | $19.4m | 522,705 | 7% | added |
| 44 | HARMAN INTL INDS INC | 0.5% | $18.7m | 400,061 | 23% | added | |
| 45 | GENZYME CORP | 0.5% | $18.5m | 243,415 | – | new | |
| 46 | MASSEY ENERGY COMPANY | 0.5% | $18.4m | 269,653 | 679% | added | |
| 47 | QWEST COMMUNICATIONS INTL IN | 0.5% | $18.3m | 2,676,784 | 113% | added | |
| 48 | GE GENERAL ELECTRIC CO | Industrials | 0.5% | $18.3m | 910,554 | 226% | added |
| 49 | BBY BEST BUY INC | Consumer Cyclical | 0.5% | $18.1m | 630,708 | – | new |
| 50 | GS GOLDMAN SACHS GROUP INC | Financial Services | 0.5% | $17.7m | 111,906 | 84% | added |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.