Caxton Associates 13F holdings, Q4 2006
Holdings as of December 31, 2006 · filings on SEC EDGAR · latest filing →
Caxton Associates disclosed 1869 US equity positions worth $15.2bn in its Q4 2006 13F filing. The largest position was SEPRACOR INC at 1.8% of the reported book, followed by HAL and SPY. Against the Q3 2006 filing, it opened 11 new positions, added to 29 and reduced 10 among the top 50 holdings.
What did Caxton Associates own in Q4 2006? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q3 2006 |
|---|---|---|---|---|---|---|---|
| 1 | SEPRACOR INC | 1.8% | $279.8m | 6,000,000 | -25% | reduced | |
| 2 | HAL HALLIBURTON CO | Energy | 1.2% | $183.6m | 5,784,730 | 372% | added |
| 3 | SPY SPDR TR UNIT SER 1 | 1.1% | $167.7m | 1,181,100 | -5% | reduced | |
| 4 | L LOEWS CORP | Financial Services | 0.9% | $130.2m | 2,866,112 | -15% | reduced |
| 5 | AA ALCOA INC | Basic Materials | 0.8% | $117.0m | 3,450,397 | – | new |
| 6 | DOW CHEM CO | 0.7% | $108.8m | 2,372,785 | – | new | |
| 7 | DCH AMERICAN AXLE & MFG HLDGS IN | Consumer Cyclical | 0.6% | $95.9m | 3,507,129 | – | new |
| 8 | AIZ ASSURANT INC | Financial Services | 0.6% | $95.9m | 1,788,200 | 142% | added |
| 9 | ROCKWOOD HLDGS INC | 0.6% | $92.3m | 3,334,859 | -7% | reduced | |
| 10 | MAR MARRIOTT INTL INC NEW | Consumer Cyclical | 0.6% | $91.7m | 1,873,760 | -23% | reduced |
| 11 | PEOPLES BK BRIDGEPORT CONN | 0.6% | $87.8m | 1,977,261 | -28% | reduced | |
| 12 | HILTON HOTELS CORP | 0.6% | $86.9m | 2,416,775 | 462% | added | |
| 13 | PRU PRUDENTIAL FINL INC | Financial Services | 0.6% | $86.4m | 957,627 | 9% | added |
| 14 | MERCANTILE BANKSHARES CORP | 0.5% | $83.2m | 1,778,723 | 361% | added | |
| 15 | DOMTAR CORP | 0.5% | $81.9m | 8,796,488 | – | new | |
| 16 | MO ALTRIA GROUP INC | Consumer Defensive | 0.5% | $81.5m | 928,467 | 40% | added |
| 17 | PG PROCTER & GAMBLE CO | Consumer Defensive | 0.5% | $76.3m | 1,208,214 | 155% | added |
| 18 | COACH INC | 0.5% | $74.2m | 1,482,855 | -4% | reduced | |
| 19 | GT GOODYEAR TIRE & RUBR CO | Consumer Cyclical | 0.5% | $73.9m | 2,370,286 | 2545% | added |
| 20 | BROOKFIELD ASSET MGMT INC | 0.5% | $73.5m | 1,405,783 | 37% | added | |
| 21 | WFC WELLS FARGO & CO NEW | Financial Services | 0.5% | $72.9m | 2,117,165 | 8% | added |
| 22 | UBS AG | 0.5% | $71.4m | 1,201,039 | 70% | added | |
| 23 | WEBEX COMMUNICATIONS INC | 0.5% | $69.6m | 1,223,389 | – | new | |
| 24 | AXP AMERICAN EXPRESS CO | Financial Services | 0.4% | $68.1m | 1,208,099 | 37% | added |
| 25 | MERCK & CO INC | 0.4% | $65.5m | 1,482,128 | 254% | added | |
| 26 | WY WEYERHAEUSER CO | Real Estate | 0.4% | $65.4m | 874,972 | 1421% | added |
| 27 | GAYLORD ENTMT CO NEW | 0.4% | $65.3m | 1,235,664 | 63% | added | |
| 28 | GE GENERAL ELECTRIC CO | Industrials | 0.4% | $62.2m | 1,757,718 | 339% | added |
| 29 | F FORD MTR CO DEL | Consumer Cyclical | 0.4% | $60.7m | 7,696,775 | – | new |
| 30 | CCK CROWN HOLDINGS INC | Consumer Cyclical | 0.4% | $60.4m | 2,469,599 | 177% | added |
| 31 | PEP PEPSICO INC | Consumer Defensive | 0.4% | $59.3m | 933,058 | – | new |
| 32 | CMCSA COMCAST CORP NEW | Communication Services | 0.4% | $58.9m | 2,269,633 | -14% | reduced |
| 33 | PER-SE TECHNOLOGIES INC | 0.4% | $57.7m | 2,076,585 | – | new | |
| 34 | IBM INTERNATIONAL BUSINESS MACHS | Technology | 0.4% | $55.5m | 571,101 | 41% | added |
| 35 | COP CONOCOPHILLIPS | Energy | 0.4% | $54.8m | 761,527 | – | new |
| 36 | MIRANT CORP NEW | 0.3% | $52.8m | 1,305,440 | 53% | added | |
| 37 | CE CELANESE CORP DEL | Basic Materials | 0.3% | $51.5m | 1,670,319 | 473% | added |
| 38 | ISHARES TR S&P GBL HLTHCR | 0.3% | $50.9m | 883,450 | – | new | |
| 39 | ISHARES TR S&P 100 IDX FD | 0.3% | $50.4m | 763,000 | – | new | |
| 40 | AMGN AMGEN INC | Healthcare | 0.3% | $49.6m | 887,592 | 8517% | added |
| 41 | BANK NEW YORK INC | 0.3% | $49.3m | 1,216,700 | 207% | added | |
| 42 | CAR AVIS BUDGET GROUP | Industrials | 0.3% | $47.2m | 1,729,124 | 84% | added |
| 43 | FIRST DATA CORP | 0.3% | $47.1m | 1,751,248 | 139% | added | |
| 44 | QCOM QUALCOMM INC | Technology | 0.3% | $47.0m | 1,102,009 | 12747% | added |
| 45 | AMERICAN TOWER CORP | 0.3% | $46.5m | 1,194,378 | 84% | added | |
| 46 | KOP KOPPERS HOLDINGS INC | Basic Materials | 0.3% | $46.3m | 1,805,649 | -8% | reduced |
| 47 | TODCO | 0.3% | $44.4m | 1,101,752 | 3284% | added | |
| 48 | ZENITH NATL INS CORP | 0.3% | $43.3m | 915,602 | 94% | added | |
| 49 | TGT TARGET CORP | Consumer Defensive | 0.3% | $42.3m | 740,838 | 128% | added |
| 50 | KO COCA COLA CO | Consumer Defensive | 0.3% | $42.2m | 878,564 | -15% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.