Caxton Associates 13F holdings, Q3 2007
Holdings as of September 30, 2007 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 176 US equity positions worth $3.5bn in its Q3 2007 13F filing. The largest position was SEPRACOR INC at 5.5% of the reported book, followed by PG and MAR. Against the Q2 2007 filing, it opened 2 new positions, added to 23 and reduced 24 among the top 50 holdings.
What did Caxton Associates own in Q3 2007? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2007 |
|---|---|---|---|---|---|---|---|
| 1 | SEPRACOR INC | 5.5% | $192.5m | 6,999,100 | -13% | reduced | |
| 2 | PG PROCTER & GAMBLE CO | Consumer Defensive | 3.0% | $105.7m | 1,503,013 | 26% | added |
| 3 | MAR MARRIOTT INTL INC NEW | Consumer Cyclical | 2.7% | $93.2m | 2,144,330 | 6% | added |
| 4 | INTL SECS EXCHANGE HLDGS INC | 2.5% | $89.3m | 1,343,900 | 1122% | added | |
| 5 | OMC OMNICOM GROUP INC | Communication Services | 2.4% | $82.9m | 1,723,508 | 283% | added |
| 6 | KO COCA COLA CO | Consumer Defensive | 2.4% | $82.8m | 1,441,270 | 1% | added |
| 7 | L LOEWS CORP | Financial Services | 2.2% | $77.9m | 1,610,385 | -41% | reduced |
| 8 | GRACE W R & CO DEL NEW | 2.2% | $76.9m | 2,864,614 | 269% | added | |
| 9 | CSCO CISCO SYS INC | Technology | 2.1% | $75.4m | 2,275,904 | 153% | added |
| 10 | MERCK & CO INC | 2.1% | $73.2m | 1,416,873 | -13% | reduced | |
| 11 | MMM 3M CO | Industrials | 2.0% | $70.6m | 754,416 | -57% | reduced |
| 12 | CMI CUMMINS INC | Industrials | 2.0% | $68.8m | 537,585 | 623% | added |
| 13 | WFC WELLS FARGO & CO NEW | Financial Services | 1.9% | $66.9m | 1,878,789 | -17% | reduced |
| 14 | AIZ ASSURANT INC | Financial Services | 1.9% | $66.6m | 1,244,522 | 189% | added |
| 15 | ROCKWOOD HLDGS INC | 1.9% | $66.3m | 1,851,064 | -16% | reduced | |
| 16 | SEMICONDUCTOR HLDRS TR DEP RCPT | 1.9% | $65.9m | 1,721,004 | -16% | reduced | |
| 17 | GE GENERAL ELECTRIC CO | Industrials | 1.8% | $62.3m | 1,504,561 | -3% | reduced |
| 18 | MO ALTRIA GROUP INC | Consumer Defensive | 1.7% | $59.7m | 858,779 | -8% | reduced |
| 19 | AXP AMERICAN EXPRESS CO | Financial Services | 1.6% | $57.4m | 966,217 | -12% | reduced |
| 20 | E M C CORP MASS | 1.6% | $55.8m | 2,683,839 | 279% | added | |
| 21 | AMERICA MOVIL SAB DE CV SPON | 1.6% | $55.6m | 868,977 | 36% | added | |
| 22 | BURLINGTON NORTHN SANTA FE C | 1.5% | $52.3m | 644,081 | 544% | added | |
| 23 | DIRECTV GROUP INC | 1.4% | $50.1m | 2,065,458 | 5% | added | |
| 24 | ALCAN INC | 1.4% | $50.0m | 500,000 | 313% | added | |
| 25 | DADE BEHRING HLDGS INC | 1.4% | $48.1m | 630,298 | 142% | added | |
| 26 | COACH INC | 1.3% | $46.8m | 989,843 | -22% | reduced | |
| 27 | SLB SCHLUMBERGER LTD | Energy | 1.3% | $45.3m | 431,258 | – | new |
| 28 | SCI SERVICE CORP INTL | Consumer Cyclical | 1.3% | $45.2m | 3,506,600 | 12% | added |
| 29 | UTXZ UNITED TECHNOLOGIES CORP | 1.2% | $43.2m | 536,833 | -18% | reduced | |
| 30 | AMR CORP | 1.2% | $43.1m | 1,932,546 | 3765% | added | |
| 31 | INTC INTEL CORP | Technology | 1.2% | $43.0m | 1,664,113 | 65% | added |
| 32 | BUCYRUS INTL INC NEW | 1.2% | $42.9m | 587,568 | -54% | reduced | |
| 33 | BROOKFIELD ASSET MGMT INC | 1.2% | $41.3m | 1,072,350 | -35% | reduced | |
| 34 | BALDOR ELEC CO | 1.2% | $41.1m | 1,028,561 | 13% | added | |
| 35 | UAL CORP | 1.1% | $40.0m | 858,856 | 186% | added | |
| 36 | CHAMPION ENTERPRISES INC | 1.1% | $38.1m | 3,468,966 | 58% | added | |
| 37 | HAYNES INTERNATIONAL INC | 1.1% | $37.0m | 433,646 | 0% | held | |
| 38 | DOMTAR CORP | 1.0% | $35.2m | 4,295,633 | -3% | reduced | |
| 39 | GS GOLDMAN SACHS GROUP INC | Financial Services | 1.0% | $34.4m | 158,875 | -51% | reduced |
| 40 | OXY OCCIDENTAL PETE CORP DEL | Energy | 1.0% | $34.4m | 537,135 | -49% | reduced |
| 41 | LIBERTY MEDIA HLDG CORP CAP | 0.9% | $32.6m | 261,064 | -44% | reduced | |
| 42 | F FORD MTR CO DEL | Consumer Cyclical | 0.9% | $32.5m | 3,832,040 | -52% | reduced |
| 43 | OIL SVC HOLDRS TR DEPOSTRY RCPT | 0.9% | $31.9m | 166,108 | 177% | added | |
| 44 | MET METLIFE INC | Financial Services | 0.9% | $31.4m | 450,877 | -59% | reduced |
| 45 | PRU PRUDENTIAL FINL INC | Financial Services | 0.9% | $31.4m | 322,041 | 29% | added |
| 46 | CYTEC INDS INC | 0.8% | $29.2m | 427,494 | -48% | reduced | |
| 47 | GREAT ATLANTIC & PAC TEA INC | 0.8% | $28.5m | 937,002 | -11% | reduced | |
| 48 | TGT TARGET CORP | Consumer Defensive | 0.8% | $27.3m | 429,420 | – | new |
| 49 | CAR AVIS BUDGET GROUP | Industrials | 0.7% | $25.2m | 1,101,834 | -56% | reduced |
| 50 | GILD GILEAD SCIENCES INC | Healthcare | 0.4% | $15.6m | 382,751 | -71% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.