Ancora Advisors 13F holdings, Q3 2013
Holdings as of September 30, 2013 · filings on SEC EDGAR · latest filing →
Ancora Advisors disclosed 404 US equity positions worth $582.7m in its Q3 2013 13F filing. The largest position was VWO at 2.6% of the reported book, followed by VANGUARD FTSE ALL-WORLD EX US and VANGUARD INDEX FDS S&P 500 ETF. Against the Q2 2013 filing, it opened 5 new positions, added to 16 and reduced 16 among the top 50 holdings.
What did Ancora Advisors own in Q3 2013? Top 50 positions
| # | Stock | Sector | Weight | Value | Shares | Δ shares | vs Q2 2013 |
|---|---|---|---|---|---|---|---|
| 1 | VWO VANGUARD FTSE EMERGING MARKET | 2.6% | $15.2m | 379,450 | 0% | held | |
| 2 | VANGUARD FTSE ALL-WORLD EX US | 2.5% | $14.8m | 304,023 | 0% | held | |
| 3 | VANGUARD INDEX FDS S&P 500 ETF | 2.3% | $13.2m | 170,902 | -2% | reduced | |
| 4 | HUBB HUBBELL INC CL A | 2.2% | $12.6m | 134,217 | 3% | added | |
| 5 | VANGUARD WORLD FD MEGA CAP IND | 2.2% | $12.6m | 219,417 | 0% | held | |
| 6 | VANGUARD INDEX FDS REIT ETF | 2.0% | $11.4m | 172,375 | 3% | added | |
| 7 | ISHARES TR HGH DIV EQT FD | 1.9% | $11.2m | 168,996 | 10% | added | |
| 8 | RUSHB RUSH ENTERPRISES INC CL B | Consumer Cyclical | 1.5% | $9.0m | 394,586 | -1% | reduced |
| 9 | POWERSHARES ETF TRUST FTSE RAF | 1.5% | $8.9m | 117,535 | 0% | held | |
| 10 | CLAYMORE EXCHANGE TRD FD TR GU | 1.4% | $8.4m | 353,448 | -1% | reduced | |
| 11 | SPDR INDEX SHS FDS DJ GLB RL E | 1.3% | $7.7m | 181,730 | -1% | reduced | |
| 12 | VANGUARD SPECIALIZED PORTFOLIO | 1.3% | $7.4m | 106,394 | 0% | held | |
| 13 | VANGUARD WORLD FDS ENERGY ETF | 1.2% | $7.2m | 60,253 | 0% | held | |
| 14 | ZWEIG TOTAL RETURN FD INC COM | 1.2% | $7.0m | 533,563 | 428% | added | |
| 15 | TFSL TFS FINL CORP COM | Financial Services | 1.2% | $7.0m | 582,141 | -66% | reduced |
| 16 | VANGUARD INDEX FDS EXTEND MKT | 1.2% | $6.8m | 88,793 | 0% | held | |
| 17 | VANGUARD WORLD FDS MATERIALS E | 1.2% | $6.8m | 70,948 | 0% | held | |
| 18 | SWEDISH EXPT CR CORP ROG TTL E | 1.1% | $6.2m | 743,657 | -1% | reduced | |
| 19 | BSV VANGUARD BD INDEX FD INC SHORT | 1.0% | $5.6m | 70,027 | -5% | reduced | |
| 20 | EATON VANCE RISK MNGD DIV EQTY | 1.0% | $5.6m | 520,427 | -7% | reduced | |
| 21 | FIRSTHAND TECH VALUE FD INC CO | 0.9% | $5.3m | 217,100 | 32% | added | |
| 22 | PFE PFIZER INC COM | Healthcare | 0.9% | $5.1m | 177,064 | -11% | reduced |
| 23 | CINF CINCINNATI FINL CORP COM | Financial Services | 0.9% | $5.0m | 106,537 | 0% | held |
| 24 | MSFT MICROSOFT CORP COM | Technology | 0.9% | $5.0m | 149,424 | -4% | reduced |
| 25 | GLD SPDR GOLD TRUST GOLD SHS | 0.8% | $4.9m | 38,078 | -9% | reduced | |
| 26 | INTC INTEL CORP COM | Technology | 0.8% | $4.7m | 205,890 | 2% | added |
| 27 | NETSPEND HLDS | 0.8% | $4.6m | 290,000 | 0% | held | |
| 28 | BRK/B BERKSHIRE HATHAWAY INC DEL CL | 0.8% | $4.6m | 40,149 | – | new | |
| 29 | DRI DARDEN RESTAURANTS INC COM | Consumer Cyclical | 0.8% | $4.4m | 95,500 | – | new |
| 30 | LIBERTY ALL STAR EQUITY FD SH | 0.7% | $4.3m | 800,567 | 102% | added | |
| 31 | JNJ JOHNSON & JOHNSON COM | Healthcare | 0.7% | $4.2m | 48,735 | 3% | added |
| 32 | JPM JPMORGAN CHASE & CO COM | Financial Services | 0.7% | $4.2m | 80,553 | -2% | reduced |
| 33 | VZ VERIZON COMMUNICATIONS INC COM | Communication Services | 0.7% | $3.9m | 84,586 | 3% | added |
| 34 | WFC WELLS FARGO & CO NEW COM | Financial Services | 0.7% | $3.9m | 93,643 | 2% | added |
| 35 | KO COCA COLA CO COM | Consumer Defensive | 0.6% | $3.7m | 98,706 | -1% | reduced |
| 36 | ALBANY MOLECULAR RESH INC COM | 0.6% | $3.7m | 287,000 | – | new | |
| 37 | MALLINCKRODT PUB LTD | 0.6% | $3.6m | 82,150 | – | new | |
| 38 | LEN/B LENNAR CORP CL B | 0.6% | $3.6m | 124,874 | -50% | reduced | |
| 39 | PG PROCTER & GAMBLE CO COM | Consumer Defensive | 0.6% | $3.6m | 47,253 | 3% | added |
| 40 | CENTRAL FD CDA LTD CL A | 0.6% | $3.5m | 240,418 | -3% | reduced | |
| 41 | T AT&T INC COM | Communication Services | 0.6% | $3.4m | 101,162 | 2% | added |
| 42 | LIBERTY INTERACTIVE CORP LBT V | 0.6% | $3.4m | 38,577 | 20% | added | |
| 43 | BMY BRISTOL MYERS SQUIBB CO COM | Healthcare | 0.6% | $3.4m | 73,392 | 3% | added |
| 44 | GLW CORNING INC COM | Technology | 0.6% | $3.3m | 224,302 | 0% | held |
| 45 | CSCO CISCO SYS INC COM | Technology | 0.6% | $3.2m | 137,353 | 22% | added |
| 46 | AAPL APPLE INC COM | Technology | 0.6% | $3.2m | 6,740 | – | new |
| 47 | SPECIAL OPPORTUNITIES FD INC C | 0.5% | $3.1m | 176,452 | 0% | held | |
| 48 | BLACKHAWK NETWORK HLDGS | 0.5% | $3.0m | 126,626 | 93% | added | |
| 49 | ABBV ABBVIE INC | Healthcare | 0.5% | $3.0m | 67,531 | 0% | held |
| 50 | MMM 3M CO COM | Industrials | 0.5% | $3.0m | 24,712 | -2% | reduced |
Weights are shares of the reported long US equity book (options excluded). Values are as filed, normalised to whole dollars. Share changes compare against the immediately preceding filing only.